Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | Director · President and CEO | August 14, 2018 | August 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date August 14, 2018 · Filed August 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,410 |
Ending reported balance
After 2018-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-14 · Exercise / conversion · Acquired 38,689 · Balance 89,099 F1: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Row 2 · 2018-08-14 · Disposition to issuer · Disposed 38,689 · Balance 50,410 F2: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date. |
| Performance UnitsSEC Table II · derivative / convertible security · Expires 2018-08-14 | Direct | 0 |
Reported balance
After 2018-08-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-14 · Exercise / conversion · Disposed 38,689 · Balance 0 F1: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F4: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. |
| Common StockSEC Table I · non-derivative | Indirect401k Plan | 241 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 241 F3: Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of July 2, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.
F2: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.
F3: Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of July 2, 2018.
F4: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2018 Filed Aug 16, 2018 17:30 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionPerformance Units · Derivative | 38,689 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001707399-18-000015 · edgar.xml · derivative · entry 4 Kass Leslie C · CIK 0001707399 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,689 shares Expires 2018-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F4 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:30 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Disposition to issuerCommon Stock | 38,689 | $2.18 | $84,342.02 |
DisclosureSEC source: 0001707399-18-000015 · edgar.xml · nonDerivative · entry 2 Kass Leslie C · CIK 0001707399 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,410 F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:30 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 38,689 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001707399-18-000015 · edgar.xml · nonDerivative · entry 1 Kass Leslie C · CIK 0001707399 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:35 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000013 · edgar.xml · derivative · entry 5 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 406 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Reflects an increase of 112 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F5 · derivative.exercise_date: RSUs vest in three equal annual installments beginning July 1, 2016. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:35 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 1,259 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000013 · edgar.xml · derivative · entry 4 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,259 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Reflects an increase of 348 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F3 · derivative.exercise_date: 100% of the RSUs vest on July 1, 2018. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:35 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 499 | $2.38 | $1,187.62 |
DisclosureSEC source: 0001707399-18-000013 · edgar.xml · nonDerivative · entry 2 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,410 Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:35 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 1,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000013 · edgar.xml · nonDerivative · entry 1 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:56 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 2,788 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000011 · edgar.xml · derivative · entry 4 Kass Leslie C · CIK 0001707399 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,576 Underlying: Common Stock · 2,788 shares Expires 2020-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning May 23, 2018. F3 · balance_after: Reflects an increase of 2,310 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:56 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 838 | $2.57 | $2,153.66 |
DisclosureSEC source: 0001707399-18-000011 · edgar.xml · nonDerivative · entry 2 Kass Leslie C · CIK 0001707399 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,244 Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:56 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 2,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000011 · edgar.xml · nonDerivative · entry 1 Kass Leslie C · CIK 0001707399 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 2, 2018 15:21 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherSubscription rights (right to buy) · Derivative | 12,446 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000009 · edgar.xml · derivative · entry 3 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,848 shares Expires 2018-04-30 F1 · shares: The reporting person exercised 12,446 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018. Read SEC document |
| April 30, 2018 Filed May 2, 2018 15:21 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherCommon Stock | 34,848 | $2.00 | $69,696.00 |
DisclosureSEC source: 0001707399-18-000009 · edgar.xml · nonDerivative · entry 1 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,294 F1 · shares: The reporting person exercised 12,446 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 16:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 173,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000006 · edgar.xml · derivative · entry 2 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,611 Underlying: Common Stock · 173,611 shares Expires 2021-03-06 F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock or, at the Issuer's election, the cash value thereof. F4 · derivative.exercise_date: RSUs vest in two annual installments beginning March 6, 2020. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 16:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantStock Options (right to buy) · Derivative | 138,504 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001707399-18-000006 · edgar.xml · derivative · entry 1 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,504 Underlying: Common Stock · 138,504 shares Expires 2028-03-06 F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: 100% of the stock options vest March 6, 2019. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 17:50 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 3,476 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000004 · edgar.xml · derivative · entry 8 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,952 Underlying: Common Stock · 3,476 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 17:50 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 1,046 | $5.53 | $5,784.38 |
DisclosureSEC source: 0001707399-18-000004 · edgar.xml · nonDerivative · entry 4 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,446 Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 17:50 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 3,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000004 · edgar.xml · nonDerivative · entry 3 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:50 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000004 · edgar.xml · derivative · entry 7 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 959 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:50 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 2,970 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000004 · edgar.xml · derivative · entry 6 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,970 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:50 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 1,161 | $5.53 | $6,420.33 |
DisclosureSEC source: 0001707399-18-000004 · edgar.xml · nonDerivative · entry 2 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,016 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:50 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 3,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000004 · edgar.xml · nonDerivative · entry 1 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:39 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 863 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000002 · edgar.xml · derivative · entry 4 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863 Underlying: Common Stock · 863 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:39 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 251 | $6.09 | $1,528.59 |
DisclosureSEC source: 0001707399-18-000002 · edgar.xml · nonDerivative · entry 2 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,248 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:39 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001707399-18-000002 · edgar.xml · nonDerivative · entry 1 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 18:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionPerformance Units · Derivative | 25,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001707399-18-000007 · edgar.xml · derivative · entry 4 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,689 Underlying: Common Stock · 25,793 shares Expires 2018-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F3 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 18:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Disposition to issuerCommon Stock | 25,793 | $4.35 | $112,199.55 |
DisclosureSEC source: 0001707399-18-000007 · edgar.xml · nonDerivative · entry 2 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,446 Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 18:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 25,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001707399-18-000007 · edgar.xml · nonDerivative · entry 1 Kass Leslie C · CIK 0001707399 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 17:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 100,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-17-000008 · edgar.xml · derivative · entry 2 Kass Leslie C · CIK 0001707399 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,965 Underlying: Common Stock · 100,965 shares Expires 2020-08-14 F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 17:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantPerformance Units · Derivative | 64,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-17-000008 · edgar.xml · derivative · entry 1 Kass Leslie C · CIK 0001707399 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,482 Underlying: Common Stock · 64,482 shares Expires not disclosed F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 17:54 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 294 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-17-000006 · edgar.xml · derivative · entry 4 Kass Leslie C · CIK 0001707399 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294 Underlying: Common Stock · 294 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning July 1, 2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 17:54 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 97 | $11.76 | $1,140.72 |
DisclosureSEC source: 0001707399-17-000006 · edgar.xml · nonDerivative · entry 2 Kass Leslie C · CIK 0001707399 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,636 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 17:54 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001707399-17-000006 · edgar.xml · nonDerivative · entry 1 Kass Leslie C · CIK 0001707399 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 25, 2017 13:50 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 6,054 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001707399-17-000004 · edgar.xml · derivative · entry 1 Kass Leslie C · CIK 0001707399 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,054 Underlying: Common Stock · 6,054 shares Expires 2020-05-23 F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning May 23, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.