Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | Director | August 13, 2019 | August 16, 2019 |
| MARRIOTT VACATIONS WORLDWIDE CorpVAC · Entity 4144 | Director · Chief Executive Officer | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date August 13, 2019 · Filed August 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,247 |
Reported balance
After 2019-08-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-08-13 · Exercise / conversion · Acquired 25,606 · Balance 67,247 F1: On July 24, 2019, the Issuer completed a one-for-ten reverse stock split of the Issuer's common stock. This amount has been adjusted to give effect to this reverse stock split. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-08-13 | Direct | 25,606 |
Reported balance
After 2019-08-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-08-13 · Grant · Acquired 25,606 · Balance 25,606 F2: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3: All restricted stock units vested immediately upon grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-08-13 | Direct | 0 |
Reported balance
After 2019-08-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-08-13 · Exercise / conversion · Disposed 25,606 · Balance 0 F2: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3: All restricted stock units vested immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 24, 2019, the Issuer completed a one-for-ten reverse stock split of the Issuer's common stock. This amount has been adjusted to give effect to this reverse stock split.
F2: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.
F3: All restricted stock units vested immediately upon grant.
MARRIOTT VACATIONS WORLDWIDE Corp
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,266 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 23 · Balance 86,266 F1: The Reporting Person elected to receive any dividends with respect to cerain Non-Employee Director Share Awards issued to the Reporting Person in the form of additional Non-Employee Director Share Awards. Such additional awards vest immediately upon issuance and are payable in common stock as specified by the Reporting Person at the time of the deferral election. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person elected to receive any dividends with respect to cerain Non-Employee Director Share Awards issued to the Reporting Person in the form of additional Non-Employee Director Share Awards. Such additional awards vest immediately upon issuance and are payable in common stock as specified by the Reporting Person at the time of the deferral election.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Franchise Group, Inc.
Report date August 21, 2023 · Filed August 23, 2023
Section 16 reporting ended · disclosed 2023-08-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-08-21 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-08-21 · Exercise / conversion · Acquired 6,986 · Balance 135,027 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Row 2 · 2023-08-21 · Disposition to issuer · Disposed 6,986 · Balance 128,041 F2: Disposed of in connection with the transactions contemplated by the Merger Agreement. Row 3 · 2023-08-21 · Disposition to issuer · Disposed 128,041 · Balance 0 F3: Pursuant to the Merger Agreement, each share of common stock reported in this row was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $30.00. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Franchise Group, Inc. common stock. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.01 · Expires 2023-12-13 | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-08-21 · Disposition to issuer · Disposed 13,889 · Balance 0 F4: These options were canceled pursuant to the Merger Agreement and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such option immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.93 · Expires 2024-09-12 | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-21 · Disposition to issuer · Disposed 9,299 · Balance 0 F4: These options were canceled pursuant to the Merger Agreement and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such option immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-08-21 · Exercise / conversion · Disposed 6,986 · Balance 0 F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F6: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.
F2: Disposed of in connection with the transactions contemplated by the Merger Agreement.
F3: Pursuant to the Merger Agreement, each share of common stock reported in this row was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $30.00. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Franchise Group, Inc. common stock.
F4: These options were canceled pursuant to the Merger Agreement and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such option immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld.
F5: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock.
