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KAHN BRIAN RANDALL

Disclosed activity across 4 companies

Tapewire entity
110304
SEC CIK
0001455976

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Vitamin Shoppe, Inc.VSI · Entity 1696710% ownerJanuary 04, 2018January 08, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Vitamin Shoppe, Inc.

Report date January 04, 2018 · Filed January 08, 2018

Jointly reported with Vintage Capital Management LLC, KAHN CAPITAL MANAGEMENT LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,587,255 Last balance in matching sequence After 2018-01-05 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-01-04 · Purchase · Acquired 151,692 · Balance 3,412,255

F1: This price represents the weighted average purchase price of the shares purchased ranging from $4.25 to $4.65 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission (the "SEC"), by Vitamin Shoppe, Inc. (the "Issuer"), or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer.

F3: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

Row 2 · 2018-01-05 · Purchase · Acquired 175,000 · Balance 3,587,255

F4: This price represents the weighted average purchase price of the shares purchased ranging from $4.90 to $5.40 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer.

F3: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This price represents the weighted average purchase price of the shares purchased ranging from $4.25 to $4.65 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission (the "SEC"), by Vitamin Shoppe, Inc. (the "Issuer"), or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer.

F3: (Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

F4: This price represents the weighted average purchase price of the shares purchased ranging from $4.90 to $5.40 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Babcock & Wilcox Enterprises, Inc.

Report date March 25, 2021 · Filed March 26, 2021

Jointly reported with Vintage Capital Management LLC, KAHN CAPITAL MANAGEMENT LLC

Section 16 reporting ended · disclosed 2021-03-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivativeDirect0 Reported balance After 2021-03-25 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2021-03-25 · Sale · Disposed 10,720,785 · Balance 0

F1: Represents shares held directly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital").

F2: This Form 4 is being filed jointly by Vintage Capital , Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.

F3: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

Common Stock, $0.01 par value per shareSEC Table I · non-derivativeDirect64,429 Reported balance Holding disclosure · report date 2021-03-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 64,429

F4: Represents shares held directly by Brian R. Kahn.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares held directly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital").

F2: This Form 4 is being filed jointly by Vintage Capital , Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.

F3: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

F4: Represents shares held directly by Brian R. Kahn.

Franchise Group, Inc.

Report date August 21, 2023 · Filed August 23, 2023

Section 16 reporting ended · disclosed 2023-08-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-08-21 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2023-08-21 · Exercise / conversion · Acquired 42,421 · Balance 9,187,263

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Row 2 · 2023-08-21 · Exercise / conversion · Acquired 35,369 · Balance 9,222,632

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Row 3 · 2023-08-21 · Exercise / conversion · Acquired 55,887 · Balance 9,278,519

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Row 4 · 2023-08-21 · Exercise / conversion · Acquired 42,421 · Balance 9,320,940

F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Row 5 · 2023-08-21 · Exercise / conversion · Acquired 35,369 · Balance 9,356,309

F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Row 6 · 2023-08-21 · Exercise / conversion · Acquired 55,887 · Balance 9,412,196

F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Row 7 · 2023-08-21 · Disposition to issuer · Disposed 267,354 · Balance 9,144,842

F3: Disposed of in connection with the transactions contemplated by the Merger Agreement.

Row 8 · 2023-08-21 · Disposition to issuer · Disposed 9,144,842 · Balance 0

F4: Pursuant to the Rollover Agreement dated as of May 10, 2023, among the reporting person, Freedom VCM Holdings, LLC ("Topco") and the other signatories thereto , the reporting person agreed to contribute these shares to Topco (the "Rollover") in exchange for common membership interests in Topco, effective as of the effective time of the merger. For purposes of the Rollover, the reporting person's shares were valued at $30.00 per share.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-21 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-08-21 · Exercise / conversion · Disposed 42,421 · Balance 0

F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F6: The performance restricted stock unit award was granted on March 5, 2021 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2023.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-21 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-08-21 · Exercise / conversion · Disposed 35,369 · Balance 0

F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F7: The performance restricted stock unit award was granted on February 22, 2022 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2024.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-21 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-08-21 · Exercise / conversion · Disposed 55,887 · Balance 0

F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F8: The performance restricted stock unit award was granted on February 24, 2023 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on January 3, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-21 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-08-21 · Exercise / conversion · Disposed 42,421 · Balance 0

F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F9: The restricted stock unit award was granted on March 5, 2021 and was subject to vesting in full on March 5, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-21 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2023-08-21 · Exercise / conversion · Disposed 35,369 · Balance 0

F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F10: The restricted stock unit award was granted on February 22, 2022 and was subject to vesting in full on February 22, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-21 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2023-08-21 · Exercise / conversion · Disposed 55,887 · Balance 0

F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F11: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F2: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F3: Disposed of in connection with the transactions contemplated by the Merger Agreement.

