Last 12 months
Inside the activity.
7 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2019 Filed Aug 14, 2019 23:59 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 13,713 | $3.73 | $51,149.49 |
DisclosureSEC source: 0001213900-19-015922 · ownership.xml · nonDerivative · entry 4 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Charlie Riley Disclosed balance after: 32,281 F1 · balance_after: The amount of securities beneficially owned reflects the one-for-ten reverse stock split of Babcock & Wilcox Enterprises, Inc.'s issued and outstanding common stock, which became effective on July 24, 2019. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 23:59 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 13,712 | $3.73 | $51,145.76 |
DisclosureSEC source: 0001213900-19-015922 · ownership.xml · nonDerivative · entry 2 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Abigail Riley Disclosed balance after: 32,281 F1 · balance_after: The amount of securities beneficially owned reflects the one-for-ten reverse stock split of Babcock & Wilcox Enterprises, Inc.'s issued and outstanding common stock, which became effective on July 24, 2019. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 23:28 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 251,360 | $3.72 | $935,159.74 |
DisclosureSEC source: 0000921895-19-002262 · form404197070_08152019.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,412,659 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:13 UTC |
SIEGEL KENNETH SDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021862 · doc4.xml · derivative · entry 3 SIEGEL KENNETH S · CIK 0001167024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:13 UTC |
SIEGEL KENNETH SDirector
|
GrantRestricted Stock Units · Derivative | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021862 · doc4.xml · derivative · entry 2 SIEGEL KENNETH S · CIK 0001167024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:13 UTC |
SIEGEL KENNETH SDirector
|
Exercise / conversionCommon Stock | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021862 · doc4.xml · nonDerivative · entry 1 SIEGEL KENNETH S · CIK 0001167024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:10 UTC |
KAHN BRIAN RANDALLDirector · 10% owner
|
GrantCommon Stock | 25,606 | $3.71 | $94,998.26 |
DisclosureSEC source: 0000899243-19-021855 · doc4.xml · nonDerivative · entry 1 KAHN BRIAN RANDALL · CIK 0001455976 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:09 UTC |
Avril Matthew EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021853 · doc4.xml · derivative · entry 3 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:09 UTC |
Avril Matthew EDirector
|
GrantRestricted Stock Units · Derivative | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021853 · doc4.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:09 UTC |
Avril Matthew EDirector
|
Exercise / conversionCommon Stock | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021853 · doc4.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On July 24, 2019, the Issuer completed a one-for-ten reverse stock split of the Issuer's common stock. This amount has been adjusted to give effect to this reverse stock split. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:18 UTC |
McKinney Robert P.See Remarks
|
GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021867 · doc4.xml · derivative · entry 3 McKinney Robert P. · CIK 0001434216 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2022-08-13 F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Restricted stock units vest in three equal annual installments beginning on August 13, 2020. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:12 UTC |
Howe Alan BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021858 · doc4.xml · derivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:12 UTC |
Howe Alan BDirector
|
GrantRestricted Stock Units · Derivative | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021858 · doc4.xml · derivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:12 UTC |
Howe Alan BDirector
|
Exercise / conversionCommon Stock | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021858 · doc4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:15 UTC |
Young Kenneth MChief Executive Officer
|
GrantRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021864 · doc4.xml · derivative · entry 1 Young Kenneth M · CIK 0001365572 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2021-01-02 F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vest on January 2, 2021. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:15 UTC |
Salamone Louis JrChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021865 · doc4.xml · derivative · entry 1 Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2021-01-02 F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vest on January 2, 2021. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:13 UTC |
Bartoli Henry EDirector · Chief Strategy Officer
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021861 · doc4.xml · derivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2019-11-19 F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vest on November 19, 2019. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:10 UTC |
Dubin Cynthia SDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021854 · doc4.xml · derivative · entry 3 Dubin Cynthia S · CIK 0001645021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:10 UTC |
Dubin Cynthia SDirector
|
GrantRestricted Stock Units · Derivative | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021854 · doc4.xml · derivative · entry 2 Dubin Cynthia S · CIK 0001645021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:10 UTC |
Dubin Cynthia SDirector
|
Exercise / conversionCommon Stock | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021854 · doc4.xml · nonDerivative · entry 1 Dubin Cynthia S · CIK 0001645021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On July 24, 2019, the Issuer completed a one-for-ten reverse stock split of the Issuer's common stock. This amount has been adjusted to give effect to this reverse stock split. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:06 UTC |
Morgan Jimmy BSVP, Babcock & Wilcox
|
GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021847 · doc4.xml · derivative · entry 3 Morgan Jimmy B · CIK 0001681626 · SVP, Babcock & Wilcox 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2022-08-13 F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest in three equal annual installments beginning on August 13, 2020. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 00:02 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 5,800 | $3.70 | $21,461.74 |
DisclosureSEC source: 0000921895-19-002208 · form404197070_08132019.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,664,019 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 23:59 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 3,788 | $3.60 | $13,636.80 |
