BWEN

SEC source: 0001437749-24-018763 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,719

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27.

SEC source: 0001437749-24-018764 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,095

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,979 restricted stock units that vest on 4/25/25; (ii) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; and (iii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27.

SEC source: 0001437749-24-017706 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,494

F1 · balance_after: Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27.

SEC source: 0001437749-24-017704 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,761

F1 · balance_after: Includes (i) 3,979 restricted stock units that vest on 4/25/25; (ii) 7,109 restricted stock units that vest 2,369 shares on 5/25/24 and 2,370 shares on each of 5/25/25 and 5/25/26; and (iii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27.

SEC source: 0001437749-24-017702 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,847

F1 · balance_after: Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27.

SEC source: 0001437749-24-017701 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,281

F1 · balance_after: Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.

SEC source: 0001437749-24-017700 · rdgdoc.xml · nonDerivative · entry 1

Press Jeanette A. · CIK 0001628944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,195

F1 · balance_after: Includes (i) 12,165 restricted stock units that vest on 5/25/24 and (ii) 18,382 restricted stock units that vest on 5/16/25.

SEC source: 0001437749-24-017699 · rdgdoc.xml · nonDerivative · entry 1

Wood Cary B · CIK 0001450239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,702

F1 · balance_after: Includes (i) 12,165 restricted stock units that vest on 5/25/24 and (ii) 18,382 restricted stock units that vest on 5/16/25.

SEC source: 0001437749-24-017698 · rdgdoc.xml · nonDerivative · entry 1

Shivaram Sachin M · CIK 0001952838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,894

F1 · balance_after: Includes (i) 12,165 restricted stock units that vest on 5/25/24 and (ii) 18,382 restricted stock units that vest on 5/16/25.

SEC source: 0001437749-24-017697 · rdgdoc.xml · nonDerivative · entry 1

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,560

F1 · balance_after: Includes (i) 12,165 restricted stock units that vest on 5/25/24 and (ii) 18,382 restricted stock units that vest on 5/16/25.

SEC source: 0001437749-24-017696 · rdgdoc.xml · nonDerivative · entry 1

REILAND DAVID P · CIK 0001222000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,542

F1 · balance_after: Includes (i) 12,165 restricted stock units that vest on 5/25/24 and (ii) 18,382 restricted stock units that vest on 5/16/25.

SEC source: 0001437749-24-015734 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,685

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 19,922 restricted stock units that vest on 4/25/25; and (ii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26.

SEC source: 0001437749-24-015732 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,426

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 6,560 restricted stock units that vest on 4/25/25; and (ii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.

SEC source: 0001437749-24-015729 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,889

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,017 restricted stock units that vest on 4/25/25; and (ii) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26.

SEC source: 0001437749-24-015727 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,155

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,938 restricted stock units that vest on 4/25/25; and (ii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26.

SEC source: 0001437749-24-013749 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,506

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 2,421 restricted stock units that vest on 5/7/24; (ii) 3,938 restricted stock units that vest on 4/25/25; and (iii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26.

SEC source: 0001437749-24-013747 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,440

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; (iii) 4,017 restricted stock units that vest on 4/25/25; and (iv) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26.

SEC source: 0001437749-24-013745 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,858

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 1,924 restricted stock units that vest on 5/7/24; (ii) 3,979 restricted stock units that vest on 4/25/25; and (iii) 7,109 restricted stock units that vest 2,369 shares on 5/25/24 and 2,370 shares on each of 5/25/25 and 5/25/26.

SEC source: 0001437749-24-013744 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,365

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 6,560 restricted stock units that vest on 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.

SEC source: 0001437749-24-013743 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,613

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 9,336 restricted stock units that vest on 5/7/24; (ii) 19,922 restricted stock units that vest on 4/25/25; and (iii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26.

SEC source: 0001437749-23-032643 · rdgdoc.xml · nonDerivative · entry 1

Shivaram Sachin M · CIK 0001952838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,512

F1 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-025503 · rdgdoc.xml · nonDerivative · entry 1

Wagner Thomas A. · CIK 0001517260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,683

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.98 to $4.04; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company.

