Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | SVP & Chief Bus. Dev. Officer | August 14, 2017 | August 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date August 14, 2017 · Filed August 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 75,482 |
Reported balance
After 2017-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-08-14 · Grant · Acquired 75,482 · Balance 75,482 F1: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock F2: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-08-14 | Direct | 117,724 |
Reported balance
After 2017-08-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-14 · Grant · Acquired 117,724 · Balance 117,724 F3: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F4: RSUs vest in two annual installments beginning August 14, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock
F2: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018
F3: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.
F4: RSUs vest in two annual installments beginning August 14, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2017 Filed Aug 15, 2017 17:10 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 117,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000008 · edgar.xml · derivative · entry 2 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,724 Underlying: Common Stock · 117,724 shares Expires 2020-08-14 F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 17:10 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantPerformance Units · Derivative | 75,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000008 · edgar.xml · derivative · entry 1 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,482 Underlying: Common Stock · 75,482 shares Expires not disclosed F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 Read SEC document |
| May 15, 2017 Filed May 17, 2017 12:45 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 411 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000006 · edgar.xml · derivative · entry 4 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 411 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in two equal annual installments beginning May 15, 2016 Read SEC document |
| May 15, 2017 Filed May 17, 2017 12:45 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 135 | $10.75 | $1,451.25 |
DisclosureSEC source: 0001607264-17-000006 · edgar.xml · nonDerivative · entry 2 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,478 Read SEC document |
| May 15, 2017 Filed May 17, 2017 12:45 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000006 · edgar.xml · nonDerivative · entry 1 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 17:28 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 2,430 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000004 · edgar.xml · derivative · entry 5 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,430 shares Expires 2017-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 100% of the RSUs vest on March 3, 2017. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 17:28 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 14,388 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000004 · edgar.xml · derivative · entry 4 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,388 Underlying: Common Stock · 14,388 shares Expires 2020-03-03 F2 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 17:28 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 836 | $10.49 | $8,769.64 |
DisclosureSEC source: 0001607264-17-000004 · edgar.xml · nonDerivative · entry 2 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,202 Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 17:28 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 2,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000004 · edgar.xml · nonDerivative · entry 1 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 16:26 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 1,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000002 · edgar.xml · derivative · entry 7 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918 Underlying: Common Stock · 1,918 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 16:26 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 733 | $10.58 | $7,755.14 |
DisclosureSEC source: 0001607264-17-000002 · edgar.xml · nonDerivative · entry 4 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,608 Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 16:26 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 1,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000002 · edgar.xml · nonDerivative · entry 3 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:26 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 137 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000002 · edgar.xml · derivative · entry 6 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,604 Underlying: Common Stock · 137 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 1, 2017, 1,247 RSUs vested and 137 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum one year following termination of employment. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. F2 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 1, 2017, 1,247 RSUs vested and 137 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum one year following termination of employment. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:26 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 137 | $10.33 | $1,415.21 |
DisclosureSEC source: 0001607264-17-000002 · edgar.xml · nonDerivative · entry 2 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,423 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:26 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000002 · edgar.xml · nonDerivative · entry 1 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.