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SIEGEL KENNETH S

Disclosed activity across 3 companies

Tapewire entity
130147
SEC CIK
0001167024

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Babcock & Wilcox Enterprises, Inc.BW · Entity 4934DirectorAugust 13, 2019August 15, 2019
SenesTech, Inc.SNES · Entity 8221Director · Chief Executive OfficerFebruary 17, 2022February 22, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Babcock & Wilcox Enterprises, Inc.

Report date August 13, 2019 · Filed August 15, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,606 Reported balance After 2019-08-13 transaction · row 1
1 source row

Row 1 · 2019-08-13 · Exercise / conversion · Acquired 25,606 · Balance 25,606

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-08-13Direct25,606 Reported balance After 2019-08-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-08-13 · Grant · Acquired 25,606 · Balance 25,606

F1: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2: All restricted stock units vested immediately upon grant.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-08-13Direct0 Reported balance After 2019-08-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-08-13 · Exercise / conversion · Disposed 25,606 · Balance 0

F1: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2: All restricted stock units vested immediately upon grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2: All restricted stock units vested immediately upon grant.

SenesTech, Inc.

Report date February 17, 2022 · Filed February 22, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.82 · Expires 2027-02-17Direct150,000 Reported balance After 2022-02-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-02-17 · Grant · Acquired 150,000 · Balance 150,000

F1: 1/36th of the total stock option granted vests per month over the first three years following the date of grant, with 100% of the stock option fully vested on February 17, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: 1/36th of the total stock option granted vests per month over the first three years following the date of grant, with 100% of the stock option fully vested on February 17, 2025.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

STARWOOD HOTELS & RESORTS WORLDWIDE, LLC

Report date September 22, 2016 · Filed September 26, 2016

Section 16 reporting ended · disclosed 2016-09-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2016-09-22 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2016-09-22 · Grant · Acquired 11,840 · Balance 102,408

F1: Reflects Performance Shares deemed earned at 100% achievement level under 2014 performance share awards as part of the conversions (the "Conversions") described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment Number 1 to Agreement and Plan of Merger (the "Merger Agreement").

F2: Not applicable.

Row 2 · 2016-09-22 · Disposition to issuer · Disposed 11,840 · Balance 90,568

F3: As a result of the Conversions, each share of Common Stock deemed earned under the performance share awards was converted into 1.1046 time-based restricted stock units in respect of common stock of Marriott (market value $69.75 per share).

Row 3 · 2016-09-22 · Grant · Acquired 16,445 · Balance 107,013

F4: Reflects Performance Shares deemed earned at 128.55% achievement level under 2015 performance share awards as part of the Conversions.

F2: Not applicable.

Row 4 · 2016-09-22 · Disposition to issuer · Disposed 16,445 · Balance 90,568

F3: As a result of the Conversions, each share of Common Stock deemed earned under the performance share awards was converted into 1.1046 time-based restricted stock units in respect of common stock of Marriott (market value $69.75 per share).

Row 5 · 2016-09-22 · Grant · Acquired 31,244 · Balance 121,812

F5: Reflects Performance Shares deemed earned at 200% achievement level under 2016 performance share awards as part of the Conversions.

F2: Not applicable.

Row 6 · 2016-09-22 · Disposition to issuer · Disposed 31,244 · Balance 90,568

F3: As a result of the Conversions, each share of Common Stock deemed earned under the performance share awards was converted into 1.1046 time-based restricted stock units in respect of common stock of Marriott (market value $69.75 per share).

Row 7 · 2016-09-22 · Disposition to issuer · Disposed 28,096 · Balance 62,472

F6: As a result of the Conversions, each Restricted Share was converted into 1.1046 restricted shares of common stock of Marriott (market value $69.75 per share). Note that, for purposes of prior entries in Column 5 of this report, this Form 4 reflects an antidilution adjustment to the number of remaining Restricted Shares (from 26,080 to 28,096) that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off").

Row 8 · 2016-09-22 · Disposition to issuer · Disposed 62,472 · Balance 0

F7: Each share of Common Stock was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive (A) 0.800 shares of common stock of Marriott, (B) $21.00 in cash, without interest, and (C) any applicable cash in lieu of fractional shares of common stock of Marriott.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.11 · Expires 2020-02-28Direct0 Reported balance After 2016-09-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2016-09-22 · Disposition to issuer · Disposed 4,355 · Balance 0

F8: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 4,043, respectively) that was made in connection with the SVO Spin-Off.

F10: As a result of the Conversions, these Stock Options, which were fully vested, were converted into Stock Options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

F9: This Stock Option vested in four equal annual installments beginning on 2/28/2013.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects Performance Shares deemed earned at 100% achievement level under 2014 performance share awards as part of the conversions (the "Conversions") described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment Number 1 to Agreement and Plan of Merger (the "Merger Agreement").

