Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWIND, INC.BWEN · Entity 6779 | Director | May 07, 2021 | May 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWIND, INC.
Report date May 07, 2021 · Filed May 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 321,588 |
Reported balance
After 2021-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-07 · Grant · Acquired 9,336 · Balance 321,588 F1: Includes 9,336 restricted stock units that vest on 5/1/22. |
| Common StockSEC Table I · non-derivative | IndirectBy Terence P. Fox and Paula L. Fox Irrevocable Trust 2005 | 200,000 |
Reported balance
Holding disclosure · report date 2021-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 200,000 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 519 |
Reported balance
Holding disclosure · report date 2021-05-07 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 519 F2: Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock. F3: Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 9,336 restricted stock units that vest on 5/1/22.
F2: Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.
F3: Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2021 Filed May 11, 2021 20:54 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 9,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064594 · tm2115445-5_4seq1.xml · nonDerivative · entry 1 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,588 F1 · balance_after: Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:45 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057042 · a4.xml · nonDerivative · entry 1 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,252 F1 · balance_after: Includes 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:09 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 18,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023689 · a4.xml · nonDerivative · entry 1 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,752 F1 · balance_after: Includes (i) 13,435 restricted stock units that vest on 5/2/19; and (ii) 18,324 restricted stock units that vest on 4/23/20. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:02 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 13,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-030663 · a4.xml · nonDerivative · entry 1 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,428 F1 · balance_after: Includes 13,435 restricted stock units that vest on 5/2/19. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 19:44 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 3,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-027843 · a4.xml · nonDerivative · entry 1 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,993 F1 · balance_after: Includes 3,727 restricted stock units that vest on 4/27/18. Read SEC document |
| November 17, 2016 Filed Jan 19, 2017 23:48 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 20,000 | $4.12 | $82,400.00 |
DisclosureSEC source: 0001104659-17-003136 · a4.xml · nonDerivative · entry 2 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,266 F1 · balance_after: Includes 10,736 restricted stock units that vest on 4/26/17. Read SEC document |
| August 19, 2016 Filed Jan 19, 2017 23:48 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 10,000 | $4.50 | $45,000.00 |
DisclosureSEC source: 0001104659-17-003136 · a4.xml · nonDerivative · entry 1 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,266 F1 · balance_after: Includes 10,736 restricted stock units that vest on 4/26/17. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.