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Babcock & Wilcox Enterprises, Inc.

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4934
SEC CIK
0001630805
Parsed reports
443

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202601
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2017 Filed Aug 15, 2017 17:33 UTC
Muckley James J.Senior Vice President
GrantPerformance Units · Derivative 40,344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692154-17-000006 · edgar.xml · derivative · entry 1

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,344

Underlying: Common Stock · 40,344 shares

Expires not disclosed

F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock

F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

Read SEC document
August 14, 2017 Filed Aug 15, 2017 17:03 UTC
APKER JENNY LSenior Vice President and CFO
GrantRestricted Stock Units · Derivative 224,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000037 · edgar.xml · derivative · entry 2

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,068

Underlying: Common Stock · 224,068 shares

Expires 2020-08-14

F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 17:03 UTC
APKER JENNY LSenior Vice President and CFO
GrantPerformance Units · Derivative 97,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000037 · edgar.xml · derivative · entry 1

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 97,500 shares

Expires not disclosed

F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock

F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:06 UTC
Carano Mark ASenior Vice President
GrantRestricted Stock Units · Derivative 178,862 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001584346-17-000008 · edgar.xml · derivative · entry 2

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,862

Underlying: Common Stock · 178,862 shares

Expires 2020-08-14

F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:06 UTC
Carano Mark ASenior Vice President
GrantPerformance Units · Derivative 80,603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001584346-17-000008 · edgar.xml · derivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,603

Underlying: Common Stock · 80,603 shares

Expires not disclosed

F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock

F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

Read SEC document
August 14, 2017 Filed Aug 15, 2017 17:10 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
GrantRestricted Stock Units · Derivative 117,724 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001607264-17-000008 · edgar.xml · derivative · entry 2

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,724

Underlying: Common Stock · 117,724 shares

Expires 2020-08-14

F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 17:10 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
GrantPerformance Units · Derivative 75,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001607264-17-000008 · edgar.xml · derivative · entry 1

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,482

Underlying: Common Stock · 75,482 shares

Expires not disclosed

F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock

F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:30 UTC
Morgan Jimmy BSenior Vice President
GrantRestricted Stock Units · Derivative 73,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-17-000006 · edgar.xml · derivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,448

Underlying: Common Stock · 73,448 shares

Expires 2020-08-14

F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:30 UTC
Morgan Jimmy BSenior Vice President
GrantPerformance Units · Derivative 61,637 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-17-000006 · edgar.xml · derivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,637

Underlying: Common Stock · 61,637 shares

Expires not disclosed

F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock

F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:37 UTC
Hoehn Daniel WVice President and CAO
GrantRestricted Stock Units · Derivative 51,724 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644925-17-000009 · edgar.xml · derivative · entry 2

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,724

Underlying: Common Stock · 51,724 shares

Expires 2020-08-14

F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:37 UTC
Hoehn Daniel WVice President and CAO
GrantPerformance Units · Derivative 38,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644925-17-000009 · edgar.xml · derivative · entry 1

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,793

Underlying: Common Stock · 38,793 shares

Expires not disclosed

F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock

F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:26 UTC
Hall J. AndreSVP & General Counsel
GrantRestricted Stock Units · Derivative 111,103 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000039 · edgar.xml · derivative · entry 2

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,103

Underlying: Common Stock · 111,103 shares

Expires 2020-08-14

F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:26 UTC
Hall J. AndreSVP & General Counsel
GrantPerformance Units · Derivative 62,586 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000039 · edgar.xml · derivative · entry 1

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,586

Underlying: Common Stock · 62,586 shares

Expires not disclosed

F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock

F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:13 UTC
Low Mark SSenior Vice President
GrantRestricted Stock Units · Derivative 124,551 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644980-17-000006 · edgar.xml · derivative · entry 2

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,551

Underlying: Common Stock · 124,551 shares

Expires 2020-08-14

F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:13 UTC
Low Mark SSenior Vice President
GrantPerformance Units · Derivative 64,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644980-17-000006 · edgar.xml · derivative · entry 1

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,482

Underlying: Common Stock · 64,482 shares

Expires not disclosed

F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock

F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018

Read SEC document
July 01, 2017 Filed Jul 5, 2017 17:54 UTC
Kass Leslie CSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001707399-17-000006 · edgar.xml · derivative · entry 4

Kass Leslie C · CIK 0001707399 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294