F4: Pursuant to the Rollover Agreement dated as of May 10, 2023, among the reporting person, Freedom VCM Holdings, LLC ("Topco") and the other signatories thereto , the reporting person agreed to contribute these shares to Topco (the "Rollover") in exchange for common membership interests in Topco, effective as of the effective time of the merger. For purposes of the Rollover, the reporting person's shares were valued at $30.00 per share.

F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F6: The performance restricted stock unit award was granted on March 5, 2021 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2023.

F7: The performance restricted stock unit award was granted on February 22, 2022 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2024.

F8: The performance restricted stock unit award was granted on February 24, 2023 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on January 3, 2026.

F9: The restricted stock unit award was granted on March 5, 2021 and was subject to vesting in full on March 5, 2024.

F10: The restricted stock unit award was granted on February 22, 2022 and was subject to vesting in full on February 22, 2025.

F11: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2026.

RED ROBIN GOURMET BURGERS INC

Report date June 09, 2020 · Filed June 11, 2020

Jointly reported with Vintage Capital Management LLC, KAHN CAPITAL MANAGEMENT LLC

Section 16 reporting ended · disclosed 2020-06-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivativeIndirectSee Footnotes940,792 Reported balance After 2020-06-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-06-09 · Sale · Disposed 559,208 · Balance 940,792

F2: See Exhibit 99.1 - Explanation of Responses.

F1: See Exhibit 99.1 - Explanation of Responses.

Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivativeIndirectSee Footnotes640,100 Reported balance After 2020-06-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-06-10 · Sale · Disposed 300,692 · Balance 640,100

F3: See Exhibit 99.1 - Explanation of Responses.

F1: See Exhibit 99.1 - Explanation of Responses.

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1 - Explanation of Responses.

F2: See Exhibit 99.1 - Explanation of Responses.

F3: See Exhibit 99.1 - Explanation of Responses.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionRestricted Stock Units · Derivative 55,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 14

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F11 · derivative.exercise_date: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2026.

F11 · derivative.expiration_date: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2026.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionRestricted Stock Units · Derivative 35,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 13

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F10 · derivative.exercise_date: The restricted stock unit award was granted on February 22, 2022 and was subject to vesting in full on February 22, 2025.

F10 · derivative.expiration_date: The restricted stock unit award was granted on February 22, 2022 and was subject to vesting in full on February 22, 2025.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionRestricted Stock Units · Derivative 42,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 12

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F9 · derivative.exercise_date: The restricted stock unit award was granted on March 5, 2021 and was subject to vesting in full on March 5, 2024.

F9 · derivative.expiration_date: The restricted stock unit award was granted on March 5, 2021 and was subject to vesting in full on March 5, 2024.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionPerformance Restricted Stock Units · Derivative 55,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 11

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F8 · derivative.exercise_date: The performance restricted stock unit award was granted on February 24, 2023 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on January 3, 2026.

F8 · derivative.expiration_date: The performance restricted stock unit award was granted on February 24, 2023 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on January 3, 2026.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionPerformance Restricted Stock Units · Derivative 35,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 10

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F7 · derivative.exercise_date: The performance restricted stock unit award was granted on February 22, 2022 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2024.

F7 · derivative.expiration_date: The performance restricted stock unit award was granted on February 22, 2022 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2024.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionPerformance Restricted Stock Units · Derivative 42,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · derivative · entry 9

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F6 · derivative.exercise_date: The performance restricted stock unit award was granted on March 5, 2021 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2023.

