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person · Reporting owner

Dubin Cynthia S

Disclosed activity across 4 companies

Tapewire entity
31971
SEC CIK
0001645021

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Babcock & Wilcox Enterprises, Inc.BW · Entity 4934DirectorAugust 13, 2019August 16, 2019
HURCO COMPANIES INCHURC · Entity 6564DirectorMarch 12, 2026March 16, 2026
Polestar Automotive Holding UK PLCPSNY · Entity 2724DirectorJuly 02, 2026July 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Babcock & Wilcox Enterprises, Inc.

Report date August 13, 2019 · Filed August 16, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,646 Reported balance After 2019-08-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-08-13 · Exercise / conversion · Acquired 25,606 · Balance 40,646

F1: On July 24, 2019, the Issuer completed a one-for-ten reverse stock split of the Issuer's common stock. This amount has been adjusted to give effect to this reverse stock split.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-08-13Direct25,606 Reported balance After 2019-08-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-08-13 · Grant · Acquired 25,606 · Balance 25,606

F2: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3: All restricted stock units vested immediately upon grant.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-08-13Direct0 Reported balance After 2019-08-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-08-13 · Exercise / conversion · Disposed 25,606 · Balance 0

F2: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3: All restricted stock units vested immediately upon grant.

Filing footnotes · ownership attribution and instrument terms

F1: On July 24, 2019, the Issuer completed a one-for-ten reverse stock split of the Issuer's common stock. This amount has been adjusted to give effect to this reverse stock split.

F2: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3: All restricted stock units vested immediately upon grant.

HURCO COMPANIES INC

Report date March 12, 2026 · Filed March 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,049 Reported balance After 2026-03-12 transaction · row 1
1 source row

Row 1 · 2026-03-12 · Grant · Acquired 5,432 · Balance 25,049

Polestar Automotive Holding UK PLC

Report date July 02, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A American Depositary SharesSEC Table I · non-derivativeDirect3,195 Reported balance After 2026-07-02 transaction · row 1
1 source row

Row 1 · 2026-07-02 · Purchase · Acquired 1,275 · Balance 3,195

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.61 to $20.79, inclusive. The reporting person undertakes to provide to Polestar Automotive Holding UK PLC ("Polestar"), any security holder of Polestar, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.61 to $20.79, inclusive. The reporting person undertakes to provide to Polestar Automotive Holding UK PLC ("Polestar"), any security holder of Polestar, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Franchise Group, Inc.

Report date August 21, 2023 · Filed August 23, 2023

Section 16 reporting ended · disclosed 2023-08-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-08-21 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-08-21 · Exercise / conversion · Acquired 3,260 · Balance 7,623

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time (as defined in the Merger Agreement) by (B) $30.00, less applicable taxes required to be withheld.

Row 2 · 2023-08-21 · Disposition to issuer · Disposed 3,260 · Balance 4,363

F2: Disposed of in connection with the transactions contemplated by the Merger Agreement.

Row 3 · 2023-08-21 · Disposition to issuer · Disposed 4,363 · Balance 0

F3: Pursuant to the Merger Agreement, each share of common stock reported in this row was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $30.00. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Franchise Group, Inc. common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-08-21 · Exercise / conversion · Disposed 3,260 · Balance 0

F4: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time (as defined in the Merger Agreement) by (B) $30.00, less applicable taxes required to be withheld.

F5: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time (as defined in the Merger Agreement) by (B) $30.00, less applicable taxes required to be withheld.

F2: Disposed of in connection with the transactions contemplated by the Merger Agreement.

F3: Pursuant to the Merger Agreement, each share of common stock reported in this row was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $30.00. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Franchise Group, Inc. common stock.