Underlying: Common Stock · 294 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning July 1, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 17:54 UTC
Kass Leslie CSenior Vice President
Tax withholdingCommon Stock 97 $11.76 $1,140.72
Disclosure

SEC source: 0001707399-17-000006 · edgar.xml · nonDerivative · entry 2

Kass Leslie C · CIK 0001707399 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,636

Read SEC document
July 01, 2017 Filed Jul 5, 2017 17:54 UTC
Kass Leslie CSenior Vice President
Exercise / conversionCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001707399-17-000006 · edgar.xml · nonDerivative · entry 1

Kass Leslie C · CIK 0001707399 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 17:59 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000033 · edgar.xml · derivative · entry 4

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383

Underlying: Common Stock · 1,383 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning July 1, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 17:59 UTC
APKER JENNY LSenior Vice President and CFO
Tax withholdingCommon Stock 455 $11.76 $5,350.80
Disclosure

SEC source: 0001644999-17-000033 · edgar.xml · nonDerivative · entry 2

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,897

Read SEC document
July 01, 2017 Filed Jul 5, 2017 17:59 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionCommon Stock 1,383 $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000033 · edgar.xml · nonDerivative · entry 1

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 22:14 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000035 · edgar.xml · derivative · entry 4

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 883

Underlying: Common Stock · 883 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning July 1, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 22:14 UTC
Hall J. AndreSVP & General Counsel
Tax withholdingCommon Stock 290 $11.76 $3,410.40
Disclosure

SEC source: 0001644999-17-000035 · edgar.xml · nonDerivative · entry 2

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,482

Read SEC document
July 01, 2017 Filed Jul 5, 2017 22:14 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionCommon Stock 883 $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000035 · edgar.xml · nonDerivative · entry 1

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 25, 2017 13:50 UTC
Kass Leslie CSenior Vice President
GrantRestricted Stock Units · Derivative 6,054 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001707399-17-000004 · edgar.xml · derivative · entry 1

Kass Leslie C · CIK 0001707399 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,054

Underlying: Common Stock · 6,054 shares

Expires 2020-05-23

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning May 23, 2018.

Read SEC document
May 15, 2017 Filed May 17, 2017 12:45 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
Exercise / conversionRestricted Stock Units · Derivative 411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001607264-17-000006 · edgar.xml · derivative · entry 4

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 411 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in two equal annual installments beginning May 15, 2016

Read SEC document
May 15, 2017 Filed May 17, 2017 12:45 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
Tax withholdingCommon Stock 135 $10.75 $1,451.25
Disclosure

SEC source: 0001607264-17-000006 · edgar.xml · nonDerivative · entry 2

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,478

Read SEC document
May 15, 2017 Filed May 17, 2017 12:45 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
Exercise / conversionCommon Stock 411 $0.00 $0.00
Disclosure

SEC source: 0001607264-17-000006 · edgar.xml · nonDerivative · entry 1

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 15, 2017 18:01 UTC Exercise / conversionRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000031 · edgar.xml · derivative · entry 3

Pramaggiore Anne R · CIK 0001495639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,125 shares

Expires 2017-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs vest immediately.

Read SEC document
May 12, 2017 Filed May 15, 2017 18:01 UTC GrantRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000031 · edgar.xml · derivative · entry 2

Pramaggiore Anne R · CIK 0001495639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Underlying: Common Stock · 9,125 shares

Expires 2017-05-12

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest immediately.

Read SEC document
May 12, 2017 Filed May 15, 2017 18:01 UTC Exercise / conversionCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000031 · edgar.xml · nonDerivative · entry 1

Pramaggiore Anne R · CIK 0001495639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 15, 2017 15:32 UTC GrantRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000024 · edgar.xml · derivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Underlying: Common Stock · 9,125 shares

Expires not disclosed

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon termination of service on the Board of Directors.

F2 · derivative.expiration_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon termination of service on the Board of Directors.

Read SEC document
May 12, 2017 Filed May 15, 2017 16:53 UTC Exercise / conversionRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000027 · edgar.xml · derivative · entry 3

HANKS STEPHEN G · CIK 0001206934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,125 shares

Expires 2017-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs vest immediately.

Read SEC document
May 12, 2017 Filed May 15, 2017 16:53 UTC GrantRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000027 · edgar.xml · derivative · entry 2

HANKS STEPHEN G · CIK 0001206934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Underlying: Common Stock · 9,125 shares

Expires 2017-05-12

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest immediately.