F6: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 00:27 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantCommon Stock | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001444238-26-000012 · wk-form4_1790886464.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,266 F1 · shares: The Reporting Person elected to receive any dividends with respect to cerain Non-Employee Director Share Awards issued to the Reporting Person in the form of additional Non-Employee Director Share Awards. Such additional awards vest immediately upon issuance and are payable in common stock as specified by the Reporting Person at the time of the deferral election. Read SEC document |
| June 10, 2026 Filed Jun 11, 2026 20:06 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantCommon Stock | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001444238-26-000010 · wk-form4_1781208394.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,243 F1 · shares: The Reporting Person elected to receive any dividends with respect to the Non-Employee Director Share Awards issued to the Reporting Person in the form of additional Non-Employee Director Share Awards. Such additional awards vest immediately upon issuance and are payable in common stock as specified by the Reporting Person at the time of the deferral election. Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 20:21 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001444238-26-000008 · wk-form4_1773951683.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,216 F1 · shares: The Reporting Person elected to receive any dividends with respect to the Non-Employee Director Share Awards issued to the Reporting Person in the form of additional Non-Employee Director Share Awards. Such additional awards vest immediately upon issuance and are payable in common stock as specified by the Reporting Person at the time of the deferral election. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:34 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantStock Appreciation Right · Derivative | 112,184 | $0.00 Strike: $60.78 | $0.00 |
DisclosureSEC source: 0001444238-26-000004 · wk-form4_1772832856.xml · derivative · entry 3 Avril Matthew E · CIK 0001444238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,484 Underlying: Common Stock · 112,184 shares Expires 2036-03-04 F1 · derivative.exercise_date: Vests in three equal installments over the three-year period beginning on February 15, 2027. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:34 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantPerformance Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001444238-26-000004 · wk-form4_1772832856.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F2 · derivative.exercise_price: Represents restricted stock units granted at a target level and vests on December 31, 2028, or June 30, 2029, as applicable, and to be distributed following the Issuer's certification of performance. The actual number of shares of common stock that may be earned will range from 0% to 200% of the target number based on the achievement of specified stock price performance goals over the applicable performance period. F2 · derivative.exercise_date: Represents restricted stock units granted at a target level and vests on December 31, 2028, or June 30, 2029, as applicable, and to be distributed following the Issuer's certification of performance. The actual number of shares of common stock that may be earned will range from 0% to 200% of the target number based on the achievement of specified stock price performance goals over the applicable performance period. F2 · derivative.expiration_date: Represents restricted stock units granted at a target level and vests on December 31, 2028, or June 30, 2029, as applicable, and to be distributed following the Issuer's certification of performance. The actual number of shares of common stock that may be earned will range from 0% to 200% of the target number based on the achievement of specified stock price performance goals over the applicable performance period. F2 · derivative.underlying_shares: Represents restricted stock units granted at a target level and vests on December 31, 2028, or June 30, 2029, as applicable, and to be distributed following the Issuer's certification of performance. The actual number of shares of common stock that may be earned will range from 0% to 200% of the target number based on the achievement of specified stock price performance goals over the applicable performance period. F2 · balance_after: Represents restricted stock units granted at a target level and vests on December 31, 2028, or June 30, 2029, as applicable, and to be distributed following the Issuer's certification of performance. The actual number of shares of common stock that may be earned will range from 0% to 200% of the target number based on the achievement of specified stock price performance goals over the applicable performance period. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:34 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantCommon Stock | 28,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001444238-26-000004 · wk-form4_1772832856.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,182 F1 · shares: Vests in three equal installments over the three-year period beginning on February 15, 2027. Read SEC document |
| March 04, 2026 Filed Mar 12, 2026 16:08 UTC Amendment | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantStock Appreciation Right · Derivative | 112,184 | $0.00 Strike: $68.03 | $0.00 |
DisclosureSEC source: 0001444238-26-000006 · wk-form4a_1773331710.xml · derivative · entry 1 Avril Matthew E · CIK 0001444238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,484 Underlying: Common Stock · 112,184 shares Expires 2036-03-04 F1 · derivative.exercise_price: On March 6, 2026, due to an administrative error, the reporting person filed a Form 4 which reported the incorrect conversion or exercise price of the stock appreciation right granted on March 4, 2026. As reported in this amendment, the correct conversion or exercise price is $68.025. There are no other changes reported in this amendment. F2 · derivative.exercise_date: Vests in three equal installments over the three-year period beginning on February 15, 2027. Read SEC document |