F4: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F5: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2026 Filed Jul 6, 2026 21:06 UTC Polestar Automotive Holding UK PLC PSNY · Entity 2724 PurchaseClass A American Depositary Shares 1,275 $20.72 $26,418.00
Disclosure

SEC source: 0001645021-26-000005 · wk-form4_1783371982.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,195

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.61 to $20.79, inclusive. The reporting person undertakes to provide to Polestar Automotive Holding UK PLC ("Polestar"), any security holder of Polestar, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 21:38 UTC HURCO COMPANIES INC HURC · Entity 6564 GrantCommon Stock 5,432 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-028626 · tm268822-2_4seq1.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,049

Read SEC document
March 13, 2025 Filed Mar 17, 2025 16:23 UTC HURCO COMPANIES INC HURC · Entity 6564 GrantCommon Stock 4,978 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-024309 · tm259264-1_4seq1.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,617

Read SEC document
March 14, 2024 Filed Mar 18, 2024 16:36 UTC HURCO COMPANIES INC HURC · Entity 6564 GrantCommon Stock 3,813 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035375 · tm248989-2_4seq1.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,639

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionRestricted Stock Units · Derivative 3,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012561 · form4-08232023_040821.xml · derivative · entry 4

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time (as defined in the Merger Agreement) by (B) $30.00, less applicable taxes required to be withheld.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time (as defined in the Merger Agreement) by (B) $30.00, less applicable taxes required to be withheld.

F5 · derivative.exercise_date: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2024.

F5 · derivative.expiration_date: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2024.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Disposition to issuerCommon Stock 4,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012561 · form4-08232023_040821.xml · nonDerivative · entry 3

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Pursuant to the Merger Agreement, each share of common stock reported in this row was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $30.00. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Franchise Group, Inc. common stock.

F3 · price: Pursuant to the Merger Agreement, each share of common stock reported in this row was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $30.00. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Franchise Group, Inc. common stock.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Disposition to issuerCommon Stock 3,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012561 · form4-08232023_040821.xml · nonDerivative · entry 2

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,363

F2 · kind: Disposed of in connection with the transactions contemplated by the Merger Agreement.

F2 · price: Disposed of in connection with the transactions contemplated by the Merger Agreement.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 3,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012561 · form4-08232023_040821.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time (as defined in the Merger Agreement) by (B) $30.00, less applicable taxes required to be withheld.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time (as defined in the Merger Agreement) by (B) $30.00, less applicable taxes required to be withheld.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:19 UTC HURCO COMPANIES INC HURC · Entity 6564 GrantCommon Stock 2,871 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031866 · tm239472-2_4seq1.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,826

Read SEC document
February 24, 2023 Filed Feb 27, 2023 16:05 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 GrantRestricted Stock Units · Derivative 3,260 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003368 · form4-02272023_040213.xml · derivative · entry 4

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,260

Underlying: Common Stock · 3,260 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F5 · derivative.exercise_date: The restricted stock unit award was granted on February 24, 2023 and vests in full on February 24, 2024.

F5 · derivative.expiration_date: The restricted stock unit award was granted on February 24, 2023 and vests in full on February 24, 2024.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 16:05 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionRestricted Stock Units · Derivative 2,063 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003368 · form4-02272023_040213.xml · derivative · entry 3

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock unit award was granted on February 23, 2022 and vested in full on February 23, 2023.

F4 · derivative.expiration_date: The restricted stock unit award was granted on February 23, 2022 and vested in full on February 23, 2023.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 16:05 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 2,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-003368 · form4-02272023_040213.xml · nonDerivative · entry 2

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On February 23, 2022, the reporting person was granted 2063 restricted stock units, of which all of the shares subject to the restricted stock units vested on February 23, 2023. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on February 24, 2022.

F3 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 16:05 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 PurchaseCommon Stock 45 $31.63 $1,423.35
Disclosure

SEC source: 0001415889-23-003368 · form4-02272023_040213.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

F1 · shares: Shares acquired under a broker automatic dividend reinvestment plan.

Read SEC document
May 04, 2022 Filed May 6, 2022 08:32 UTC Franchise Group, Inc. FRG · Entity 110293 Exercise / conversionRestricted Stock Units · Derivative 2,255 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002863 · edgar.xml · derivative · entry 2

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock unit award was granted on May 4, 2021 and vested in full on May 4, 2022.

F2 · derivative.expiration_date: The restricted stock unit award was granted on May 4, 2021 and vested in full on May 4, 2022.

Read SEC document
May 04, 2022 Filed May 6, 2022 08:32 UTC Franchise Group, Inc. FRG · Entity 110293 Exercise / conversionCommon Stock 2,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002863 · edgar.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On May 4, 2021, the reporting person was granted 2255 restricted stock units, of which all of the shares subject to the restricted stock units vested on May 4, 2022. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on May 6, 2021.