F2 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-024542 · rdgdoc.xml · nonDerivative · entry 1

Press Jeanette A. · CIK 0001628944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,813

F1 · balance_after: Includes (i) 1,398 restricted stock units that vest on 3/22/2024 and (ii) 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-024541 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,725

F1 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25; and (iv) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26.

SEC source: 0001437749-23-024305 · rdgdoc.xml · nonDerivative · entry 2

Shivaram Sachin M · CIK 0001952838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,512

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.46 to $3.75; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.

F2 · balance_after: Includes (i) 14,617 restricted stock units that vest on 11/2/2023 and (ii) 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-024432 · rdgdoc.xml · nonDerivative · entry 1

Wood Cary B · CIK 0001450239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,320

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.705 to $3.79; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.

F2 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-024172 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,372

F1 · balance_after: Includes (i) 9,336 restricted stock units that vest on 5/7/24; (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25; and (iii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26.

SEC source: 0001437749-23-024305 · rdgdoc.xml · nonDerivative · entry 1

Shivaram Sachin M · CIK 0001952838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,572

SEC source: 0001437749-23-024082 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,382

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.545 to $3.5598; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.

F2 · balance_after: Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.

SEC source: 0001437749-23-019905 · rdgdoc.xml · nonDerivative · entry 1

Wagner Thomas A. · CIK 0001517260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,683

F1 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-016137 · rdgdoc.xml · nonDerivative · entry 1

Wood Cary B · CIK 0001450239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,320

F1 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-016135 · rdgdoc.xml · nonDerivative · entry 1

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,178

F1 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-016133 · rdgdoc.xml · nonDerivative · entry 1

REILAND DAVID P · CIK 0001222000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,160

F1 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-016132 · rdgdoc.xml · nonDerivative · entry 1

Wagner Thomas A. · CIK 0001517260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,683

F1 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-016131 · rdgdoc.xml · nonDerivative · entry 1

Shivaram Sachin M · CIK 0001952838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,782

F1 · balance_after: Represents (i) 14,617 restricted stock units that vest on 11/2/2023 and (ii) 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-016129 · rdgdoc.xml · nonDerivative · entry 1

Press Jeanette A. · CIK 0001628944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,563

F1 · balance_after: Represents (i) 1,398 restricted stock units that vest on 3/22/2024 and (ii) 12,165 restricted stock units that vest on 5/25/24.

SEC source: 0001437749-23-016128 · rdgdoc.xml · nonDerivative · entry 3

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,372

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 9,336 restricted stock units that vest on 5/7/24; (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25; and (iii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26.

SEC source: 0001437749-23-016128 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,338

SEC source: 0001437749-23-016128 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,046

SEC source: 0001437749-23-016127 · rdgdoc.xml · nonDerivative · entry 3

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,382

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.

SEC source: 0001437749-23-016127 · rdgdoc.xml · nonDerivative · entry 2

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,599

SEC source: 0001437749-23-016127 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,193

SEC source: 0001437749-23-016126 · rdgdoc.xml · nonDerivative · entry 3

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,109

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 1,924 restricted stock units that vest on 5/7/24; (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25; and (iii) 7,109 restricted stock units that vest 2,369 shares on 5/25/24 and 2,370 shares on each of 5/25/25 and 5/25/26.

SEC source: 0001437749-23-016126 · rdgdoc.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,111

SEC source: 0001437749-23-016126 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,571

SEC source: 0001437749-23-016125 · rdgdoc.xml · nonDerivative · entry 3

Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,875

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 2,008 restricted stock units that vest on 5/7/24; (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25; and (iii) 7,133 restricted stock units that vest 2,377 shares on 5/25/24 and 2,378 shares on 5/25/25 and 5/25/26.

SEC source: 0001437749-23-016125 · rdgdoc.xml · nonDerivative · entry 2

Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,698

SEC source: 0001437749-23-016125 · rdgdoc.xml · nonDerivative · entry 1

Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,435

SEC source: 0001437749-23-016124 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,278

F1 · balance_after: Includes (i) 2,421 restricted stock units that vest on 5/7/24; (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25; and (iii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26.

SEC source: 0001437749-23-016123 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,225

F1 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25; and (iv) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26.