Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | Director | November 21, 2025 | November 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date November 21, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 488,187 |
Reported balance
After 2025-11-21 transaction · row 1
1 source rowRow 1 · 2025-11-21 · Exercise / conversion · Acquired 85,000 · Balance 488,187 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-11-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-11-21 · Exercise / conversion · Disposed 85,000 · Balance 0 F1: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2: Restricted Stock Units (RSUs) originally scheduled to vest May 15, 2026 or date of the next Annual Meeting, whichever is earlier. These RSUs were accelerated to vest today. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.
F2: Restricted Stock Units (RSUs) originally scheduled to vest May 15, 2026 or date of the next Annual Meeting, whichever is earlier. These RSUs were accelerated to vest today.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2025 Filed Nov 21, 2025 21:45 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001630805-25-000100 · form4.xml · derivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) originally scheduled to vest May 15, 2026 or date of the next Annual Meeting, whichever is earlier. These RSUs were accelerated to vest today. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) originally scheduled to vest May 15, 2026 or date of the next Annual Meeting, whichever is earlier. These RSUs were accelerated to vest today. Read SEC document |
| November 21, 2025 Filed Nov 21, 2025 21:45 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 85,000 | $6.08 | $516,800.00 |
DisclosureSEC source: 0001630805-25-000100 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 488,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:32 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 84,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-014714 · form4.xml · derivative · entry 3 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier. F3 · derivative.expiration_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:32 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-014714 · form4.xml · derivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Vests May 15, 2026 or date of next Annual Meeting, whichever is earlier. F2 · derivative.expiration_date: Vests May 15, 2026 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:32 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 84,821 | $0.83 | $70,401.43 |
DisclosureSEC source: 0001127602-25-014714 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:32 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-000451 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,013 F1 · shares: The Reporting Person was granted 75,000 Restricted Stock Units (RSUs) that are scheduled to vest in two substantially equal installments on June 30, 2025 and December 31, 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Each RSU represents the right to receive one share of the Issuer's common stock. Read SEC document |
| January 01, 2025 Filed Jan 7, 2025 21:33 UTC Amendment | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantCommon Stock | 43,353 | $1.73 | $75,000.69 |
DisclosureSEC source: 0001127602-25-000921 · form4a.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,366 F1 · shares: The Reporting Person was awarded $75,000 worth of Restricted Stock Units (RSUs), equal to 43,353 RSUs based on a closing price of $1.73 on January 2, 2025, that are scheduled to vest in two substantially equal installments on June 30, 2025 and December 31, 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Each RSU represents the right to receive one share of the Issuer's common stock. F2 · shares: The Form 4, as originally filed incorrectly reported the award of 75,000 shares. Mr. Bartoli was actually awarded 43,353 shares. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 16,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015827 · form4.xml · derivative · entry 3 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. F3 · derivative.expiration_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 84,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015827 · form4.xml · derivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,821 Underlying: Common Stock · 84,821 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier. F2 · derivative.expiration_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 16,964 | $1.14 | $19,338.96 |
DisclosureSEC source: 0001127602-24-015827 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:18 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000560 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308,049 F1 · shares: The Reporting Person was granted 30,000 Restricted Stock Units (RSUs) that are scheduled to vest in two substantially equal installments on June 30, 2024 and December 31, 2024, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Each RSU represents the right to receive one share of the Issuers common stock. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 12:52 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | PurchaseCommon Stock | 10,000 | $1.51 | $15,078.00 |
DisclosureSEC source: 0001127602-23-027690 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,049 Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 12:53 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | PurchaseCommon Stock | 20,000 | $1.20 | $24,000.00 |
DisclosureSEC source: 0001127602-23-027300 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,049 Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:33 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 16,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-016467 · form4.xml · derivative · entry 3 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,964 Underlying: Common Stock · 16,964 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. F3 · derivative.expiration_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:33 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 15,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-016467 · form4.xml · derivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. F2 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:33 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 15,273 | $5.60 | $85,528.80 |
DisclosureSEC source: 0001127602-23-016467 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 12:09 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | PurchaseCommon Stock | 5,000 | $4.86 | $24,300.00 |
DisclosureSEC source: 0001127602-22-025359 · form4.xml · nonDerivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,776 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 12:09 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | PurchaseCommon Stock | 5,000 | $4.62 | $23,100.00 |
DisclosureSEC source: 0001127602-22-025359 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,776 Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:36 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 15,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015384 · form4.xml · derivative · entry 3 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,273 Underlying: Common Stock · 15,273 shares Expires not disclosed F2 · derivative.exercise_price: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. F2 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. F2 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:36 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 10,686 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015384 · form4.xml · derivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier. F1 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:36 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 10,686 | $6.22 | $66,466.92 |