DisclosureSEC source: 0001213900-19-015922 · ownership.xml · nonDerivative · entry 7 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Susan Riley Disclosed balance after: 16,582 F1 · balance_after: The amount of securities beneficially owned reflects the one-for-ten reverse stock split of Babcock & Wilcox Enterprises, Inc.'s issued and outstanding common stock, which became effective on July 24, 2019. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 23:59 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 3,787 | $3.60 | $13,633.20 |
DisclosureSEC source: 0001213900-19-015922 · ownership.xml · nonDerivative · entry 5 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Eloise Riley Disclosed balance after: 18,568 F1 · balance_after: The amount of securities beneficially owned reflects the one-for-ten reverse stock split of Babcock & Wilcox Enterprises, Inc.'s issued and outstanding common stock, which became effective on July 24, 2019. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 23:59 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 3,787 | $3.60 | $13,633.20 |
DisclosureSEC source: 0001213900-19-015922 · ownership.xml · nonDerivative · entry 3 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Charlie Riley Disclosed balance after: 18,568 F1 · balance_after: The amount of securities beneficially owned reflects the one-for-ten reverse stock split of Babcock & Wilcox Enterprises, Inc.'s issued and outstanding common stock, which became effective on July 24, 2019. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 23:59 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 3,788 | $3.60 | $13,636.80 |
DisclosureSEC source: 0001213900-19-015922 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Abigail Riley Disclosed balance after: 18,569 F1 · balance_after: The amount of securities beneficially owned reflects the one-for-ten reverse stock split of Babcock & Wilcox Enterprises, Inc.'s issued and outstanding common stock, which became effective on July 24, 2019. Read SEC document |
| August 09, 2019 Filed Aug 14, 2019 00:02 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 9,373 | $3.71 | $34,804.76 |
DisclosureSEC source: 0000921895-19-002208 · form404197070_08132019.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,669,819 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 21:15 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 23,881 | $3.71 | $88,588.96 |
DisclosureSEC source: 0000921895-19-002154 · form404197070_08092019.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,679,192 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 21:15 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 51,324 | $3.67 | $188,292.36 |
DisclosureSEC source: 0000921895-19-002154 · form404197070_08092019.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,703,073 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 23:37 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 11,718 | $3.68 | $43,104.66 |
DisclosureSEC source: 0000921895-19-002100 · form404197070_08052019.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,754,397 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 23:37 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 40,621 | $3.74 | $151,991.60 |
DisclosureSEC source: 0000921895-19-002100 · form404197070_08052019.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,766,115 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 23:16 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 13,601 | $3.67 | $49,959.19 |
DisclosureSEC source: 0000921895-19-002085 · form404197070_08012019.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,806,736 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 23:16 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 2,664 | $3.65 | $9,732.39 |
DisclosureSEC source: 0000921895-19-002085 · form404197070_08012019.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,820,337 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 22:06 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 1,000 | $3.77 | $3,774.00 |
DisclosureSEC source: 0000921895-19-002073 · form404197070_07302019.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,823,001 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 22:06 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 13,616 | $3.71 | $50,505.83 |
DisclosureSEC source: 0000921895-19-002073 · form404197070_07302019.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,824,001 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| July 25, 2019 Filed Jul 26, 2019 22:07 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 105,124 | $3.73 | $392,070.47 |
DisclosureSEC source: 0000921895-19-002057 · form404197070_07262019.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,837,617 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. All share amounts reported in this Form 4 reflect the 1-for-10 reverse stock split of the Issuer's Common Stock effected by the Issuer on July 24, 2019. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 22:07 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
SaleCommon Stock, par value $0.01 | 12,987 | $3.83 | $49,723.33 |
DisclosureSEC source: 0000921895-19-002057 · form404197070_07262019.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 5,942,741 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. All share amounts reported in this Form 4 reflect the 1-for-10 reverse stock split of the Issuer's Common Stock effected by the Issuer on July 24, 2019. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 17:23 UTC |
Vintage Capital Management LLCDirector · 10% owner
KAHN CAPITAL MANAGEMENT LLCDirector · 10% owner
KAHN BRIAN RANDALLDirector · 10% owner
|
PurchaseCommon Stock | 107,207,856 | $0.30 | $32,162,356.80 |
DisclosureSEC source: 0001144204-19-035772 · tv525828_form4.xml · nonDerivative · entry 1 Vintage Capital Management LLC · CIK 0001511498 · Director · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · Director · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 157,047,440 F1 · kind: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), issued pursuant to an Exchange and Purchase Agreement, dated as of July 23, 2019, between the Issuer and Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), pursuant to which Vintage Capital cancelled the principal balance of its interest in the Issuer's Tranche A-1 Term Loan totaling $32,162,356.81 under the Issuer's Credit Agreement, dated as of May 11, 2015, among the Issuer, as the borrower, Bank of America, N.A., as Administrative Agent, and the other lenders party thereto, in exchange for newly issued shares of Common Stock at a price per share equal to $0.30. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), issued pursuant to an Exchange and Purchase Agreement, dated as of July 23, 2019, between the Issuer and Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), pursuant to which Vintage Capital cancelled the principal balance of its interest in the Issuer's Tranche A-1 Term Loan totaling $32,162,356.81 under the Issuer's Credit Agreement, dated as of May 11, 2015, among the Issuer, as the borrower, Bank of America, N.A., as Administrative Agent, and the other lenders party thereto, in exchange for newly issued shares of Common Stock at a price per share equal to $0.30. F1 · price: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), issued pursuant to an Exchange and Purchase Agreement, dated as of July 23, 2019, between the Issuer and Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), pursuant to which Vintage Capital cancelled the principal balance of its interest in the Issuer's Tranche A-1 Term Loan totaling $32,162,356.81 under the Issuer's Credit Agreement, dated as of May 11, 2015, among the Issuer, as the borrower, Bank of America, N.A., as Administrative Agent, and the other lenders party thereto, in exchange for newly issued shares of Common Stock at a price per share equal to $0.30. F2 · ownership.nature: In addition to Vintage Capital, this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. F3 · ownership.nature: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 22:30 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
OtherSubscription Rights (right to buy) · Derivative | 29,975,041 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0000921895-19-002029 · form404197070ste_07222019.xml · derivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 29,582,248 shares Expires 2019-07-18 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4 · shares: Subscription rights acquired by Steel Excel in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering. F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 22:30 UTC |
STEEL PARTNERS HOLDINGS L.P.10% owner
SPH Group LLC10% owner
SPH Group Holdings LLC10% owner
Steel Partners Holdings GP Inc.10% owner
Steel Excel Inc.10% owner
|
OtherCommon Stock, par value $0.01 | 29,582,248 | $0.30 | $8,874,674.40 |
DisclosureSEC source: 0000921895-19-002029 · form404197070ste_07222019.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 59,557,289 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3 · shares: Shares of Common Stock acquired by Steel Excel following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 18:34 UTC |
LICHTENSTEIN WARREN GSee Footnote 1
Steel Partners, Ltd.See Footnote 1
|
OtherSubscription Rights (right to buy) · Derivative | 285,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0000921895-19-002030 · form404197070lic_07222019.xml · derivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 281,265 shares Expires 2019-07-18 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4 · shares: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering. F2 · ownership.nature: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 18:34 UTC |
LICHTENSTEIN WARREN GSee Footnote 1
Steel Partners, Ltd.See Footnote 1
|
OtherCommon Stock, par value $0.01 | 281,265 | $0.30 | $84,379.50 |
DisclosureSEC source: 0000921895-19-002030 · form404197070lic_07222019.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 566,265 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3 · shares: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2 · ownership.nature: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherNontransferable Subscription Rights (right to buy) · Derivative | 188,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · derivative · entry 12 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 Underlying: Common Stock · 185,536 shares Expires 2019-07-18 F3 · security: Represents the Reporting Persons' exercise of subscription rights pursuant to the Offering. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · derivative.underlying_shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherNontransferable Subscription Rights (right to buy) · Derivative | 64,396 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · derivative · entry 11 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Susan Riley Disclosed balance after: 0 Underlying: Common Stock · 63,552 shares Expires 2019-07-18 F3 · security: Represents the Reporting Persons' exercise of subscription rights pursuant to the Offering. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · derivative.underlying_shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherNontransferable Subscription Rights (right to buy) · Derivative | 74,394 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · derivative · entry 10 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Eloise Riley Disclosed balance after: 0 Underlying: Common Stock · 73,419 shares Expires 2019-07-18 F3 · security: Represents the Reporting Persons' exercise of subscription rights pursuant to the Offering. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · derivative.underlying_shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherNontransferable Subscription Rights (right to buy) · Derivative | 74,395 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · derivative · entry 9 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Charlie Riley Disclosed balance after: 0 Underlying: Common Stock · 73,420 shares Expires 2019-07-18 F3 · security: Represents the Reporting Persons' exercise of subscription rights pursuant to the Offering. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · derivative.underlying_shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherNontransferable Subscription Rights (right to buy) · Derivative | 74,396 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · derivative · entry 8 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Abigail Riley Disclosed balance after: 0 Underlying: Common Stock · 73,421 shares Expires 2019-07-18 F3 · security: Represents the Reporting Persons' exercise of subscription rights pursuant to the Offering. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · derivative.underlying_shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherNontransferable Subscription Rights (right to buy) · Derivative | 424,907 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · derivative · entry 7 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 419,339 shares Expires 2019-07-18 F3 · security: Represents the Reporting Persons' exercise of subscription rights pursuant to the Offering. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · derivative.underlying_shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherCommon Stock | 185,536 | $0.30 | $55,660.80 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · nonDerivative · entry 6 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 373,536 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · security: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherCommon Stock | 63,552 | $0.30 | $19,065.60 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · nonDerivative · entry 5 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Susan Riley Disclosed balance after: 127,948 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · security: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.