| January 07, 2026 Filed Jan 8, 2026 23:09 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001444238-26-000002 · wk-form4_1767913772.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,019 F1 · shares: The Reporting Person elected to receive any dividends with respect to the Non-Employee Director Share Awards issued to the Reporting Person in the form of additional Non-Employee Director Share Awards. Such additional awards vest immediately upon issuance and are payable in common stock as specified by the Reporting Person at the time of the deferral election. Read SEC document |
| November 14, 2025 Filed Nov 14, 2025 21:21 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | PurchaseCommon Stock | 5,000 | $45.61 | $228,050.00 |
DisclosureSEC source: 0001444238-25-000007 · wk-form4_1763155272.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,981 F1 · kind: Open market purchase. F2 · price: Shares were purchased in multiple transactions at prices ranging from $45.53 to $45.695, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or any security holder full information regarding the number of shares purchased at each separate price within the range upon request. Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 21:12 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantStock Appreciation Right · Derivative | 100,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001444238-25-000005 · wk-form4_1763154726.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-11-13 Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 21:12 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001444238-25-000005 · wk-form4_1763154726.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,981 Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 01:47 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001444238-25-000003 · wk-form4_1759456044.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,981 F1 · shares: The Reporting Person elected to receive any dividends with respect to the Non-Employee Director Share Awards issued to the Reporting Person in the form of additional Non-Employee Director Share Awards. Such additional awards vest immediately upon issuance and are payable in common stock as specified by the Reporting Person at the time of the deferral election. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 20:39 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001524358-25-000142 · wk-form4_1749587988.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,946 F1 · shares: The Reporting Person elected to receive any dividends with respect to the Non-Employee Director Share Awards issued to the Reporting Person in the form of additional Non-Employee Director Share Awards. Such additional awards vest immediately upon issuance and are payable in common stock as specified by the Reporting Person at the time of the deferral election. Read SEC document |
| May 14, 2025 Filed May 15, 2025 20:20 UTC | MARRIOTT VACATIONS WORLDWIDE Corp VAC · Entity 4144 | GrantCommon Stock | 2,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001524358-25-000104 · wk-form4_1747340407.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,912 F1 · shares: Vests immediately and is payable in common stock in three equal annual installments beginning in January following the reporting person's termination of service as a director. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 6,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012559 · form4-08232023_040813.xml · derivative · entry 6 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: When granted, each unit represented a contingent right to receive one share of Franchise Group, Inc. common stock. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F6 · derivative.exercise_date: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2024. F6 · derivative.expiration_date: The restricted stock unit award was granted on February 24, 2023 and was subject to vesting in full on February 24, 2024. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative | 9,299 | Not disclosed Strike: $11.93 | Not disclosed |
DisclosureSEC source: 0001415889-23-012559 · form4-08232023_040813.xml · derivative · entry 5 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,299 shares Expires 2024-09-12 F4 · kind: These options were canceled pursuant to the Merger Agreement and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such option immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F4 · price: These options were canceled pursuant to the Merger Agreement and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such option immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative | 13,889 | Not disclosed Strike: $12.01 | Not disclosed |