DisclosureSEC source: 0001127602-22-015384 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 21:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-001150 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,090 F1 · kind: The Reporting Person was granted 100,000 Restricted Stock Units (RSUs) that are scheduled to vest in four substantially equal installments on June 30, 2022, December 31, 2022, June 30, 2023 and December 31, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Each RSU represents the right to receive one share of the Issuer's common stock. Read SEC document |
| June 04, 2021 Filed Jul 2, 2021 20:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 7,090 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-021265 · form4.xml · derivative · entry 4 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock. F2 · derivative.expiration_date: RSUs vest immediately. Read SEC document |
| June 04, 2021 Filed Jul 2, 2021 20:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 10,686 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-021265 · form4.xml · derivative · entry 3 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,686 Underlying: Common Stock · 10,686 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier. F3 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| June 04, 2021 Filed Jul 2, 2021 20:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 7,090 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-021265 · form4.xml · derivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,090 Underlying: Common Stock · 7,090 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock. F2 · derivative.expiration_date: RSUs vest immediately. Read SEC document |
| June 04, 2021 Filed Jul 2, 2021 20:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 7,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-021265 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 20:54 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-000345 · doc4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 F1 · kind: The Reporting Person was granted 50,000 restricted stock units that are scheduled to vest in two substantially equal annual installments on June 30, 2021 and December 31, 2021, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:44 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | PurchaseCommon Stock | 5,000 | $4.19 | $20,962.50 |
DisclosureSEC source: 0000899243-20-032499 · doc4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.1722 to $4.20, inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at a particular price upon request from SEC staff, the issuer or a shareholder of issuer Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 22:49 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030485 · doc4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · kind: The reporting person was granted 50,000 restricted stock units that are scheduled to vest in two substantially equal annual installments on June 30, 2021 and December 31, 2021, subject to the Reporting Person's continued service as a consultant to the Issuer through the applicable vesting date. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| September 04, 2020 Filed Sep 8, 2020 20:15 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | SaleCommon Stock | 35,319 | $2.50 | $88,297.50 |
DisclosureSEC source: 0000899243-20-024503 · doc4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 19, 2019 Filed May 5, 2020 20:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012056 · doc4.xml · derivative · entry 3 Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vested on November 19, 2019. F2 · derivative.expiration_date: All restricted stock units vested on November 19, 2019. Read SEC document |
| November 19, 2019 Filed May 5, 2020 20:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 17,809 | $4.10 | $73,016.90 |
DisclosureSEC source: 0000899243-20-012056 · doc4.xml · nonDerivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,319 Read SEC document |
| November 19, 2019 Filed May 5, 2020 20:16 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012056 · doc4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 00:13 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021861 · doc4.xml · derivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2019-11-19 F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vest on November 19, 2019. Read SEC document |
| December 18, 2018 Filed Dec 18, 2018 19:55 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantStock Appreciation Right · Derivative | 843,500 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001726956-18-000010 · edgar.xml · derivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,500 Underlying: Common Stock · 843,500 shares Expires 2028-12-18 F1 · derivative.exercise_price: Upon exercise, the stock appreciation right will be settled in cash. The stock appreciation right vests upon the completion by the reporting person of the initial one-year term of his employment agreement. After vesting, the stock appreciation right is only exercisable during the first ten calendar days subsequent to a calendar quarter in which the volume weighted average price of BW's common stock for such calendar quarter is at least $2.25 per share. F1 · derivative.exercise_date: Upon exercise, the stock appreciation right will be settled in cash. The stock appreciation right vests upon the completion by the reporting person of the initial one-year term of his employment agreement. After vesting, the stock appreciation right is only exercisable during the first ten calendar days subsequent to a calendar quarter in which the volume weighted average price of BW's common stock for such calendar quarter is at least $2.25 per share. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 19:45 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantStock Options (right to buy) · Derivative | 36,398 | $0.00 Strike: $4.17 | $0.00 |
DisclosureSEC source: 0001726956-18-000008 · edgar.xml · derivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,398 Underlying: Common Stock · 36,398 shares Expires 2028-06-13 F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: 100% of the stock options vest immediately. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:33 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherSubscription rights (right to buy) · Derivative | 8,232 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001726956-18-000006 · edgar.xml · derivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,049 shares Expires 2018-04-30 F1 · shares: The reporting person exercised 8,232 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:33 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherCommon Stock | 23,049 | $2.00 | $46,098.00 |
DisclosureSEC source: 0001726956-18-000006 · edgar.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,281 F1 · shares: The reporting person exercised 8,232 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 18:57 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 8,232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726956-18-000004 · edgar.xml · derivative · entry 3 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,232 shares Expires 2018-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 100% of the RSUs vest immediately. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 18:57 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 8,232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726956-18-000004 · edgar.xml · derivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,232 Underlying: Common Stock · 8,232 shares Expires 2018-01-03 F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F2 · derivative.exercise_date: 100% of the RSUs vest immediately. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 18:57 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 8,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001726956-18-000004 · edgar.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.