Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2021 Filed Apr 21, 2021 20:53 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 17,500 | $4.90 | $85,715.00 |
DisclosureSEC source: 0001104659-21-053209 · tm2113709-1_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,036 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.80 to $5.17; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 00:49 UTC |
Kennedy Hayes M.Chief Human Resources Officer
|
PurchaseCommon Stock | 4,000 | $6.10 | $24,399.60 |
DisclosureSEC source: 0001104659-21-036502 · tm219831-1_4seq1.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,692 F1 · balance_after: Includes 5,692 restricted stock units that vest 1,897 shares on each of 10/26/21 and 10/26/22 and 1,898 shares on 10/26/23. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:19 UTC |
Mayo Gilbert W. Jr.Pres. Broadwind Ind. Solutions
|
Tax withholdingCommon Stock | 7,074 | $7.94 | $56,167.56 |
DisclosureSEC source: 0001104659-21-030140 · tm218317-4_4seq1.xml · nonDerivative · entry 2 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,757 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (ii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:19 UTC |
Mayo Gilbert W. Jr.Pres. Broadwind Ind. Solutions
|
GrantCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030140 · tm218317-4_4seq1.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,831 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:20 UTC |
Schueller Daniel E.Pres., Broadwind Heavy Fab.
|
Tax withholdingCommon Stock | 7,752 | $7.94 | $61,550.88 |
DisclosureSEC source: 0001104659-21-030142 · tm218317-5_4seq1.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,685 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22; and (ii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:20 UTC |
Schueller Daniel E.Pres., Broadwind Heavy Fab.
|
GrantCommon Stock | 22,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030142 · tm218317-5_4seq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,437 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:18 UTC |
KUSHNER STEPHANIE KDirector
|
Tax withholdingCommon Stock | 8,271 | $7.94 | $65,671.74 |
DisclosureSEC source: 0001104659-21-030138 · tm218317-3_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,058 F1 · shares: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:18 UTC |
KUSHNER STEPHANIE KDirector
|
GrantCommon Stock | 25,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030138 · tm218317-3_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,329 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:15 UTC |
Blashford Eric B.President and CEO
|
Tax withholdingCommon Stock | 15,240 | $7.94 | $121,005.60 |
DisclosureSEC source: 0001104659-21-030132 · tm218317-1_4seq1.xml · nonDerivative · entry 2 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,369 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iii) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:15 UTC |
Blashford Eric B.President and CEO
|
GrantCommon Stock | 54,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030132 · tm218317-1_4seq1.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,609 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:17 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 11,862 | $7.94 | $94,184.28 |
DisclosureSEC source: 0001104659-21-030135 · tm218317-2_4seq1.xml · nonDerivative · entry 2 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,497 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 16,932 restricted stock units that vest 8,466 shares on each of 4/23/21 and 4/23/22; and (ii) 30,938 restricted stock units that vest 10,312 shares on 4/30/21 and 10,313 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:17 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
GrantCommon Stock | 39,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030135 · tm218317-2_4seq1.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,359 Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:13 UTC Amendment |
Schueller Daniel E.Pres., Broadwind Heavy Fab.
|
Tax withholdingCommon Stock | 10,757 | $7.94 | $85,410.58 |
DisclosureSEC source: 0001104659-21-045567 · tm2111902-5_4aseq1.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,680 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22; and (ii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:13 UTC Amendment |
Schueller Daniel E.Pres., Broadwind Heavy Fab.