F6 · derivative.expiration_date: The performance restricted stock unit award was granted on March 5, 2021 and the number of shares to be acquired upon vesting was subject to the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period ending on December 31, 2023.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Disposition to issuerCommon Stock 9,144,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 8

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · kind: Pursuant to the Rollover Agreement dated as of May 10, 2023, among the reporting person, Freedom VCM Holdings, LLC ("Topco") and the other signatories thereto , the reporting person agreed to contribute these shares to Topco (the "Rollover") in exchange for common membership interests in Topco, effective as of the effective time of the merger. For purposes of the Rollover, the reporting person's shares were valued at $30.00 per share.

F4 · price: Pursuant to the Rollover Agreement dated as of May 10, 2023, among the reporting person, Freedom VCM Holdings, LLC ("Topco") and the other signatories thereto , the reporting person agreed to contribute these shares to Topco (the "Rollover") in exchange for common membership interests in Topco, effective as of the effective time of the merger. For purposes of the Rollover, the reporting person's shares were valued at $30.00 per share.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Disposition to issuerCommon Stock 267,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 7

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,144,842

F3 · kind: Disposed of in connection with the transactions contemplated by the Merger Agreement.

F3 · price: Disposed of in connection with the transactions contemplated by the Merger Agreement.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 55,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 6

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,412,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 35,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 5

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,356,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 42,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 4

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,320,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 55,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 3

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,278,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 35,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 2

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,222,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 16:15 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 42,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012554 · form4-08232023_040801.xml · nonDerivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,187,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding performance restricted stock unit automatically accelerated and vested in full and at target performance, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 16:30 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionRestricted Stock Units · Derivative 20,161 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004490 · form4-03082023_040301.xml · derivative · entry 3

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock unit award was granted on March 5, 2020 and one-third of the restricted stock units vested on March 5, 2023.

F4 · derivative.expiration_date: The restricted stock unit award was granted on March 5, 2020 and one-third of the restricted stock units vested on March 5, 2023.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 16:30 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Tax withholdingCommon Stock 7,934 $29.20 $231,672.80
Disclosure

SEC source: 0001415889-23-004490 · form4-03082023_040301.xml · nonDerivative · entry 2

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,144,842

F3 · shares: Reflects 7,934 shares withheld by Issuer at market price of $29.20 per share to fund the payment of taxes for the conversion.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 16:30 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 20,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004490 · form4-03082023_040301.xml · nonDerivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,152,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On March 5, 2020, the reporting person was granted 60,484 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on March 5, 2023. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on March 9, 2020.

F2 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:05 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionPerformance Restricted Stock Units · Derivative 60,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004158 · form4-03032023_100305.xml · derivative · entry 3

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as as the achievement of certain metrics tied to adjusted EBITDA and free cash flow over a three-year performance period commencing on January 1, 2020 and ending on December 31, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 200% of the target number of units based on achievement of performance targets.

F2 · shares: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as as the achievement of certain metrics tied to adjusted EBITDA and free cash flow over a three-year performance period commencing on January 1, 2020 and ending on December 31, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 200% of the target number of units based on achievement of performance targets.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the Issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the Issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:05 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Tax withholdingCommon Stock 43,944 $29.94 $1,315,683.36
Disclosure

SEC source: 0001415889-23-004158 · form4-03032023_100305.xml · nonDerivative · entry 2

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,132,615

F3 · shares: Reflects 43,944 shares withheld by Issuer at market price of $29.94 per share to fund the payment of taxes for the conversion.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:05 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 120,968 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004158 · form4-03032023_100305.xml · nonDerivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,176,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of performance restricted stock units ("PRSU") into common stock upon the achievement of pre-established performance metrics at 200% of the target number of units, as approved and certified by the Company's Compensation Committee. Upon conversion of the PRSUs, the Reporting Person received 120,968 shares of common stock. Such PRSUs were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on March 9, 2020.

F2 · price: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as as the achievement of certain metrics tied to adjusted EBITDA and free cash flow over a three-year performance period commencing on January 1, 2020 and ending on December 31, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 200% of the target number of units based on achievement of performance targets.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:00 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 GrantPerformance Restricted Stock Units · Derivative 55,887 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003489 · form4-02282023_050201.xml · derivative · entry 2

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,887

Underlying: Common Stock · 55,887 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2023 and ending on January 3, 2026 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period.

F3 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2023 and ending on January 3, 2026 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period.

F3 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2023 and ending on January 3, 2026 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period.

