Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2022 Filed Mar 4, 2022 23:25 UTC |
Mayo Gilbert W. Jr.Pres., Broadwind Ind. Solution
|
GrantCommon Stock | 20,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005321 · rdgdoc.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,417 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:24 UTC |
KUSHNER STEPHANIE KDirector
|
Tax withholdingCommon Stock | 105,096 | $2.22 | $233,313.12 |
DisclosureSEC source: 0001437749-22-005319 · rdgdoc.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,639 F1 · shares: 1. The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: 2. Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:24 UTC |
KUSHNER STEPHANIE KDirector
|
GrantCommon Stock | 261,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005319 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,735 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:23 UTC |
Blashford Eric B.President and CEO
|
Tax withholdingCommon Stock | 53,407 | $2.22 | $118,563.54 |
DisclosureSEC source: 0001437749-22-005317 · rdgdoc.xml · nonDerivative · entry 2 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,892 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 17,438 restricted stock units that vest on 4/23/22; (ii) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23; and (iii) 28,008 restricted stock units that vest 9,336 shares on each of 5/7/22, 5/7/23 and 5/7/24. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:23 UTC |
Blashford Eric B.President and CEO
|
GrantCommon Stock | 113,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005317 · rdgdoc.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,299 Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 22:17 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 7,088 | $2.10 | $14,861.41 |
DisclosureSEC source: 0001437749-21-028985 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,218 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.05 to $2.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F3 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 22:07 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 7,500 | $3.04 | $22,828.50 |
DisclosureSEC source: 0001437749-21-027106 · rdgdoc.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.96 to $3.08; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:07 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 7,500 | $3.07 | $22,989.75 |
DisclosureSEC source: 0001437749-21-027106 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.00 to $3.11; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 21:19 UTC |
Kennedy Hayes M.Chief Human Resources Officer
|
Tax withholdingCommon Stock | 738 | $2.82 | $2,081.16 |
DisclosureSEC source: 0001437749-21-024549 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,836 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,795 restricted stock units that vest 1,897 shares on 10/26/22 and 1,898 shares on 10/26/23; and (ii) 5,882 restricted stock units that vest 1,960 shares on 5/1/22 and 1,961 shares on each of 5/1/23 and 5/1/24. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 20:58 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 7,500 | $3.04 | $22,794.00 |
DisclosureSEC source: 0001437749-21-023980 · rdgdoc.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.96 to $3.125; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:58 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 7,500 | $3.09 | $23,178.00 |
DisclosureSEC source: 0001437749-21-023980 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.06 to $3.115; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 21:02 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 7,500 | $2.88 | $21,611.25 |
DisclosureSEC source: 0001437749-21-022499 · rdgdoc.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.85 to $2.91; the price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 21:02 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 7,500 | $2.91 | $21,812.25 |
DisclosureSEC source: 0001437749-21-022499 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.88 to $2.94; the price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 20:35 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 7,500 | $3.12 | $23,381.25 |
DisclosureSEC source: 0001104659-21-107768 · tm2125524-1_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $3.04 to $3.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:35 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 7,500 | $3.13 | $23,443.50 |
DisclosureSEC source: 0001104659-21-107768 · tm2125524-1_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.05 to $3.195; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 23:14 UTC |
Hanna Wayne W.Pres., Brad Foote Gear Works
|
Tax withholdingCommon Stock | 1,111 | $3.92 | $4,355.12 |
DisclosureSEC source: 0001104659-21-099036 · tm2123901-1_4seq1.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,601 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/1/22 and 5/1/23 and 2,008 shares on 5/1/24. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 21:59 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 17,500 | $3.95 | $69,060.25 |
DisclosureSEC source: 0001104659-21-094516 · tm2122905-1_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $3.82 to $4.01; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:59 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 10,412 | $3.96 | $41,197.16 |
DisclosureSEC source: 0001104659-21-094516 · tm2122905-1_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.87 to $4.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:50 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 17,500 | $4.66 | $81,593.75 |
DisclosureSEC source: 0001104659-21-083629 · tm2120270-1_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,218 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $4.57 to $4.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 21:50 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 17,500 | $4.73 | $82,747.00 |
DisclosureSEC source: 0001104659-21-083629 · tm2120270-1_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,718 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.59 to $5.06; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 19:37 UTC |
Wagner Thomas A.Director
|
SaleCommon Stock | 20,000 | $4.47 | $89,356.00 |
DisclosureSEC source: 0001104659-21-074977 · tm2118154-1_4seq1.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,685 F1 · balance_after: Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:08 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 17,500 | $4.09 | $71,638.00 |
DisclosureSEC source: 0001104659-21-069887 · tm2117149-1_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,218 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $4.04 to $4.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 18, 2021 Filed May 19, 2021 15:21 UTC |