|
GrantCommon Stock | 22,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-045567 · tm2111902-5_4aseq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,437 Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:12 UTC Amendment |
Blashford Eric B.President and CEO
|
Tax withholdingCommon Stock | 25,162 | $7.94 | $199,786.28 |
DisclosureSEC source: 0001104659-21-045566 · tm2111902-4_4aseq1.xml · nonDerivative · entry 2 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,447 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iii) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:12 UTC Amendment |
Blashford Eric B.President and CEO
|
GrantCommon Stock | 54,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-045566 · tm2111902-4_4aseq1.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,609 Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:11 UTC Amendment |
Mayo Gilbert W. Jr.Pres. Broadwind Ind. Solutions
|
Tax withholdingCommon Stock | 9,800 | $7.94 | $77,812.00 |
DisclosureSEC source: 0001104659-21-045564 · tm2111902-3_4aseq1.xml · nonDerivative · entry 2 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,031 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (ii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:11 UTC Amendment |
Mayo Gilbert W. Jr.Pres. Broadwind Ind. Solutions
|
GrantCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-045564 · tm2111902-3_4aseq1.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,831 Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:08 UTC Amendment |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 17,422 | $7.94 | $138,330.68 |
DisclosureSEC source: 0001104659-21-045561 · tm2111902-2_4aseq1.xml · nonDerivative · entry 2 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,937 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 16,932 restricted stock units that vest 8,466 shares on each of 4/23/21 and 4/23/22; and (ii) 30,938 restricted stock units that vest 10,312 shares on 4/30/21 and 10,313 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:08 UTC Amendment |
Bonfigt Jason LeeVP, CFO and Treasurer
|
GrantCommon Stock | 39,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-045561 · tm2111902-2_4aseq1.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,359 Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:07 UTC Amendment |
KUSHNER STEPHANIE KDirector
|
Tax withholdingCommon Stock | 11,793 | $7.94 | $93,636.42 |
DisclosureSEC source: 0001104659-21-045556 · tm2111902-1_4aseq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,536 F1 · shares: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:07 UTC Amendment |
KUSHNER STEPHANIE KDirector
|
GrantCommon Stock | 25,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-045556 · tm2111902-1_4aseq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,329 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 00:52 UTC |
Mayo Gilbert W. Jr.Pres. Broadwind Ind. Solutions
|
Tax withholdingCommon Stock | 1,047 | $8.46 | $8,857.62 |
DisclosureSEC source: 0001104659-21-026980 · tm217661-4_4seq1.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,831 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (ii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 00:49 UTC |
Schueller Daniel E.Pres., Broadwind Heavy Fab.
|
Tax withholdingCommon Stock | 1,087 | $8.46 | $9,196.02 |
DisclosureSEC source: 0001104659-21-026977 · tm217661-2_4seq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,261 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22; and (ii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 00:50 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,860 | $8.46 | $15,735.60 |
DisclosureSEC source: 0001104659-21-026978 · tm217661-3_4seq1.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,943 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 16,932 restricted stock units that vest 8,466 shares on each of 4/23/21 and 4/23/22; and (ii) 30,938 restricted stock units that vest 10,312 shares on 4/30/21 and 10,313 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 00:48 UTC |
Blashford Eric B.President and CEO
|
Tax withholdingCommon Stock | 2,651 | $8.46 | $22,427.46 |
DisclosureSEC source: 0001104659-21-026976 · tm217661-1_4seq1.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,489 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iii) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 00:27 UTC |
Wagner Thomas A.Director
|
SaleCommon Stock | 5,000 | $3.60 | $18,000.00 |
DisclosureSEC source: 0001104659-20-126978 · a4.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,349 F1 · balance_after: Includes 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 21:07 UTC |
Kennedy Hayes M.Chief Human Resources Officer
|
GrantCommon Stock | 5,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-119005 · a4.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,692 F1 · balance_after: Represents 5,692 restricted stock units that vest 1,897 shares on each of 10/26/21 and 10/26/22 and 1,898 shares on 10/26/23. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 19:15 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 19,001.66 | $3.16 | $60,045.25 |
DisclosureSEC source: 0001104659-20-105185 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,785 F1 · shares: The reporting person sold 19,001.66 shares of common stock of the Company held indirectly by the reporting person through the Company's 401(k) Plan. F2 · balance_after: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| July 29, 2020 Filed Aug 13, 2020 19:22 UTC |
Hanna Wayne W.Pres., Brad Foote Gear Works
|
Tax withholdingCommon Stock | 1,214 | $4.89 | $5,936.46 |
DisclosureSEC source: 0001104659-20-094621 · a4.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,547 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 8,166 restricted stock units that vest 4,083 shares on each of 7/29/21 and 7/29/22; and (ii) 14,513 restricted stock units that vest 4,837 shares on 4/30/21 and 4,838 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:45 UTC |
Christman Philip JDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057040 · a4.xml · nonDerivative · entry 1 Christman Philip J · CIK 0001756611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,844 F1 · balance_after: Includes 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:47 UTC |
Wood Cary BDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057048 · a4.xml · nonDerivative · entry 1 Wood Cary B · CIK 0001450239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,986 F1 · balance_after: Includes 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:46 UTC |
Wagner Thomas A.Director
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057047 · a4.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,349 F1 · balance_after: Includes 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:46 UTC |
KUSHNER STEPHANIE KDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057044 · a4.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,785 F2 · balance_after: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:46 UTC |
REILAND DAVID PDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057045 · a4.xml · nonDerivative · entry 1 REILAND DAVID P · CIK 0001222000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,826 F1 · balance_after: Includes 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:45 UTC |
FOX TERENCE PDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057042 · a4.xml · nonDerivative · entry 1 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,252 F1 · balance_after: Includes 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:44 UTC |
Schueller Daniel E.Pres., Broadwind Heavy Fab.