F2: Not applicable.

F3: As a result of the Conversions, each share of Common Stock deemed earned under the performance share awards was converted into 1.1046 time-based restricted stock units in respect of common stock of Marriott (market value $69.75 per share).

F4: Reflects Performance Shares deemed earned at 128.55% achievement level under 2015 performance share awards as part of the Conversions.

F5: Reflects Performance Shares deemed earned at 200% achievement level under 2016 performance share awards as part of the Conversions.

F6: As a result of the Conversions, each Restricted Share was converted into 1.1046 restricted shares of common stock of Marriott (market value $69.75 per share). Note that, for purposes of prior entries in Column 5 of this report, this Form 4 reflects an antidilution adjustment to the number of remaining Restricted Shares (from 26,080 to 28,096) that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off").

F7: Each share of Common Stock was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive (A) 0.800 shares of common stock of Marriott, (B) $21.00 in cash, without interest, and (C) any applicable cash in lieu of fractional shares of common stock of Marriott.

F8: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 4,043, respectively) that was made in connection with the SVO Spin-Off.

F9: This Stock Option vested in four equal annual installments beginning on 2/28/2013.

F10: As a result of the Conversions, these Stock Options, which were fully vested, were converted into Stock Options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2022 Filed Feb 22, 2022 16:44 UTC SenesTech, Inc. SNES · Entity 8221 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-22-011682 · doc4.xml · derivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-17

F1 · derivative.exercise_date: 1/36th of the total stock option granted vests per month over the first three years following the date of grant, with 100% of the stock option fully vested on February 17, 2025.

Read SEC document
May 03, 2021 Filed May 5, 2021 17:30 UTC SenesTech, Inc. SNES · Entity 8221 GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001225208-21-007647 · doc4.xml · derivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2026-05-03

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. 1/12th of the total stock option granted vests on the first vesting date and an additional 1/12th will vest on the last day of each quarter thereafter, with 100% of the stock option fully vested on March 31, 2024.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 18:02 UTC SenesTech, Inc. SNES · Entity 8221 GrantStock Option (right to buy) · Derivative 101,965 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001225208-20-010171 · doc4.xml · derivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,965

Underlying: Common Stock · 101,965 shares

Expires 2025-07-31

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. 1/12th of the total stock option granted vests on the first vesting date and an additional 1/12th will vest on the last day of each quarter thereafter, with 100% of the stock option fully vested on 6-30-2023.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 20:13 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 25,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021862 · doc4.xml · derivative · entry 3

SIEGEL KENNETH S · CIK 0001167024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,606 shares

Expires 2019-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: All restricted stock units vested immediately upon grant.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 20:13 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Units · Derivative 25,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021862 · doc4.xml · derivative · entry 2

SIEGEL KENNETH S · CIK 0001167024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,606

Underlying: Common Stock · 25,606 shares

Expires 2019-08-13

F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: All restricted stock units vested immediately upon grant.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 20:13 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 25,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021862 · doc4.xml · nonDerivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2019 Filed Jul 18, 2019 17:48 UTC SenesTech, Inc. SNES · Entity 8221 PurchaseCommon Stock 696,296 $1.35 $939,999.60
Disclosure

SEC source: 0001225208-19-010368 · doc4.xml · nonDerivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,558

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:13 UTC SenesTech, Inc. SNES · Entity 8221 Exercise / conversionRestricted Stock Units · Derivative 6,262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009482 · doc4.xml · derivative · entry 2

SIEGEL KENNETH S · CIK 0001167024 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date).

F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date).

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:13 UTC SenesTech, Inc. SNES · Entity 8221 Exercise / conversionCommon Stock 6,262 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009482 · doc4.xml · nonDerivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 19:07 UTC SenesTech, Inc. SNES · Entity 8221 GrantStock Option (right to buy) · Derivative 700,000 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001225208-19-009443 · doc4.xml · derivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2029-06-17

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. 1/12th of the total stock options granted vests on the first vesting date and an additional 1/12th quarterly thereafter.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 16:07 UTC SenesTech, Inc. SNES · Entity 8221 GrantStock Option (right to buy) · Derivative 8,218 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001225208-19-002751 · doc4.xml · derivative · entry 2

SIEGEL KENNETH S · CIK 0001167024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,218

Underlying: Common Stock · 8,218 shares

Expires 2024-02-14

Read SEC document
February 14, 2019 Filed Feb 15, 2019 16:07 UTC SenesTech, Inc. SNES · Entity 8221 GrantRestricted Stock Units · Derivative 6,262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002751 · doc4.xml · derivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,262

Underlying: Common Stock · 6,262 shares

Expires not disclosed

F1 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of 06/19/2019 or the date of the Company's 2019 annual stockholder meeting (subject to recipient's continued service to the Company through such vesting date).