Read SEC document
May 12, 2017 Filed May 15, 2017 16:53 UTC Exercise / conversionCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000027 · edgar.xml · nonDerivative · entry 1

HANKS STEPHEN G · CIK 0001206934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 15, 2017 17:41 UTC Exercise / conversionRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000029 · edgar.xml · derivative · entry 3

WEYERS LARRY L · CIK 0001186155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,125 shares

Expires 2017-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs vest immediately.

Read SEC document
May 12, 2017 Filed May 15, 2017 17:41 UTC GrantRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000029 · edgar.xml · derivative · entry 2

WEYERS LARRY L · CIK 0001186155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Underlying: Common Stock · 9,125 shares

Expires 2017-05-12

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest immediately.

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May 12, 2017 Filed May 15, 2017 17:41 UTC Exercise / conversionCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000029 · edgar.xml · nonDerivative · entry 1

WEYERS LARRY L · CIK 0001186155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 12, 2017 Filed May 15, 2017 15:41 UTC GrantRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001530419-17-000002 · edgar.xml · derivative · entry 1

Christopher Thomas A. · CIK 0001530419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Underlying: Common Stock · 9,125 shares

Expires not disclosed

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum two years following termination of service on the Board of Directors.

F2 · derivative.expiration_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum two years following termination of service on the Board of Directors.

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May 12, 2017 Filed May 15, 2017 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645021-17-000002 · edgar.xml · derivative · entry 3

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,125 shares

Expires 2017-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs vest immediately.

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May 12, 2017 Filed May 15, 2017 21:11 UTC GrantRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645021-17-000002 · edgar.xml · derivative · entry 2

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Underlying: Common Stock · 9,125 shares

Expires 2017-05-12

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest immediately.

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May 12, 2017 Filed May 15, 2017 21:11 UTC Exercise / conversionCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001645021-17-000002 · edgar.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 17, 2017 Filed Mar 20, 2017 19:45 UTC
Hoehn Daniel WVice President and CAO
Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644925-17-000007 · edgar.xml · derivative · entry 3

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752

Underlying: Common Stock · 751 shares

Expires 2018-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three annual installments beginning March 17, 2016.

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March 17, 2017 Filed Mar 20, 2017 19:45 UTC
Hoehn Daniel WVice President and CAO
Tax withholdingCommon Stock 288 $9.22 $2,655.36
Disclosure

SEC source: 0001644925-17-000007 · edgar.xml · nonDerivative · entry 2

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257

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March 17, 2017 Filed Mar 20, 2017 19:45 UTC
Hoehn Daniel WVice President and CAO
Exercise / conversionCommon Stock 751 $0.00 $0.00
Disclosure

SEC source: 0001644925-17-000007 · edgar.xml · nonDerivative · entry 1

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 09, 2017 Filed Mar 9, 2017 22:25 UTC
Ferland E James JrDirector · Chairman and CEO
PurchaseCommon Stock 20,000 $9.62 $192,400.00
Disclosure

SEC source: 0001644999-17-000013 · edgar.xml · nonDerivative · entry 1

Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,040

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.58 to $9.71, inclusive. The reporting person undertakes to provide to Babcock & Wilcox Enterprises, Inc., any security holder of Babcock & Wilcox Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 09, 2017 Filed Apr 10, 2017 21:30 UTC Amendment
Ferland E James JrDirector · Chairman and CEO
PurchaseCommon Stock 20,000 $9.62 $192,400.00
Disclosure

SEC source: 0001644999-17-000022 · edgar.xml · nonDerivative · entry 1

Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,040

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.58 to $9.71, inclusive. The reporting person undertakes to provide to Babcock & Wilcox Enterprises, Inc., any security holder of Babcock & Wilcox Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 03, 2017 Filed Mar 6, 2017 18:53 UTC
Muckley James J.Senior Vice President
GrantRestricted Stock Units · Derivative 8,340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692154-17-000004 · edgar.xml · derivative · entry 1

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,340

Underlying: Common Stock · 8,340 shares

Expires 2020-03-03

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

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March 03, 2017 Filed Mar 6, 2017 17:28 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
Exercise / conversionRestricted Stock Units · Derivative 2,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001607264-17-000004 · edgar.xml · derivative · entry 5

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,430 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of the RSUs vest on March 3, 2017.

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March 03, 2017 Filed Mar 6, 2017 17:28 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
GrantRestricted Stock Units · Derivative 14,388 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001607264-17-000004 · edgar.xml · derivative · entry 4

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,388

Underlying: Common Stock · 14,388 shares

Expires 2020-03-03

F2 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.