|
GrantCommon Stock | 23,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-056448 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,348 F1 · balance_after: Includes (i) 3,024 restricted stock units that vest on 2/20/21; (ii) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22; and (iii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:43 UTC |
Mayo Gilbert W. Jr.Pres. Broadwind Ind. Solutions
|
GrantCommon Stock | 13,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-056447 · a4.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,878 F1 · balance_after: Includes (i) 3,000 restricted stock units that vest on 2/20/21; (ii) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (iii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:43 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
GrantCommon Stock | 30,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-056446 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,803 F1 · balance_after: Includes (i) 5,375 restricted stock units that vest on 2/20/21; (ii) 16,932 restricted stock units that vest 8,466 shares on each of 4/23/21 and 4/23/22; and (iii) 30,938 restricted stock units that vest 10,312 shares on 4/30/21 and 10,313 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:43 UTC |
Blashford Eric B.President and CEO
|
GrantCommon Stock | 67,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-056445 · a4.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,140 F1 · balance_after: Includes (i) 7,380 restricted stock units that vest on 2/20/21; (ii) 50,000 restricted stock units that vest on 5/4/21; (iii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iv) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:42 UTC |
Hanna Wayne W.Pres., Brad Foote Gear Works
|
GrantCommon Stock | 14,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-056444 · a4.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,761 F1 · balance_after: Includes (i) 12,248 restricted stock units that vest 4,082 shares on 7/29/20 and 4,083 shares on each of 7/29/21 and 7/29/22; and (ii) 14,513 restricted stock units that vest 4,837 shares on 4/30/21 and 4,838 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 22:25 UTC |
Mayo Gilbert W. Jr.Pres., Red Wolf Company, LLC
|
Tax withholdingCommon Stock | 1,100 | $1.37 | $1,507.00 |
DisclosureSEC source: 0001104659-20-051763 · a4.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,973 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,000 restricted stock units that vest on 2/20/21; and (ii) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 22:26 UTC |
Schueller Daniel E.Pres., Brad Foote Gear Works
|
Tax withholdingCommon Stock | 1,770 | $1.37 | $2,424.90 |
DisclosureSEC source: 0001104659-20-051764 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,308 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,024 restricted stock units that vest on 2/20/21; and (ii) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 22:25 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 2,481 | $1.37 | $3,398.97 |
DisclosureSEC source: 0001104659-20-051762 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,865 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 5,375 restricted stock units that vest on 2/20/21; and (ii) 16,932 restricted stock units that vest 8,466 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 19:39 UTC |
REILAND DAVID PDirector
|
PurchaseCommon Stock | 10,000 | $1.30 | $13,000.00 |
DisclosureSEC source: 0001104659-20-034656 · a4.xml · nonDerivative · entry 1 REILAND DAVID P · CIK 0001222000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,326 F1 · balance_after: Includes 18,324 restricted stock units that vest on 4/23/20. Read SEC document |
| March 01, 2020 Filed May 5, 2020 23:46 UTC |
KUSHNER STEPHANIE KDirector
|
Disposition to issuerCommon Stock | 20,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057044 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,285 F1 · balance_after: The reporting person forfeited 20,900 restricted stock units in connection with her retirement as President and Chief Executive Officer of the Company. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:48 UTC |
Schueller Daniel E.Pres., Brad Foote Gear Works
|
Tax withholdingCommon Stock | 654 | $2.15 | $1,406.10 |
DisclosureSEC source: 0001104659-20-024344 · a4.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,078 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,024 restricted stock units that vest on 2/20/21; and (ii) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:48 UTC |
Mayo Gilbert W. Jr.Pres., Red Wolf Company, LLC
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Tax withholdingCommon Stock | 503 | $2.15 | $1,081.45 |
DisclosureSEC source: 0001104659-20-024343 · a4.xml · nonDerivative · entry 2 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,073 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,000 restricted stock units that vest on 2/20/21; and (ii) 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:47 UTC |
KUSHNER STEPHANIE KDirector · President and CEO
|
Tax withholdingCommon Stock | 4,773 | $2.15 | $10,261.95 |
DisclosureSEC source: 0001104659-20-024342 · a4.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,185 F1 · shares: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 20,900 restricted stock units that vest on 2/20/21; and (ii) 96,401 restricted stock units that vest 32,133 shares on 4/23/20, and 32,134 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:47 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 618 | $2.15 | $1,328.70 |
DisclosureSEC source: 0001104659-20-024341 · a4.xml · nonDerivative · entry 2 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,346 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 5,375 restricted stock units that vest on 2/20/21; and (ii) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares on each of 4/23/21 and 4/23/22. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.