F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of 06/19/2019 or the date of the Company's 2019 annual stockholder meeting (subject to recipient's continued service to the Company through such vesting date).

Read SEC document
September 06, 2018 Filed Sep 10, 2018 12:32 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantStock Options (right to buy) · Derivative 27,298 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001644999-18-000043 · edgar.xml · derivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,298

Underlying: Common Stock · 27,298 shares

Expires 2028-09-06

F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: 100% of the stock options vest immediately.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:15 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerStock Options (Right to Buy) · Derivative 4,355 Not disclosed Strike: $51.11 Not disclosed
Disclosure

SEC source: 0000899243-16-030068 · doc4.xml · derivative · entry 9

SIEGEL KENNETH S · CIK 0001167024 · CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,355 shares

Expires 2020-02-28

F8 · derivative.exercise_price: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 4,043, respectively) that was made in connection with the SVO Spin-Off.

F8 · shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 4,043, respectively) that was made in connection with the SVO Spin-Off.

F10 · price: As a result of the Conversions, these Stock Options, which were fully vested, were converted into Stock Options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

F9 · derivative.exercise_date: This Stock Option vested in four equal annual installments beginning on 2/28/2013.

F8 · derivative.underlying_shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 4,043, respectively) that was made in connection with the SVO Spin-Off.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:15 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerCommon Stock 62,472 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030068 · doc4.xml · nonDerivative · entry 8

SIEGEL KENNETH S · CIK 0001167024 · CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F7 · price: Each share of Common Stock was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive (A) 0.800 shares of common stock of Marriott, (B) $21.00 in cash, without interest, and (C) any applicable cash in lieu of fractional shares of common stock of Marriott.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:15 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerCommon Stock 28,096 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030068 · doc4.xml · nonDerivative · entry 7

SIEGEL KENNETH S · CIK 0001167024 · CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,472

F6 · price: As a result of the Conversions, each Restricted Share was converted into 1.1046 restricted shares of common stock of Marriott (market value $69.75 per share). Note that, for purposes of prior entries in Column 5 of this report, this Form 4 reflects an antidilution adjustment to the number of remaining Restricted Shares (from 26,080 to 28,096) that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off").

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:15 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerCommon Stock 31,244 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030068 · doc4.xml · nonDerivative · entry 6

SIEGEL KENNETH S · CIK 0001167024 · CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,568

F3 · price: As a result of the Conversions, each share of Common Stock deemed earned under the performance share awards was converted into 1.1046 time-based restricted stock units in respect of common stock of Marriott (market value $69.75 per share).

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:15 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 GrantCommon Stock 31,244 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030068 · doc4.xml · nonDerivative · entry 5

SIEGEL KENNETH S · CIK 0001167024 · CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,812

F5 · kind: Reflects Performance Shares deemed earned at 200% achievement level under 2016 performance share awards as part of the Conversions.

F2 · price: Not applicable.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:15 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerCommon Stock 16,445 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030068 · doc4.xml · nonDerivative · entry 4

SIEGEL KENNETH S · CIK 0001167024 · CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,568

F3 · price: As a result of the Conversions, each share of Common Stock deemed earned under the performance share awards was converted into 1.1046 time-based restricted stock units in respect of common stock of Marriott (market value $69.75 per share).

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:15 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 GrantCommon Stock 16,445 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030068 · doc4.xml · nonDerivative · entry 3

SIEGEL KENNETH S · CIK 0001167024 · CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,013

F4 · kind: Reflects Performance Shares deemed earned at 128.55% achievement level under 2015 performance share awards as part of the Conversions.

F2 · price: Not applicable.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:15 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerCommon Stock 11,840 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030068 · doc4.xml · nonDerivative · entry 2

SIEGEL KENNETH S · CIK 0001167024 · CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,568

F3 · price: As a result of the Conversions, each share of Common Stock deemed earned under the performance share awards was converted into 1.1046 time-based restricted stock units in respect of common stock of Marriott (market value $69.75 per share).

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:15 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 GrantCommon Stock 11,840 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030068 · doc4.xml · nonDerivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,408

F1 · kind: Reflects Performance Shares deemed earned at 100% achievement level under 2014 performance share awards as part of the conversions (the "Conversions") described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment Number 1 to Agreement and Plan of Merger (the "Merger Agreement").

F2 · price: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.