REILAND DAVID PDirector
|
SaleCommon Stock | 400 | $4.24 | $1,696.00 |
DisclosureSEC source: 0001104659-21-069159 · tm2116909-1_4seq1.xml · nonDerivative · entry 3 REILAND DAVID P · CIK 0001222000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,162 F1 · balance_after: Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 18, 2021 Filed May 19, 2021 15:21 UTC |
REILAND DAVID PDirector
|
SaleCommon Stock | 3,600 | $4.25 | $15,300.00 |
DisclosureSEC source: 0001104659-21-069159 · tm2116909-1_4seq1.xml · nonDerivative · entry 2 REILAND DAVID P · CIK 0001222000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,562 Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:08 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 17,500 | $4.22 | $73,801.00 |
DisclosureSEC source: 0001104659-21-069887 · tm2117149-1_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,718 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.14 to $4.39; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| May 17, 2021 Filed May 19, 2021 15:21 UTC |
REILAND DAVID PDirector
|
SaleCommon Stock | 4,000 | $4.32 | $17,280.00 |
DisclosureSEC source: 0001104659-21-069159 · tm2116909-1_4seq1.xml · nonDerivative · entry 1 REILAND DAVID P · CIK 0001222000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,162 Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:03 UTC |
Wood Cary BDirector
|
GrantCommon Stock | 9,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064621 · tm2115445-13_4seq1.xml · nonDerivative · entry 1 Wood Cary B · CIK 0001450239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,322 F1 · balance_after: Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:02 UTC |
Wagner Thomas A.Director
|
GrantCommon Stock | 9,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064617 · tm2115445-12_4seq1.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,685 F1 · balance_after: Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:00 UTC |
Schueller Daniel E.Pres., Broadwind Heavy Fab.
|
GrantCommon Stock | 9,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064611 · tm2115445-11_4seq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,688 F1 · balance_after: Includes (i) 6,230 restricted stock units that vest on 4/23/22; (ii) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23; and (iii) 9,560 restricted stock units that vest 3,186 shares on 5/1/22 and 3,187 shares on each of 5/1/23 and 5/1/24. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:59 UTC |
REILAND DAVID PDirector
|
GrantCommon Stock | 9,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064607 · tm2115445-10_4seq1.xml · nonDerivative · entry 1 REILAND DAVID P · CIK 0001222000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,162 F1 · balance_after: Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:58 UTC |
Mayo Gilbert W. Jr.Pres. Broadwind Ind. Solutions
|
GrantCommon Stock | 5,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064606 · tm2115445-9_4seq1.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,913 F1 · balance_after: Includes (i) 3,150 restricted stock units that vest on 4/23/22; (ii) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23; and (iii) 5,770 restricted stock units that vest 1,923 shares on each of 5/1/22 and 5/1/23 and 1,924 shares on 5/1/24. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:57 UTC |
KUSHNER STEPHANIE KDirector
|
GrantCommon Stock | 9,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064600 · tm2115445-8_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,218 F1 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:56 UTC |
Kennedy Hayes M.Chief Human Resources Officer
|
GrantCommon Stock | 5,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064598 · tm2115445-7_4seq1.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,574 F1 · balance_after: Includes (i) 5,692 restricted stock units that vest 1,897 shares on each of 10/26/21 and 10/26/22 and 1,898 shares on 10/26/23; and (ii) 5,882 restricted stock units that vest 1,960 shares on 5/1/22 and 1,961 shares on each of 5/1/23 and 5/1/24. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:55 UTC |
Hanna Wayne W.Pres., Brad Foote Gear Works
|
GrantCommon Stock | 6,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064595 · tm2115445-6_4seq1.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,712 F1 · balance_after: Includes (i) 8,166 restricted stock units that vest 4,083 shares on each of 7/29/21 and 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/1/22 and 5/1/23 and 2,008 shares on 5/1/24. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:54 UTC |
FOX TERENCE PDirector
|
GrantCommon Stock | 9,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064594 · tm2115445-5_4seq1.xml · nonDerivative · entry 1 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,588 F1 · balance_after: Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:53 UTC |
Christman Philip JDirector
|
GrantCommon Stock | 9,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064593 · tm2115445-4_4seq1.xml · nonDerivative · entry 1 Christman Philip J · CIK 0001756611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,180 F1 · balance_after: Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:49 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
GrantCommon Stock | 12,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064586 · tm2115445-3_4seq1.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,146 F1 · balance_after: Includes (i) 8,466 restricted stock units that vest on 4/23/22; and (ii) 20,626 restricted stock units that vest 10,313 shares on each of 4/30/22 and 4/30/23; and (iii) 12,837 restricted stock units that vest 4,279 shares on each of 5/1/22, 5/1/23 and 5/1/24. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:46 UTC |
Blashford Eric B.President and CEO
|
GrantCommon Stock | 28,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064580 · tm2115445-2_4seq1.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,796 F1 · balance_after: Includes (i) 17,438 restricted stock units that vest on 4/23/22; (ii) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23; and (iii) 28,008 restricted stock units that vest 9,336 shares on each of 5/1/22, 5/1/23 and 5/1/24. Read SEC document |
| May 04, 2021 Filed May 6, 2021 17:14 UTC |
Blashford Eric B.President and CEO
|
Tax withholdingCommon Stock | 22,946 | $4.97 | $114,041.62 |
DisclosureSEC source: 0001104659-21-062264 · tm2115445-1_4seq1.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,788 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 17,438 restricted stock units that vest on 4/23/22; and (ii) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2021 Filed May 4, 2021 14:50 UTC |
Schueller Daniel E.Pres., Broadwind Heavy Fab.