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February 24, 2023 Filed Feb 28, 2023 17:00 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 GrantRestricted Stock Units · Derivative 55,887 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003489 · form4-02282023_050201.xml · derivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,887

Underlying: Common Stock · 55,887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units shall become fully vested on February 24, 2026, provided that the reporting person is in the employ of the Issuer at the time of such vesting.

F2 · derivative.expiration_date: The restricted stock units shall become fully vested on February 24, 2026, provided that the reporting person is in the employ of the Issuer at the time of such vesting.

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November 07, 2022 Filed Nov 9, 2022 16:30 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionPerformance Restricted Stock Units · Derivative 200,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011238 · form4-11092022_041101.xml · derivative · entry 3

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as the absolute total share return of the price of Issuer's common stock over a three-year performance period commencing on September 30, 2019 and ending on September 30, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 150% of the target number of units, based on achievement of performance targets.

F2 · shares: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as the absolute total share return of the price of Issuer's common stock over a three-year performance period commencing on September 30, 2019 and ending on September 30, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 150% of the target number of units, based on achievement of performance targets.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the Issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the Issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.underlying_shares: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as the absolute total share return of the price of Issuer's common stock over a three-year performance period commencing on September 30, 2019 and ending on September 30, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 150% of the target number of units, based on achievement of performance targets.

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November 07, 2022 Filed Nov 9, 2022 16:30 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Tax withholdingCommon Stock 118,050 $24.02 $2,835,561.00
Disclosure

SEC source: 0001415889-22-011238 · form4-11092022_041101.xml · nonDerivative · entry 2

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,055,591

F3 · shares: Reflects 118,050 shares withheld by Issuer at market price of $24.02 per share to fund the payment of taxes for the conversion.

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November 07, 2022 Filed Nov 9, 2022 16:30 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011238 · form4-11092022_041101.xml · nonDerivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,173,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of performance restricted stock units ("PRSU") into common stock upon the achievement of pre-established performance metrics at 150% of the target number of units, as approved and certified by the Company's Compensation Committee. Upon conversion of the PRSUs, the Reporting Person received 300,000 shares of common stock. Such PRSUs were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on December 9, 2019.

F2 · price: Each PRSU represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock. The resulting number of shares of common stock acquired upon vesting of the PRSU is measured as the absolute total share return of the price of Issuer's common stock over a three-year performance period commencing on September 30, 2019 and ending on September 30, 2022. The target number of units subject to the award is presented in Table II. The number of units that were subject to vesting ranged from 0% to 150% of the target number of units, based on achievement of performance targets.

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August 15, 2022 Filed Aug 16, 2022 16:12 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 9,299 $0.00 Strike: $11.93 $0.00
Disclosure

SEC source: 0001415889-22-008700 · form4-08162022_010835.xml · derivative · entry 6

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,299 shares

Expires 2024-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in full on September 12, 2020.

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August 15, 2022 Filed Aug 16, 2022 16:12 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 13,889 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001415889-22-008700 · form4-08162022_010835.xml · derivative · entry 5

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,889 shares

Expires 2023-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in full on December 13, 2019.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 16:12 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Tax withholdingCommon Stock 5,713 $33.23 $189,842.99
Disclosure

SEC source: 0001415889-22-008700 · form4-08162022_010835.xml · nonDerivative · entry 4

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,873,641

F2 · kind: Represents a net exercise of outstanding stock options. The Reporting Person received 3,586 shares of common stock on the net exercise of option to purchase 9,299 shares of common stock. The Issuer withheld 5,713 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing price of $33.23, pursuant to the terms of the 2019 Omnibus Incentive Plan.

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August 15, 2022 Filed Aug 16, 2022 16:12 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 9,299 $11.93 $110,937.07
Disclosure

SEC source: 0001415889-22-008700 · form4-08162022_010835.xml · nonDerivative · entry 3

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,879,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 16:12 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Tax withholdingCommon Stock 8,553 $33.23 $284,216.19
Disclosure

SEC source: 0001415889-22-008700 · form4-08162022_010835.xml · nonDerivative · entry 2

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870,055

F1 · kind: Represents a net exercise of outstanding stock options. The Reporting Person received 5,336 shares of common stock on net exercise of option to purchase 13,889 shares of common stock. The Issuer withheld 8,553 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing price of $33.23, pursuant to the terms of the 2019 Omnibus Incentive Plan.

