Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | Vice President and CAO | July 18, 2019 | July 22, 2019 |
| MYERS INDUSTRIES INCMYE · Entity 4854 | Interim CFO, Vice President | May 02, 2025 | May 13, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date July 18, 2019 · Filed July 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,432 |
Reported balance
After 2019-07-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-07-18 · Other · Acquired 14,619 · Balance 29,432 F1: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. |
| Nontransferable Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.30 · Expires 2019-07-18 | Direct | 0 |
Reported balance
After 2019-07-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-18 · Other · Disposed 14,813 · Balance 0 F2: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1. F1: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.
F2: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1.
MYERS INDUSTRIES INC
Report date May 02, 2025 · Filed May 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,051 |
Reported balance
Holding disclosure · report date 2025-05-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,051 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2025-05-02 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F1: On March 7, 2023, the reporting person was granted 2,225 restricted stock units, subject to vesting in three equal installments, with 742 restricted stock units remaining subject to vesting on March 16, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2025-05-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F4: On March 7, 2024, the reporting person was granted 2,452 restricted stock units, subject to vesting in three equal installments, with 1,635 restricted stock units remaining subject to vesting on March 16, 2026 and March 16, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2025-05-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F6: On March 10, 2025, the reporting person was granted 3,801 restricted stock units, subject to vesting in three equal installments on March 16, 2026, March 16, 2027, and March 16, 2028. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-03-16 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2025-05-02 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F3: Each performance stock unit represents a contingent right to receive one share of the Issuer's Common Stock based upon the Issuer's cumulative adjusted EBITDA over a three-year performance period ending December 31, 2025, subject to a modifier based on relative total shareholder return. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-03-16 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2025-05-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F5: Each performance stock unit represents a contingent right to receive one share of the Issuer's Common Stock based upon the Issuer's cumulative adjusted earnings per share over a three-year performance period ending December 31, 2026, subject to a modifier based on relative total shareholder return. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-03-16 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2025-05-02 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F7: Each performance stock unit represents a contingent right to receive one share of the Issuer's Common Stock based upon the Issuer's cumulative adjusted earnings per share over a three-year performance period ending December 31, 2027, subject to a modifier based on relative total shareholder return. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 7, 2023, the reporting person was granted 2,225 restricted stock units, subject to vesting in three equal installments, with 742 restricted stock units remaining subject to vesting on March 16, 2026.
F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
F3: Each performance stock unit represents a contingent right to receive one share of the Issuer's Common Stock based upon the Issuer's cumulative adjusted EBITDA over a three-year performance period ending December 31, 2025, subject to a modifier based on relative total shareholder return.
F4: On March 7, 2024, the reporting person was granted 2,452 restricted stock units, subject to vesting in three equal installments, with 1,635 restricted stock units remaining subject to vesting on March 16, 2026 and March 16, 2027.
F5: Each performance stock unit represents a contingent right to receive one share of the Issuer's Common Stock based upon the Issuer's cumulative adjusted earnings per share over a three-year performance period ending December 31, 2026, subject to a modifier based on relative total shareholder return.
F6: On March 10, 2025, the reporting person was granted 3,801 restricted stock units, subject to vesting in three equal installments on March 16, 2026, March 16, 2027, and March 16, 2028.
F7: Each performance stock unit represents a contingent right to receive one share of the Issuer's Common Stock based upon the Issuer's cumulative adjusted earnings per share over a three-year performance period ending December 31, 2027, subject to a modifier based on relative total shareholder return.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 10, 2021 00:45 UTC | MYERS INDUSTRIES INC MYE · Entity 4854 | Tax withholdingCommon Stock | 423 | $22.22 | $9,399.06 |
DisclosureSEC source: 0001209191-21-019282 · doc4.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Interim CFO, Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762 Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 00:45 UTC | MYERS INDUSTRIES INC MYE · Entity 4854 | Exercise / conversionRestricted Stock Units · Derivative | 1,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019282 · doc4.xml · derivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Interim CFO, Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,370 Underlying: Common Stock · 1,185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The reporting person was granted 3,555 restricted stock units vesting in three equal annual installments on March 6, 2021, March 6, 2022, and March 6, 2023. F3 · derivative.expiration_date: The reporting person was granted 3,555 restricted stock units vesting in three equal annual installments on March 6, 2021, March 6, 2022, and March 6, 2023. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 00:45 UTC | MYERS INDUSTRIES INC MYE · Entity 4854 | Exercise / conversionCommon Stock | 1,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019282 · doc4.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Interim CFO, Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:20 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherNontransferable Subscription Rights (right to buy) · Derivative | 14,813 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001644999-19-000021 · edgar.xml · derivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,619 shares Expires 2019-07-18 F2 · security: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:20 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherCommon Stock | 14,619 | $0.30 | $4,385.70 |
DisclosureSEC source: 0001644999-19-000021 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,432 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 331 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-19-000002 · edgar.xml · derivative · entry 6 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,229 Underlying: Common Stock · 331 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2019, 2,496 RSUs vested and 331 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum 12 months following termination of employment. F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. F3 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2019, 2,496 RSUs vested and 331 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum 12 months following termination of employment. F5 · balance_after: Reflects an increase of 1,379 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 331 | $0.60 | $198.60 |
DisclosureSEC source: 0001644925-19-000002 · edgar.xml · nonDerivative · entry 4 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,813 Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-19-000002 · edgar.xml · nonDerivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 636 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-19-000002 · edgar.xml · derivative · entry 5 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 636 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects an increase of 176 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 224 | $0.60 | $134.40 |
DisclosureSEC source: 0001644925-19-000002 · edgar.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,813 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 636 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-19-000002 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:25 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionPerformance Units · Derivative | 23,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001644925-18-000015 · edgar.xml · derivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,276 shares Expires 2018-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F3 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:25 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Disposition to issuerCommon Stock | 23,276 | $2.18 | $50,741.68 |
DisclosureSEC source: 0001644925-18-000015 · edgar.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,401 F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:25 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 23,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001644925-18-000015 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Read SEC document |
