Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | Director | June 13, 2018 | June 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date June 13, 2018 · Filed June 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.17 · Expires 2028-06-13 | Direct | 36,398 |
Reported balance
After 2018-06-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-06-13 · Grant · Acquired 36,398 · Balance 36,398 F1: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2: 100% of the stock options vest immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.
F2: 100% of the stock options vest immediately.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2018 Filed Jun 14, 2018 15:51 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantStock Options (right to buy) · Derivative | 36,398 | $0.00 Strike: $4.17 | $0.00 |
DisclosureSEC source: 0001530419-18-000006 · edgar.xml · derivative · entry 1 Christopher Thomas A. · CIK 0001530419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,398 Underlying: Common Stock · 36,398 shares Expires 2028-06-13 F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: 100% of the stock options vest immediately. Read SEC document |
| May 01, 2018 Filed Jun 7, 2018 14:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 3,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530419-18-000004 · edgar.xml · derivative · entry 6 Christopher Thomas A. · CIK 0001530419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,607 Underlying: Common Stock · 3,482 shares Expires not disclosed F1 · kind: RSU's were awarded and immediately vested on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F6 · derivative.exercise_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum two years following termination of service on the Board of Directors. F6 · derivative.expiration_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum two years following termination of service on the Board of Directors. Read SEC document |
| May 01, 2018 Filed Jun 7, 2018 14:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 1,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530419-18-000004 · edgar.xml · derivative · entry 5 Christopher Thomas A. · CIK 0001530419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,252 Underlying: Common Stock · 1,727 shares Expires not disclosed F1 · kind: RSU's were awarded and immediately vested on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F5 · derivative.exercise_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum one year following termination of service on the Board of Directors. F5 · derivative.expiration_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum one year following termination of service on the Board of Directors. Read SEC document |
| May 01, 2018 Filed Jun 7, 2018 14:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530419-18-000004 · edgar.xml · derivative · entry 4 Christopher Thomas A. · CIK 0001530419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,480 Underlying: Common Stock · 685 shares Expires not disclosed F1 · kind: RSU's were awarded and immediately vested on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F4 · derivative.exercise_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum following termination of service on the Board of Directors. F4 · derivative.expiration_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum following termination of service on the Board of Directors. Read SEC document |
| May 01, 2018 Filed Jun 7, 2018 14:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 707 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530419-18-000004 · edgar.xml · derivative · entry 3 Christopher Thomas A. · CIK 0001530419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560 Underlying: Common Stock · 707 shares Expires not disclosed F1 · kind: RSU's were awarded and immediately vested on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F3 · derivative.exercise_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum six months following termination of service on the Board of Directors. F3 · derivative.expiration_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum six months following termination of service on the Board of Directors. Read SEC document |
| May 01, 2018 Filed Jun 7, 2018 14:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530419-18-000004 · edgar.xml · derivative · entry 2 Christopher Thomas A. · CIK 0001530419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,759 Underlying: Common Stock · 762 shares Expires not disclosed F1 · kind: RSU's were awarded and immediately vested on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F3 · derivative.exercise_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum six months following termination of service on the Board of Directors. F3 · derivative.expiration_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum six months following termination of service on the Board of Directors. Read SEC document |
| May 01, 2018 Filed Jun 7, 2018 14:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 830 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530419-18-000004 · edgar.xml · derivative · entry 1 Christopher Thomas A. · CIK 0001530419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,006 Underlying: Common Stock · 830 shares Expires not disclosed F1 · kind: RSU's were awarded and immediately vested on May 1, 2018 as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon the earlier to occur of: (a) reporting person's disability; or (b) termination of service on the Board of Directors. F2 · derivative.expiration_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon the earlier to occur of: (a) reporting person's disability; or (b) termination of service on the Board of Directors. Read SEC document |
| April 30, 2018 Filed May 2, 2018 16:02 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherSubscription rights (right to buy) · Derivative | 3,560 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001530419-18-000002 · edgar.xml · derivative · entry 2 Christopher Thomas A. · CIK 0001530419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,968 shares Expires 2018-04-30 F1 · shares: The reporting person exercised 3,560 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018. Read SEC document |
| April 30, 2018 Filed May 2, 2018 16:02 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherCommon Stock | 9,968 | $2.00 | $19,936.00 |
DisclosureSEC source: 0001530419-18-000002 · edgar.xml · nonDerivative · entry 1 Christopher Thomas A. · CIK 0001530419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,394 F1 · shares: The reporting person exercised 3,560 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018. Read SEC document |
| May 12, 2017 Filed May 15, 2017 15:41 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 9,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530419-17-000002 · edgar.xml · derivative · entry 1 Christopher Thomas A. · CIK 0001530419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,125 Underlying: Common Stock · 9,125 shares Expires not disclosed F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F2 · derivative.exercise_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum two years following termination of service on the Board of Directors. F2 · derivative.expiration_date: RSU's vested immediately. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum two years following termination of service on the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.