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August 15, 2022 Filed Aug 16, 2022 16:12 UTC Franchise Group, Inc. FRG FRGAP · Entity 110293 Exercise / conversionCommon Stock 13,889 $12.01 $166,806.89
Disclosure

SEC source: 0001415889-22-008700 · form4-08162022_010835.xml · nonDerivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,878,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2022 Filed May 11, 2022 17:02 UTC Franchise Group, Inc. FRG · Entity 110293 PurchaseCommon Stock 100,000 $37.50 $3,750,000.00
Disclosure

SEC source: 0001179110-22-002962 · edgar.xml · nonDerivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,864,610

F1 · shares: On May 9, 2022, in connection with a private sale transaction, joint tenants associated with the Reporting Person purchased 100,000 shares of Issuer's common stock at a per share price of $37.50. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of any pecuniary interest therein.

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March 05, 2022 Filed Mar 9, 2022 16:30 UTC Franchise Group, Inc. FRG · Entity 110293 Exercise / conversionRestricted Stock Units · Derivative 20,161 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002080 · edgar.xml · derivative · entry 3

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,161

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock unit award was granted on March 5, 2020 and one-third of the restricted stock units vested on March 5, 2022.

F2 · derivative.expiration_date: The restricted stock unit award was granted on March 5, 2020 and one-third of the restricted stock units vested on March 5, 2022.

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March 05, 2022 Filed Mar 9, 2022 16:30 UTC Franchise Group, Inc. FRG · Entity 110293 Tax withholdingCommon Stock 4,904 $41.85 $205,232.40
Disclosure

SEC source: 0001179110-22-002080 · edgar.xml · nonDerivative · entry 2

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358,045

F4 · shares: Reflects 4904 shares withheld by Issuer at market price of $41.85 per share to fund the payment of taxes for the conversion.

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March 05, 2022 Filed Mar 9, 2022 16:30 UTC Franchise Group, Inc. FRG · Entity 110293 Exercise / conversionCommon Stock 20,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002080 · edgar.xml · nonDerivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On March 5, 2020, the reporting person was granted 60,484 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on March 5, 2022. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on March 9, 2020.

F1 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 16:09 UTC Franchise Group, Inc. FRG · Entity 110293 GrantPerformance Restricted Stock Units · Derivative 35,369 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001584 · edgar.xml · derivative · entry 2

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,369

Underlying: Common Stock · 35,369 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2022 and ending on December 31, 2024 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period.

F3 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2022 and ending on December 31, 2024 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period.

F3 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2022 and ending on December 31, 2024 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death, disability or qualified retirement in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period.

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February 22, 2022 Filed Feb 24, 2022 16:09 UTC Franchise Group, Inc. FRG · Entity 110293 GrantRestricted Stock Units · Derivative 35,369 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001584 · edgar.xml · derivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,369

Underlying: Common Stock · 35,369 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units shall become fully vested on February 22, 2025, provided that the reporting person is in the employ of the Issuer at the time of such vesting.

F2 · derivative.expiration_date: The restricted stock units shall become fully vested on February 22, 2025, provided that the reporting person is in the employ of the Issuer at the time of such vesting.

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June 21, 2021 Filed Jun 23, 2021 16:13 UTC Franchise Group, Inc. FRG · Entity 110293 GrantPerformance Restricted Stock Units · Derivative 165,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006976 · edgar.xml · derivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 165,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share, of Issuer's common stock. Each PRSU vests two years after Issuer's common stock achieves a total shareholder return of 100% of the grant date closing price of Issuer's common stock (or $71.96, giving effect to cash dividends paid during this period) for 10 consecutive trading days (the "TSR Hurdle"), provided the TSR Hurdle is achieved within three years of the grant date. If the TSR Hurdle is not achieved within three years of the grant date, the PRSUs will expire and are terminated. Upon the achievement of the TSR Hurdle, vesting of the PRSUs will accelerate upon death, disability or qualified retirement and the PRSUs may also accelerate, in certain circumstances, if there is a change in control of Issuer. Dividends will not accrue on the PRSUs until such PRSUs are converted into shares of Issuer's common stock upon vesting.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share, of Issuer's common stock. Each PRSU vests two years after Issuer's common stock achieves a total shareholder return of 100% of the grant date closing price of Issuer's common stock (or $71.96, giving effect to cash dividends paid during this period) for 10 consecutive trading days (the "TSR Hurdle"), provided the TSR Hurdle is achieved within three years of the grant date. If the TSR Hurdle is not achieved within three years of the grant date, the PRSUs will expire and are terminated. Upon the achievement of the TSR Hurdle, vesting of the PRSUs will accelerate upon death, disability or qualified retirement and the PRSUs may also accelerate, in certain circumstances, if there is a change in control of Issuer. Dividends will not accrue on the PRSUs until such PRSUs are converted into shares of Issuer's common stock upon vesting.