| June 02, 2018 Filed Jun 4, 2018 20:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 9,392 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000013 · edgar.xml · derivative · entry 7 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,392 shares Expires 2018-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects an increase of 2,594 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F4 · derivative.exercise_date: 100% of the RSUs vest on June 2, 2018. F3 · derivative.underlying_shares: Reflects an increase of 2,594 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| June 02, 2018 Filed Jun 4, 2018 20:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 2,826 | $2.52 | $7,121.52 |
DisclosureSEC source: 0001644925-18-000013 · edgar.xml · nonDerivative · entry 4 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,401 Read SEC document |
| June 02, 2018 Filed Jun 4, 2018 20:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 9,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000013 · edgar.xml · nonDerivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed Jun 4, 2018 20:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 287 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000013 · edgar.xml · derivative · entry 6 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 287 shares Expires 2018-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: RSU's were awarded and immediately vested on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F1 · shares: RSU's were awarded and immediately vested on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: 100% of the RSUs vested immediately. Read SEC document |
| May 01, 2018 Filed Jun 4, 2018 20:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 887 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000013 · edgar.xml · derivative · entry 5 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 887 shares Expires 2018-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: RSU's were awarded and immediately vested on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F1 · shares: RSU's were awarded and immediately vested on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: 100% of the RSUs vested immediately. Read SEC document |
| May 01, 2018 Filed Jun 4, 2018 20:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 350 | $2.40 | $840.00 |
DisclosureSEC source: 0001644925-18-000013 · edgar.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,835 Read SEC document |
| May 01, 2018 Filed Jun 4, 2018 20:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 1,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000013 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherSubscription rights (right to buy) · Derivative | 1,170 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000011 · edgar.xml · derivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,276 shares Expires 2018-04-30 F1 · shares: The reporting person exercised 1,170 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherCommon Stock | 3,276 | $2.00 | $6,552.00 |
DisclosureSEC source: 0001644925-18-000011 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,011 F1 · shares: The reporting person exercised 1,170 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018. Read SEC document |
| March 17, 2018 Filed Mar 20, 2018 21:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 752 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000009 · edgar.xml · derivative · entry 4 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 752 shares Expires 2018-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 17, 2016. Read SEC document |
| March 17, 2018 Filed Mar 20, 2018 21:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 2,325 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000009 · edgar.xml · derivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,325 shares Expires 2018-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 100% of the RSUs vest on March 17, 2018 Read SEC document |
| March 17, 2018 Filed Mar 20, 2018 21:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 897 | $4.45 | $3,991.65 |
DisclosureSEC source: 0001644925-18-000009 · edgar.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,735 Read SEC document |
| March 17, 2018 Filed Mar 20, 2018 21:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 3,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000009 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 21:19 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantStock Options (right to buy) · Derivative | 12,003 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001644925-18-000006 · edgar.xml · derivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,003 Underlying: Common Stock · 12,003 shares Expires 2028-03-06 F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: 100% of the stock options vest March 6, 2019. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 21:46 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 240 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000004 · edgar.xml · derivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,181 Underlying: Common Stock · 240 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2018, 1,807 RSUs vested and 240 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum 12 months following termination of employment. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. F1 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2018, 1,807 RSUs vested and 240 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum 12 months following termination of employment. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 21:46 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 240 | $5.53 | $1,327.20 |
DisclosureSEC source: 0001644925-18-000004 · edgar.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,555 Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 21:46 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000004 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:30 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 460 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000002 · edgar.xml · derivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460 Underlying: Common Stock · 460 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:30 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 162 | $6.09 | $986.58 |
DisclosureSEC source: 0001644925-18-000002 · edgar.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,555 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:30 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-18-000002 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 23:27 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionPerformance Units · Derivative | 15,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001644925-18-000007 · edgar.xml · derivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,276 Underlying: Common Stock · 15,517 shares Expires 2018-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 23:27 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Disposition to issuerCommon Stock | 15,517 | $4.35 | $67,498.95 |
DisclosureSEC source: 0001644925-18-000007 · edgar.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,555 Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 23:27 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 15,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001644925-18-000007 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:37 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 51,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000009 · edgar.xml · derivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 Underlying: Common Stock · 51,724 shares Expires 2020-08-14 F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:37 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantPerformance Units · Derivative | 38,793 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000009 · edgar.xml · derivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,793 Underlying: Common Stock · 38,793 shares Expires not disclosed F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 19:45 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 751 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000007 · edgar.xml · derivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752 Underlying: Common Stock · 751 shares Expires 2018-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RSUs vest in three annual installments beginning March 17, 2016. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 19:45 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 288 | $9.22 | $2,655.36 |
DisclosureSEC source: 0001644925-17-000007 · edgar.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,257 Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 19:45 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 751 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000007 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:02 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 5,421 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000005 · edgar.xml · derivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,421 Underlying: Common Stock · 5,421 shares Expires 2020-03-03 F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:11 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 460 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000002 · edgar.xml · derivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920 Underlying: Common Stock · 460 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:11 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 176 | $10.33 | $1,818.08 |
DisclosureSEC source: 0001644925-17-000002 · edgar.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:11 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000002 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2016 Filed Dec 13, 2016 23:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 6,798 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-16-000007 · edgar.xml · derivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,798 Underlying: Common Stock · 6,798 shares Expires 2018-06-02 F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F2 · derivative.exercise_date: 100% of the RSUs vest on June 2, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.