F1 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 20:45 UTC HURCO COMPANIES INC HURC · Entity 6564 GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032854 · tm229006-2_4seq1.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,955

Read SEC document
February 23, 2022 Filed Feb 24, 2022 16:07 UTC Franchise Group, Inc. FRG · Entity 110293 GrantRestricted Stock Units · Derivative 2,063 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001579 · edgar.xml · derivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,063

Underlying: Common Stock · 2,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock unit award was granted on February 23, 2022 and vests in full on February 23, 2023.

F2 · derivative.expiration_date: The restricted stock unit award was granted on February 23, 2022 and vests in full on February 23, 2023.

Read SEC document
May 04, 2021 Filed May 6, 2021 17:14 UTC Franchise Group, Inc. FRG · Entity 110293 GrantRestricted Stock Units · Derivative 2,255 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004959 · edgar.xml · derivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,255

Underlying: Common Stock · 2,255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock unit award was granted on May 4, 2021 and vests in full on May 4, 2022.

F2 · derivative.expiration_date: The restricted stock unit award was granted on May 4, 2021 and vests in full on May 4, 2022.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:42 UTC HURCO COMPANIES INC HURC · Entity 6564 GrantCommon Stock 1,618 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-035621 · tm219559-5_4seq1.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,636

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:17 UTC HURCO COMPANIES INC HURC · Entity 6564 GrantCommon Stock 2,540 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-033237 · tm2012718d2_form4.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,018

Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:10 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 25,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021854 · doc4.xml · derivative · entry 3

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,606 shares

Expires 2019-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: All restricted stock units vested immediately upon grant.

Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:10 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Units · Derivative 25,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021854 · doc4.xml · derivative · entry 2

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,606

Underlying: Common Stock · 25,606 shares

Expires 2019-08-13

F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: All restricted stock units vested immediately upon grant.

Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:10 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 25,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021854 · doc4.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On July 24, 2019, the Issuer completed a one-for-ten reverse stock split of the Issuer's common stock. This amount has been adjusted to give effect to this reverse stock split.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:18 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 OtherNontransferable Subscription Rights (right to buy) · Derivative 74,784 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001644999-19-000020 · edgar.xml · derivative · entry 2

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,804 shares

Expires 2019-07-18

F2 · security: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1.

F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

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July 18, 2019 Filed Jul 22, 2019 21:18 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 OtherCommon Stock 73,804 $0.30 $22,141.20
Disclosure

SEC source: 0001644999-19-000020 · edgar.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,588

F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

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March 14, 2019 Filed Mar 15, 2019 21:11 UTC HURCO COMPANIES INC HURC · Entity 6564 GrantCommon Stock 1,478 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-014360 · tv516401_form4.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478

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June 13, 2018 Filed Jun 14, 2018 20:02 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantStock Options (right to buy) · Derivative 36,398 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001645021-18-000004 · edgar.xml · derivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,398

Underlying: Common Stock · 36,398 shares

Expires 2028-06-13

F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: 100% of the stock options vest immediately.

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April 30, 2018 Filed May 2, 2018 19:52 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 OtherSubscription rights (right to buy) · Derivative 19,680 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001645021-18-000002 · edgar.xml · derivative · entry 2

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,104 shares

Expires 2018-04-30

F1 · shares: The reporting person exercised 19,680 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018.

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April 30, 2018 Filed May 2, 2018 19:52 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 OtherCommon Stock 55,104 $2.00 $110,208.00
Disclosure

SEC source: 0001645021-18-000002 · edgar.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,784

F1 · shares: The reporting person exercised 19,680 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018.

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May 12, 2017 Filed May 15, 2017 21:11 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645021-17-000002 · edgar.xml · derivative · entry 3

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,125 shares

Expires 2017-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs vest immediately.

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May 12, 2017 Filed May 15, 2017 21:11 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Units · Derivative 9,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645021-17-000002 · edgar.xml · derivative · entry 2

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Underlying: Common Stock · 9,125 shares

Expires 2017-05-12

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest immediately.

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May 12, 2017 Filed May 15, 2017 21:11 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001645021-17-000002 · edgar.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.