Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | SVP & General Counsel | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,852 |
Ending reported balance
After 2019-03-03 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-01 · Exercise / conversion · Acquired 1,590 · Balance 18,347 Row 2 · 2019-03-01 · Tax withholding · Disposed 555 · Balance 17,792 Row 3 · 2019-03-03 · Exercise / conversion · Acquired 6,243 · Balance 24,035 Row 4 · 2019-03-03 · Tax withholding · Disposed 2,183 · Balance 21,852 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-03-01 | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-01 · Exercise / conversion · Disposed 1,590 · Balance 0 F3: Reflects an increase of 439 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2: RSUs vest in three equal annual installments beginning March 1, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-03 | Direct | 6,242 |
Reported balance
After 2019-03-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-03 · Exercise / conversion · Disposed 6,243 · Balance 6,242 F4: RSUs vest in three equal annual installments beginning March 3, 2018. F5: Reflects an increase of 3,449 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Indirect401k Plan | 177 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 177 F1: Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 4, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 4, 2019.
F2: RSUs vest in three equal annual installments beginning March 1, 2017.
F3: Reflects an increase of 439 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.
F4: RSUs vest in three equal annual installments beginning March 3, 2018.
F5: Reflects an increase of 3,449 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2019 Filed Mar 5, 2019 19:56 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 6,243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-19-000002 · edgar.xml · derivative · entry 7 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,242 Underlying: Common Stock · 6,243 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. F5 · balance_after: Reflects an increase of 3,449 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 19:56 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 2,183 | $0.60 | $1,309.80 |
DisclosureSEC source: 0001644999-19-000002 · edgar.xml · nonDerivative · entry 4 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,852 Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 19:56 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 6,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-19-000002 · edgar.xml · nonDerivative · entry 3 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:56 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 1,590 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-19-000002 · edgar.xml · derivative · entry 6 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,590 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects an increase of 439 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:56 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 555 | $0.60 | $333.00 |
DisclosureSEC source: 0001644999-19-000002 · edgar.xml · nonDerivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,792 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:56 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 1,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-19-000002 · edgar.xml · nonDerivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:15 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionPerformance Units · Derivative | 37,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001644999-18-000037 · edgar.xml · derivative · entry 4 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,552 shares Expires 2018-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F4 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:15 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Disposition to issuerCommon Stock | 37,552 | $2.18 | $81,863.36 |
DisclosureSEC source: 0001644999-18-000037 · edgar.xml · nonDerivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,757 F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:15 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 37,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001644999-18-000037 · edgar.xml · nonDerivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 20:12 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 1,220 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-18-000035 · edgar.xml · derivative · entry 5 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,220 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Reflects an increase of 337 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F5 · derivative.exercise_date: RSUs vest in three equal annual installments beginning July 1, 2016. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 20:12 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 3,776 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-18-000035 · edgar.xml · derivative · entry 4 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,776 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Reflects an increase of 1,043 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F3 · derivative.exercise_date: 100% of the RSUs vest on July 1, 2018. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 20:12 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 1,494 | $2.38 | $3,555.72 |
DisclosureSEC source: 0001644999-18-000035 · edgar.xml · nonDerivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,757 Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 20:12 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 4,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-18-000035 · edgar.xml · nonDerivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 21:35 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantStock Options (right to buy) · Derivative | 32,317 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001644999-18-000022 · edgar.xml · derivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,317 Underlying: Commo Stock · 32,317 shares Expires 2028-03-06 F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: 100% of the stock options vest March 6, 2019. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 22:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 4,518 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-18-000019 · edgar.xml · derivative · entry 8 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,036 Underlying: Common Stock · 4,518 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 22:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 1,351 | $5.53 | $7,471.03 |
DisclosureSEC source: 0001644999-18-000019 · edgar.xml · nonDerivative · entry 4 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,255 Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 22:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 4,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-18-000019 · edgar.xml · nonDerivative · entry 3 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-18-000019 · edgar.xml · derivative · entry 7 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 959 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 2,970 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-18-000019 · edgar.xml · derivative · entry 6 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,970 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 1,140 | $5.53 | $6,304.20 |
DisclosureSEC source: 0001644999-18-000019 · edgar.xml · nonDerivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,088 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 3,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-18-000019 · edgar.xml · nonDerivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 1,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-18-000013 · edgar.xml · derivative · entry 4 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,151 Underlying: Common Stock · 1,151 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 334 | $6.09 | $2,034.06 |
DisclosureSEC source: 0001644999-18-000013 · edgar.xml · nonDerivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,299 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 1,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-18-000013 · edgar.xml · nonDerivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 22:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionPerformance Units · Derivative | 25,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001644999-18-000027 · edgar.xml · derivative · entry 4 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,552 Underlying: Common Stock · 25,034 shares Expires 2018-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F3 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 22:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Disposition to issuerCommon Stock | 25,034 | $4.35 | $108,897.90 |
DisclosureSEC source: 0001644999-18-000027 · edgar.xml · nonDerivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,255 Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 22:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 25,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001644999-18-000027 · edgar.xml · nonDerivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:26 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 111,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000039 · edgar.xml · derivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,103 Underlying: Common Stock · 111,103 shares Expires 2020-08-14 F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:26 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantPerformance Units · Derivative | 62,586 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000039 · edgar.xml · derivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,586 Underlying: Common Stock · 62,586 shares Expires not disclosed F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:14 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 883 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000035 · edgar.xml · derivative · entry 4 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883 Underlying: Common Stock · 883 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning July 1, 2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:14 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 290 | $11.76 | $3,410.40 |
DisclosureSEC source: 0001644999-17-000035 · edgar.xml · nonDerivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,482 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:14 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 883 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000035 · edgar.xml · nonDerivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000009 · edgar.xml · derivative · entry 6 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 196 shares Expires 2017-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: The Form 4 filed on July 6, 2015 incorrectly reported the grant amount of this RSU award as 391. The correct amount was 392. Therefore, in Column 9 on the Form 4 filed on March 4, 2016 reporting the lapse of 196 RSUs, the number of RSUs beneficially owned following the reported transaction should have been 196. F6 · derivative.exercise_date: RSUs vest in two annual installments beginning March 3, 2016. F5 · balance_after: The Form 4 filed on July 6, 2015 incorrectly reported the grant amount of this RSU award as 391. The correct amount was 392. Therefore, in Column 9 on the Form 4 filed on March 4, 2016 reporting the lapse of 196 RSUs, the number of RSUs beneficially owned following the reported transaction should have been 196. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 1,155 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000009 · edgar.xml · derivative · entry 5 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,155 shares Expires 2017-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 100% of the RSUs vest on March 3, 2017. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 13,554 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000009 · edgar.xml · derivative · entry 4 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,554 Underlying: Common Stock · 13,554 shares Expires 2020-03-03 F2 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 515 | $10.49 | $5,402.35 |
DisclosureSEC source: 0001644999-17-000009 · edgar.xml · nonDerivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,889 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 1,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000009 · edgar.xml · nonDerivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · derivative · entry 7 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959 Underlying: Common Stock · 959 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 366 | $10.58 | $3,872.28 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · nonDerivative · entry 4 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,053 Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · nonDerivative · entry 3 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 1,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · derivative · entry 6 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,302 Underlying: Common Stock · 1,151 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 440 | $10.33 | $4,545.20 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · nonDerivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,460 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 1,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · nonDerivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.