|
Tax withholdingCommon Stock | 3,114 | $5.17 | $16,099.38 |
DisclosureSEC source: 0001104659-21-060687 · tm2115033-5_4seq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,128 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 6,230 restricted stock units that vest on 4/23/22; and (ii) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2021 Filed May 4, 2021 14:48 UTC |
Blashford Eric B.President and CEO
|
Tax withholdingCommon Stock | 10,043 | $5.17 | $51,922.31 |
DisclosureSEC source: 0001104659-21-060685 · tm2115033-4_4seq1.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,734 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 17,438 restricted stock units that vest on 4/23/22; and (iii) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2021 Filed May 4, 2021 14:48 UTC |
Mayo Gilbert W. Jr.Pres. Broadwind Ind. Solutions
|
Tax withholdingCommon Stock | 1,766 | $5.17 | $9,130.22 |
DisclosureSEC source: 0001104659-21-060683 · tm2115033-3_4seq1.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,143 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,150 restricted stock units that vest on 4/23/22; and (ii) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2021 Filed May 4, 2021 14:47 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 4,221 | $5.17 | $21,822.57 |
DisclosureSEC source: 0001104659-21-060682 · tm2115033-2_4seq1.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,309 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 8,466 restricted stock units that vest on 4/23/22; and (ii) 20,626 restricted stock units that vest 10,313 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2021 Filed May 4, 2021 14:45 UTC |
Hanna Wayne W.Pres., Brad Foote Gear Works
|
Tax withholdingCommon Stock | 1,857 | $5.17 | $9,600.69 |
DisclosureSEC source: 0001104659-21-060681 · tm2115033-1_4seq1.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,690 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 8,166 restricted stock units that vest 4,083 shares on each of 7/29/21 and 7/29/22; and (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 19:34 UTC |
Schueller Daniel E.Pres., Broadwind Heavy Fab.
|
Tax withholdingCommon Stock | 2,438 | $5.23 | $12,750.74 |
DisclosureSEC source: 0001104659-21-055559 · tm2114337-5_4seq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,242 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 6,230 restricted stock units that vest on 4/23/22; and (ii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 19:33 UTC |
Mayo Gilbert W. Jr.Pres. Broadwind Ind. Solutions
|
Tax withholdingCommon Stock | 1,122 | $5.23 | $5,868.06 |
DisclosureSEC source: 0001104659-21-055557 · tm2114337-4_4seq1.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,909 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 3,150 restricted stock units that vest on 4/23/22; and (ii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 19:32 UTC |
KUSHNER STEPHANIE KDirector
|
Tax withholdingCommon Stock | 13,654 | $5.23 | $71,410.42 |
DisclosureSEC source: 0001104659-21-055555 · tm2114337-3_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,882 F1 · shares: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 19:30 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 3,407 | $5.23 | $17,818.61 |
DisclosureSEC source: 0001104659-21-055554 · tm2114337-2_4seq1.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,530 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 8,466 restricted stock units that vest on 4/23/22; and (ii) 30,938 restricted stock units that vest 10,312 shares on 4/30/21 and 10,313 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 19:29 UTC |
Blashford Eric B.President and CEO
|
Tax withholdingCommon Stock | 7,670 | $5.23 | $40,114.10 |
DisclosureSEC source: 0001104659-21-055552 · tm2114337-1_4seq1.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,777 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 17,438 restricted stock units that vest on 4/23/22; and (iii) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 20:53 UTC |
KUSHNER STEPHANIE KDirector
|
SaleCommon Stock | 17,500 | $4.76 | $83,319.25 |
DisclosureSEC source: 0001104659-21-053209 · tm2113709-1_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,536 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $4.65 to $4.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.