DisclosureSEC source: 0001415889-23-012559 · form4-08232023_040813.xml · derivative · entry 4 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,889 shares Expires 2023-12-13 F4 · kind: These options were canceled pursuant to the Merger Agreement and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such option immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F4 · price: These options were canceled pursuant to the Merger Agreement and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such option immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Disposition to issuerCommon Stock | 128,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012559 · form4-08232023_040813.xml · nonDerivative · entry 3 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · kind: Pursuant to the Merger Agreement, each share of common stock reported in this row was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $30.00. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Franchise Group, Inc. common stock. F3 · price: Pursuant to the Merger Agreement, each share of common stock reported in this row was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $30.00. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Franchise Group, Inc. common stock. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Disposition to issuerCommon Stock | 6,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012559 · form4-08232023_040813.xml · nonDerivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,041 F2 · kind: Disposed of in connection with the transactions contemplated by the Merger Agreement. F2 · price: Disposed of in connection with the transactions contemplated by the Merger Agreement. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:15 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 6,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012559 · form4-08232023_040813.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Franchise Group, Inc., a Delaware corporation, Freedom VCM, Inc., a Delaware corporation (the "Parent"), and Freedom VCM Subco, Inc., a Delaware corporation and wholly owned subsidiary of the Parent, at the Effective Time (as defined therein), each outstanding restricted stock unit automatically accelerated and vested in full, and converted into the right to receive, without interest, an amount in cash equal to the product obtained by multiplying (A) the number of shares of common stock subject to such restricted stock unit immediately prior to the Effective Time by (B) $30.00, less applicable taxes required to be withheld. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 21:05 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | GrantRestricted Stock Units · Derivative | 6,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-003366 · form4-02272023_040201.xml · derivative · entry 4 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,986 Underlying: Common Stock · 6,986 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F5 · derivative.exercise_date: The restricted stock unit award was granted on February 24, 2023 and vests in full on February 24, 2024. F5 · derivative.expiration_date: The restricted stock unit award was granted on February 24, 2023 and vests in full on February 24, 2024. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:05 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 4,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-003366 · form4-02272023_040201.xml · derivative · entry 3 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F4 · derivative.exercise_date: The restricted stock unit award was granted on February 23, 2022 and vested in full on February 23, 2023. F4 · derivative.expiration_date: The restricted stock unit award was granted on February 23, 2022 and vested in full on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:05 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | Exercise / conversionCommon Stock | 4,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-003366 · form4-02272023_040201.xml · nonDerivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On February 23, 2022, the reporting person was granted 4,421 restricted stock units, of which all of the shares subject to the restricted stock units vested on February 23, 2023. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on February 24, 2022. F3 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:05 UTC | Franchise Group, Inc. FRG FRGAP · Entity 110293 | PurchaseCommon Stock | 138 | $31.63 | $4,364.94 |
DisclosureSEC source: 0001415889-23-003366 · form4-02272023_040201.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,620 F1 · shares: Shares acquired under a broker automatic dividend reinvestment plan. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:25 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 5,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-002107 · edgar.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,047 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on March 8, 2021 and vested in full on March 8, 2022. F2 · derivative.expiration_date: The restricted stock unit award was granted on March 8, 2021 and vested in full on March 8, 2022. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:25 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionCommon Stock | 5,047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-002107 · edgar.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On March 8, 2021, the reporting person was granted 5047 restricted stock units, of which all of the shares subject to the restricted stock units vested on March 8, 2022. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on March 9, 2021. F1 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:06 UTC | Franchise Group, Inc. FRG · Entity 110293 | GrantRestricted Stock Units · Derivative | 4,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001577 · edgar.xml · derivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,421 Underlying: Common Stock · 4,421 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on February 23, 2022 and vests in full on February 23, 2023. F2 · derivative.expiration_date: The restricted stock unit award was granted on February 23, 2022 and vests in full on February 23, 2023. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:12 UTC | Franchise Group, Inc. FRG · Entity 110293 | GrantRestricted Stock Units · Derivative | 5,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003114 · edgar.xml · derivative · entry 3 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,047 Underlying: Common Stock · 5,047 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F4 · derivative.exercise_date: The restricted stock unit award was granted on March 8, 2021 and vests in full on March 8, 2022. F4 · derivative.expiration_date: The restricted stock unit award was granted on March 8, 2021 and vests in full on March 8, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:12 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 8,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003114 · edgar.