F1 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share, of Issuer's common stock. Each PRSU vests two years after Issuer's common stock achieves a total shareholder return of 100% of the grant date closing price of Issuer's common stock (or $71.96, giving effect to cash dividends paid during this period) for 10 consecutive trading days (the "TSR Hurdle"), provided the TSR Hurdle is achieved within three years of the grant date. If the TSR Hurdle is not achieved within three years of the grant date, the PRSUs will expire and are terminated. Upon the achievement of the TSR Hurdle, vesting of the PRSUs will accelerate upon death, disability or qualified retirement and the PRSUs may also accelerate, in certain circumstances, if there is a change in control of Issuer. Dividends will not accrue on the PRSUs until such PRSUs are converted into shares of Issuer's common stock upon vesting.

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May 21, 2021 Filed May 24, 2021 06:13 UTC Franchise Group, Inc. FRG · Entity 110293 PurchaseCommon Stock 1,000,000 $36.00 $36,000,000.00
Disclosure

SEC source: 0001179110-21-005774 · edgar.xml · nonDerivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,788

F1 · shares: On May 21, 2021, in connection with a private sale transaction, joint tenants associated with the Reporting Person purchased 1,000,000 shares of Issuer's common stock at a per share price of $36.00. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of any pecuniary interest therein.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 17:52 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 SaleCommon Stock, $0.01 par value per share 10,720,785 $6.04 $64,753,541.40
Disclosure

SEC source: 0001104659-21-042593 · tm2111108-2_4.xml · nonDerivative · entry 1

Vintage Capital Management LLC · CIK 0001511498 · 10% owner

KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner

KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares held directly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital").

F2 · ownership.direct: This Form 4 is being filed jointly by Vintage Capital , Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.

F3 · ownership.direct: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 17:15 UTC Franchise Group, Inc. FRG · Entity 110293 OtherCommon Stock 2,270,833.33 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-036379 · tm219798d1_4seq1.xml · nonDerivative · entry 2

Vintage Capital Management LLC · CIK 0001511498 · 10% owner

KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 4,937,726.03

F2 · shares: In prior reports, the Reporting Persons (as defined below) reported indirect beneficial ownership of 2,270,833.33 shares of Common Stock held by Tributum LP, all of which were distributed to limited partners of Tributum LP pro rata based on each limited partner's economic ownership interest in Tributum LP on March 12, 2021.

F3 · ownership.nature: In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Mr. Kahn (together with Vintage Capital and Kahn Capital, the "Reporting Persons"), a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.

F4 · ownership.nature: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital; (B) the manager and a member of Vintage Capital; and (C) the manager or other control person of entities that, directly or indirectly, control investment vehicles for which the Reporting Persons, directly or indirectly, act as general partner, manager, investment advisor, control person or in similar capacities (collectively, the "Investment Vehicles"), which Investment Vehicles own shares of Common Stock, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

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March 05, 2021 Filed Mar 9, 2021 16:13 UTC Franchise Group, Inc. FRG · Entity 110293 GrantRestricted Stock Units · Derivative 42,421 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003116 · edgar.xml · derivative · entry 5

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,421

Underlying: Common Stock · 42,421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F6 · derivative.exercise_date: The restricted stock units shall become fully vested on March 5, 2024, provided that the reporting person is in the employ of the Issuer at the time of such vesting.

F6 · derivative.expiration_date: The restricted stock units shall become fully vested on March 5, 2024, provided that the reporting person is in the employ of the Issuer at the time of such vesting.

