Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | Senior Vice President | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,490 |
Ending reported balance
After 2019-03-03 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-01 · Exercise / conversion · Acquired 531 · Balance 4,194 Row 2 · 2019-03-01 · Tax withholding · Disposed 187 · Balance 4,007 Row 3 · 2019-03-03 · Exercise / conversion · Acquired 3,842 · Balance 7,849 Row 4 · 2019-03-03 · Tax withholding · Disposed 1,359 · Balance 6,490 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-03-01 | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-01 · Exercise / conversion · Disposed 531 · Balance 0 F1: Reflects an increase of 147 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2: RSUs vest in three equal annual installments beginning March 1, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-03 | Direct | 3,840 |
Reported balance
After 2019-03-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-03 · Exercise / conversion · Disposed 3,842 · Balance 3,840 F3: RSUs vest in three equal annual installments beginning March 3, 2018. F4: Reflects an increase of 2,122 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an increase of 147 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.
F2: RSUs vest in three equal annual installments beginning March 1, 2017.
F3: RSUs vest in three equal annual installments beginning March 3, 2018.
F4: Reflects an increase of 2,122 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2019 Filed Mar 5, 2019 17:23 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 3,842 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000003 · edgar.xml · derivative · entry 6 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 Underlying: Common Stock · 3,842 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. F4 · balance_after: Reflects an increase of 2,122 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:23 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 1,359 | $0.60 | $815.40 |
DisclosureSEC source: 0001692154-19-000003 · edgar.xml · nonDerivative · entry 4 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490 Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:23 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 3,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000003 · edgar.xml · nonDerivative · entry 3 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:19 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 3,842 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000002 · edgar.xml · derivative · entry 6 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 Underlying: Common Stock · 3,842 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. F4 · balance_after: Reflects an increase of 2,122 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:19 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 1,359 | $0.60 | $815.40 |
DisclosureSEC source: 0001692154-19-000002 · edgar.xml · nonDerivative · entry 4 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490 Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:19 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 3,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000002 · edgar.xml · nonDerivative · entry 3 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:23 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 531 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000003 · edgar.xml · derivative · entry 5 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 531 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects an increase of 147 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:23 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 187 | $0.60 | $112.20 |
DisclosureSEC source: 0001692154-19-000003 · edgar.xml · nonDerivative · entry 2 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,007 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:23 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000003 · edgar.xml · nonDerivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:19 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 531 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000002 · edgar.xml · derivative · entry 5 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 531 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects an increase of 147 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:19 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 187 | $0.60 | $112.20 |
DisclosureSEC source: 0001692154-19-000002 · edgar.xml · nonDerivative · entry 2 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,007 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:19 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000002 · edgar.xml · nonDerivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:58 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionPerformance Units · Derivative | 24,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692154-18-000008 · edgar.xml · derivative · entry 3 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,206 shares Expires 2018-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F3 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:58 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Disposition to issuerCommon Stock | 24,206 | $2.18 | $52,769.08 |
DisclosureSEC source: 0001692154-18-000008 · edgar.xml · nonDerivative · entry 2 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,663 F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:58 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 24,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692154-18-000008 · edgar.xml · nonDerivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 16:23 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantStock Options (right to buy) · Derivative | 18,467 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001692154-18-000005 · edgar.xml · derivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,467 Underlying: Common Stock · 18,467 shares Expires 2028-03-06 F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: 100% of the stock options vest March 6, 2019. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 18:22 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 2,780 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-18-000004 · edgar.xml · derivative · entry 7 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,560 Underlying: Common Stock · 2,780 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 18:22 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 843 | $5.53 | $4,661.79 |
DisclosureSEC source: 0001692154-18-000004 · edgar.xml · nonDerivative · entry 4 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,663 Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 18:22 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-18-000004 · edgar.xml · nonDerivative · entry 3 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 18:22 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 319 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-18-000004 · edgar.xml · derivative · entry 6 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 319 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 18:22 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-18-000004 · edgar.xml · derivative · entry 5 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 989 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 18:22 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 462 | $5.53 | $2,554.86 |
DisclosureSEC source: 0001692154-18-000004 · edgar.xml · nonDerivative · entry 2 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 18:22 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 1,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-18-000004 · edgar.xml · nonDerivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 18:07 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 384 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-18-000002 · edgar.xml · derivative · entry 3 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384 Underlying: Common Stock · 384 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 18:07 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 135 | $6.09 | $822.15 |
DisclosureSEC source: 0001692154-18-000002 · edgar.xml · nonDerivative · entry 2 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 18:07 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-18-000002 · edgar.xml · nonDerivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 18:19 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionPerformance Units · Derivative | 16,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692154-18-000006 · edgar.xml · derivative · entry 3 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,206 Underlying: Common Stock · 16,138 shares Expires 2018-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 18:19 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Disposition to issuerCommon Stock | 16,138 | $4.35 | $70,200.30 |
DisclosureSEC source: 0001692154-18-000006 · edgar.xml · nonDerivative · entry 2 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,663 Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 18:19 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 16,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692154-18-000006 · edgar.xml · nonDerivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 17:33 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 51,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-17-000006 · edgar.xml · derivative · entry 2 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 Underlying: Common Stock · 51,724 shares Expires 2020-08-14 F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 17:33 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantPerformance Units · Derivative | 40,344 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-17-000006 · edgar.xml · derivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,344 Underlying: Common Stock · 40,344 shares Expires not disclosed F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 18:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 8,340 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-17-000004 · edgar.xml · derivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,340 Underlying: Common Stock · 8,340 shares Expires 2020-03-03 F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 16:49 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 319 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-17-000002 · edgar.xml · derivative · entry 6 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638 Underlying: Common Stock · 319 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 16:49 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 122 | $10.58 | $1,290.76 |
DisclosureSEC source: 0001692154-17-000002 · edgar.xml · nonDerivative · entry 4 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631 Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 16:49 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 319 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-17-000002 · edgar.xml · nonDerivative · entry 3 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:49 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 384 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-17-000002 · edgar.xml · derivative · entry 5 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768 Underlying: Common Stock · 384 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:49 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 147 | $10.33 | $1,518.51 |
DisclosureSEC source: 0001692154-17-000002 · edgar.xml · nonDerivative · entry 2 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:49 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-17-000002 · edgar.xml · nonDerivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.