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,871 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on March 5, 2020 and vested in full on March 5, 2021. F2 · derivative.expiration_date: The restricted stock unit award was granted on March 5, 2020 and vested in full on March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:12 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionCommon Stock | 8,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003114 · edgar.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On March 5, 2020, the reporting person was granted 8871 restricted stock units, of which all of the shares subject to the restricted stock units vested on March 5, 2021. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on March 9, 2020. F1 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. Read SEC document |
| September 12, 2020 Filed Sep 15, 2020 23:02 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 1,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009790 · edgar.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on September 12, 2019 and vested in full on September 12, 2020. F2 · derivative.expiration_date: The restricted stock unit award was granted on September 12, 2019 and vested in full on September 12, 2020. Read SEC document |
| September 12, 2020 Filed Sep 15, 2020 23:02 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionCommon Stock | 1,816 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-009790 · edgar.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On September 12, 2019, the reporting person was granted 1816 restricted stock units, of which all of the shares subject to the restricted stock units vested on September 12, 2020. Such restricted stock units were previously reported in Table II on the Form 4/A filed with the Securities and Exchange Commission on September 18, 2019. F1 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:04 UTC | Franchise Group, Inc. FRG · Entity 110293 | OtherCommon Stock | 30,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005162 · edgar.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,748 F1 · kind: Reporting Person received 30,475 shares of Issuer's Common Stock as a pro rata distribution from Vintage RTO, L.P. ("Vintage RTO"), an investment vehicle which owned shares Issuer's Common Stock, on April 24, 2020. These shares were held by Vintage RTO, all of which were distributed to limited partners of Vintage RTO pro rata based on each limited partner's economic ownership interest in Vintage RTO on April 24, 2020. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:31 UTC | Franchise Group, Inc. FRG · Entity 110293 | GrantRestricted Stock Units · Derivative | 8,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003327 · edgar.xml · derivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,871 Underlying: Common Stock · 8,871 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of, par value $0.01 per share, of Issuer's Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on March 5, 2020 and vests in full on March 5, 2021. F2 · derivative.expiration_date: The restricted stock unit award was granted on March 5, 2020 and vests in full on March 5, 2021. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:26 UTC | Franchise Group, Inc. FRG · Entity 110293 | PurchaseCommon Stock | 6,790 | $25.90 | $175,861.00 |
DisclosureSEC source: 0001179110-19-012996 · edgar.xml · nonDerivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,273 F2 · shares: On December 16, 2019, in connection with equity financing for the acquisition of Vitamin Shoppe, Inc. through a private placement of shares of Issuer's common stock, the Reporting Person purchased 6,790 shares of common stock from the Issuer for an aggregate purchase price of $175,861 at a per share price of $25.90. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:26 UTC | Franchise Group, Inc. FRG · Entity 110293 | PurchaseCommon Stock | 68,679 | $12.00 | $824,148.00 |
DisclosureSEC source: 0001179110-19-012996 · edgar.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,483 F1 · shares: On December 16, 2019, in connection with equity financing for the acquisition of Vitamin Shoppe, Inc. through a private placement of shares of Issuer's common stock, the Reporting Person purchased 68,679 shares of common stock from the Issuer for an aggregate purchase price of $824,148 at a per share price of $12.00. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:23 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionRestricted Stock Units · Derivative | 1,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012897 · edgar.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on December 13, 2018 and vested in full on December 13, 2019. F2 · derivative.expiration_date: The restricted stock unit award was granted on December 13, 2018 and vested in full on December 13, 2019. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:23 UTC | Franchise Group, Inc. FRG · Entity 110293 | Exercise / conversionCommon Stock | 1,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-012897 · edgar.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the conversion upon vesting of restricted stock units into Common Stock. On December 13, 2018, the reporting person was granted 1804 restricted stock units, of which all of the shares subject to the restricted stock units vested on December 13, 2019. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on December 17, 2018. F1 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 22:48 UTC | Franchise Group, Inc. TAXA · Entity 110293 | GrantEmployee Stock Options (Right to Buy) · Derivative | 4,690 | $0.00 Strike: $11.88 | $0.00 |