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March 05, 2021 Filed Mar 9, 2021 16:13 UTC Franchise Group, Inc. FRG · Entity 110293 GrantPerformance Restricted Stock Units · Derivative 42,421 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003116 · edgar.xml · derivative · entry 4

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,421

Underlying: Common Stock · 42,421 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2021 and ending on December 31, 2023 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death or disability in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period.

F5 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2021 and ending on December 31, 2023 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death or disability in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period.

F5 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share, par value $0.01 per share of Issuer's common stock ("Common Stock"). The maximum number of PRSUs is presented in the table. The resulting number of shares acquired upon vesting of the PRSU is measured based upon the achievement of certain performance metrics tied to adjusted EBITDA and free cash flow, as determined by the Compensation Committee at the time of grant, over a three-year performance period commencing on January 1, 2021 and ending on December 31, 2023 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death or disability in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the Performance Period.

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March 05, 2021 Filed Mar 9, 2021 16:13 UTC Franchise Group, Inc. FRG · Entity 110293 Exercise / conversionRestricted Stock Units · Derivative 20,162 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003116 · edgar.xml · derivative · entry 3

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock unit award was granted on March 5, 2020 and vested in full on March 5, 2021.

F2 · derivative.expiration_date: The restricted stock unit award was granted on March 5, 2020 and vested in full on March 5, 2021.

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March 05, 2021 Filed Mar 9, 2021 16:13 UTC Franchise Group, Inc. FRG · Entity 110293 Tax withholdingCommon Stock 4,905 $34.43 $168,879.15
Disclosure

SEC source: 0001179110-21-003116 · edgar.xml · nonDerivative · entry 2

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,788

F4 · shares: Reflects 4905 shares withheld by Issuer at market price of $34.43 per share to fund the payment of taxes for the conversion.

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March 05, 2021 Filed Mar 9, 2021 16:13 UTC Franchise Group, Inc. FRG · Entity 110293 Exercise / conversionCommon Stock 20,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-003116 · edgar.xml · nonDerivative · entry 1

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On March 5, 2020, the reporting person was granted 20,162 restricted stock units, of which all of the shares subject to the restricted stock units vested on March 5, 2021. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on March 9, 2020.

F1 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

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January 26, 2021 Filed Jan 27, 2021 12:58 UTC Franchise Group, Inc. FRG · Entity 110293 PurchaseCommon Stock 757,000 $34.95 $26,457,150.00
Disclosure

SEC source: 0001104659-21-008062 · tm214356d1_4.xml · nonDerivative · entry 1

Vintage Capital Management LLC · CIK 0001511498 · 10% owner

KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,394,628

F1 · ownership.direct: 5,636,255.00 of these shares of Common Stock are owned by Brian Kahn and Lauren Kahn as tenants by the entirety.

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September 15, 2020 Filed Sep 15, 2020 19:06 UTC Franchise Group, Inc. FRG · Entity 110293 PurchaseCommon Stock 149,785 $24.99 $3,743,127.15
Disclosure

SEC source: 0001179110-20-009800 · edgar.xml · nonDerivative · entry 3

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,531

F5 · shares: On September 15, 2020, in connection with a private sale transaction, joint tenants associated with the Reporting Person purchased 149,785 shares of Issuer's common stock at a per share price of $24.99. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of any pecuniary interest therein.

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September 12, 2020 Filed Sep 15, 2020 19:06 UTC Franchise Group, Inc. FRG · Entity 110293 Exercise / conversionRestricted Stock Units · Derivative 1,816 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009800 · edgar.xml · derivative · entry 4

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock unit award was granted on September 12, 2019 and vested in full on September 12, 2020.

F2 · derivative.expiration_date: The restricted stock unit award was granted on September 12, 2019 and vested in full on September 12, 2020.

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September 12, 2020 Filed Sep 15, 2020 19:06 UTC Franchise Group, Inc. FRG · Entity 110293 Tax withholdingCommon Stock 443 $25.87 $11,460.41
Disclosure

SEC source: 0001179110-20-009800 · edgar.xml · nonDerivative · entry 2

KAHN BRIAN RANDALL · CIK 0001455976 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,746

F4 · shares: Reflects 443 shares withheld by Issuer at market price of $25.87 per share to fund the payment of taxes for the conversion.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.