DisclosureSEC source: 0001179110-19-010376 · edgar.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,690 Underlying: Common Stock · 4,690 shares Expires 2024-09-12 Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 22:48 UTC | Franchise Group, Inc. TAXA · Entity 110293 | GrantRestricted Stock Units · Derivative | 1,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010376 · edgar.xml · derivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,823 Underlying: Common Stock · 1,823 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Liberty Tax, Inc. Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on September 12, 2019 and vests in full on September 12, 2020. F2 · derivative.expiration_date: The restricted stock unit award was granted on September 12, 2019 and vests in full on September 12, 2020. Read SEC document |
| September 12, 2019 Filed Sep 18, 2019 20:29 UTC Amendment | Franchise Group, Inc. TAXA · Entity 110293 | GrantEmployee Stock Options (Right to Buy) · Derivative | 4,690 | $0.00 Strike: $11.93 | $0.00 |
DisclosureSEC source: 0001179110-19-010453 · edgar.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,690 Underlying: Common Stock · 4,690 shares Expires 2024-09-12 F4 · derivative.exercise_price: This Amended Form 4 is also being filed to correct the exercise price of the options awarded for the close of market price of Liberty Tax, Inc. Common Stock on September 12, 2019. Read SEC document |
| September 12, 2019 Filed Sep 18, 2019 20:29 UTC Amendment | Franchise Group, Inc. TAXA · Entity 110293 | GrantRestricted Stock Units · Derivative | 1,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010453 · edgar.xml · derivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,816 Underlying: Common Stock · 1,816 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Liberty Tax, Inc. Common Stock. F3 · shares: Due to a miscalculation, the amount of restricted stock units awarded was misstated on the Form 4 filed on September 16, 2019. This Amended Form 4 is being filed to report the correct amount of restricted stock units awarded. F2 · derivative.exercise_date: The restricted stock unit award was granted on September 12, 2019 and vests in full on September 12, 2020. F2 · derivative.expiration_date: The restricted stock unit award was granted on September 12, 2019 and vests in full on September 12, 2020. Read SEC document |
| September 12, 2019 Filed Sep 27, 2019 20:19 UTC Amendment | Franchise Group, Inc. FRGA · Entity 110293 | GrantEmployee Stock Options (Right to Buy) · Derivative | 9,299 | $0.00 Strike: $11.93 | $0.00 |
DisclosureSEC source: 0001179110-19-010694 · edgar.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,299 Underlying: Common Stock · 9,299 shares Expires 2024-09-12 F3 · shares: Due to a miscalculation, the amount of employee stock options awarded was misstated on the Form 4 filed on September 16, 2019. This Amended Form 4 is being filed to report the correct amount of employee stock options awarded. Read SEC document |
| September 12, 2019 Filed Sep 27, 2019 20:19 UTC Amendment | Franchise Group, Inc. FRGA · Entity 110293 | GrantRestricted Stock Units · Derivative | 1,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010694 · edgar.xml · derivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,816 Underlying: Common Stock · 1,816 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Franchise Group, Inc. Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on September 12, 2019 and vests in full on September 12, 2020. F2 · derivative.expiration_date: The restricted stock unit award was granted on September 12, 2019 and vests in full on September 12, 2020. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:09 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021853 · doc4.xml · derivative · entry 3 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:09 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021853 · doc4.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:09 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 25,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021853 · doc4.xml · nonDerivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On July 24, 2019, the Issuer completed a one-for-ten reverse stock split of the Issuer's common stock. This amount has been adjusted to give effect to this reverse stock split. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 23:38 UTC | Franchise Group, Inc. TAX · Entity 110293 | GrantEmployee Stock Options (Right to Buy) · Derivative | 13,889 | $0.00 Strike: $12.01 | $0.00 |
DisclosureSEC source: 0001179110-18-013995 · edgar.xml · derivative · entry 2 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,889 Underlying: Class A Common Stock · 13,889 shares Expires 2023-12-13 Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 23:38 UTC | Franchise Group, Inc. TAX · Entity 110293 | GrantRestricted Stock Units · Derivative | 1,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013995 · edgar.xml · derivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804 Underlying: Class A Common Stock · 1,804 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Liberty Tax, Inc. Class A Common Stock. F2 · derivative.exercise_date: The restricted stock unit award was granted on December 13, 2018 and vests in full on December 13, 2019. F2 · derivative.expiration_date: The restricted stock unit award was granted on December 13, 2018 and vests in full on December 13, 2019. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 19:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantStock Options (right to buy) · Derivative | 36,398 | $0.00 Strike: $4.17 | $0.00 |
DisclosureSEC source: 0001644999-18-000031 · edgar.xml · derivative · entry 1 Avril Matthew E · CIK 0001444238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,398 Underlying: Common Stock · 36,398 shares Expires 2028-06-13 F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: 100% of the stock options vest immediately. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.