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person · Reporting owner

LICHTENSTEIN WARREN G

Disclosed activity across 6 companies

Tapewire entity
82165
SEC CIK
0001005784

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AEROJET ROCKETDYNE HOLDINGS, INC.AJRD · Entity 111042Director · Executive CharimanMarch 03, 2022March 04, 2022
Babcock & Wilcox Enterprises, Inc.BW · Entity 4934See Footnote 1July 18, 2019July 22, 2019
STEEL PARTNERS HOLDINGS L.P.SPLP · Entity 51727Director · Executive Chairman · 10% ownerMarch 07, 2025March 11, 2025
Wilhelmina International, Inc.WHLM · Entity 8400410% owner · See Explanation of ResponsesJanuary 17, 2025January 22, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AEROJET ROCKETDYNE HOLDINGS, INC.

Report date March 03, 2022 · Filed March 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $0.10SEC Table I · non-derivativeIndirectBy Rabbi Trust526,695 Reported balance After 2022-03-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-03-03 · Exercise / conversion · Acquired 5,803 · Balance 526,695

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible securityIndirectBy Rabbi Trust5,803 Reported balance After 2022-03-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-03 · Exercise / conversion · Disposed 5,803 · Balance 5,803

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Common Stock, Par Value $0.10SEC Table I · non-derivativeDirect207,953 Reported balance Holding disclosure · report date 2022-03-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 207,953

Common Stock, Par Value $0.10SEC Table I · non-derivativeIndirectBy Steel Partners, Ltd.60,546 Reported balance Holding disclosure · report date 2022-03-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 60,546

F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.

F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Babcock & Wilcox Enterprises, Inc.

Report date July 18, 2019 · Filed July 22, 2019

Jointly reported with Steel Partners, Ltd.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Steel Partners Ltd.566,265 Reported balance After 2019-07-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-07-18 · Other · Acquired 281,265 · Balance 566,265

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.

F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering").

F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.

Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.30 · Expires 2019-07-18IndirectBy Steel Partners Ltd.0 Reported balance After 2019-07-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-07-18 · Other · Disposed 285,000 · Balance 0

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.

F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering.

F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.

F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.

F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering").

F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering.

STEEL PARTNERS HOLDINGS L.P.

Report date March 07, 2025 · Filed March 11, 2025

Jointly reported with Steel Partners, Ltd., WGL Capital LLC, SPH SPV-I LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units no par valueSEC Table I · non-derivativeIndirectBy SPH SPV-I LLC2,082,710 Reported balance After 2025-03-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-03-07 · Grant · Acquired 76,323 · Balance 2,082,710

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.

F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

Common Units no par valueSEC Table I · non-derivativeDirect793,636 Reported balance Holding disclosure · report date 2025-03-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 793,636

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

Common Units no par valueSEC Table I · non-derivativeIndirectBy Son20,000 Reported balance Holding disclosure · report date 2025-03-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 20,000

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Common Units no par valueSEC Table I · non-derivativeIndirectBy Steel Partners, Ltd.5,279,428 Reported balance Holding disclosure · report date 2025-03-07 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 5,279,428

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.

Common Units no par valueSEC Table I · non-derivativeIndirectBy WGL Capital LLC1,485,000 Reported balance Holding disclosure · report date 2025-03-07 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,485,000

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.

6% Series A Preferred UnitsSEC Table I · non-derivativeDirect416,948 Reported balance Holding disclosure · report date 2025-03-07 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 416,948

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.

F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.

F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.

Wilhelmina International, Inc.

Report date January 17, 2025 · Filed January 22, 2025

Jointly reported with Steel Partners, Ltd.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy Steel Partners Ltd.1,580,477 Last balance in matching sequence After 2025-01-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-01-17 · Purchase · Acquired 592,603 · Balance 1,576,376

F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Row 2 · 2025-01-22 · Purchase · Acquired 4,101 · Balance 1,580,477

F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HANDY & HARMAN LTD.

Report date October 12, 2017 · Filed October 17, 2017

Section 16 reporting ended · disclosed 2017-10-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2017-10-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-10-12 · Sale · Disposed 298,624 · Balance 0

F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.

F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.

F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.

Steel Connect LLC

Report date January 02, 2025 · Filed January 07, 2025

Jointly reported with Steel Partners, Ltd.

Section 16 reporting ended · disclosed 2025-01-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2025-01-02 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-01-02 · Sale · Disposed 182,526 · Balance 9,773

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.

Row 3 · 2025-01-02 · Disposition to issuer · Disposed 9,773 · Balance 0

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.

F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: Steel Partners, Ltd.0 Reported balance After 2025-01-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-01-02 · Disposition to issuer · Disposed 6,428 · Balance 0

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.

F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.

F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.

F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2025 Filed Mar 11, 2025 17:26 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GrantCommon Units no par value 76,323 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000738 · form404197splp_03112025.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SPH SPV-I LLC

Disclosed balance after: 2,082,710

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F6 · shares: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.

F6 · price: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.

F3 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

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January 22, 2025 Filed Jan 22, 2025 19:14 UTC Wilhelmina International, Inc. WHLM · Entity 84004 PurchaseCommon Stock, $0.01 par value 4,101 $3.40 $13,943.40
Disclosure

SEC source: 0000921895-25-000136 · form404197004_01222025.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Partners Ltd.

Disclosed balance after: 1,580,477

F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

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January 17, 2025 Filed Jan 22, 2025 19:14 UTC Wilhelmina International, Inc. WHLM · Entity 84004 PurchaseCommon Stock, $0.01 par value 592,603 $3.75 $2,222,261.25
Disclosure

SEC source: 0000921895-25-000136 · form404197004_01222025.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Partners Ltd.

Disclosed balance after: 1,576,376

F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

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January 02, 2025 Filed Jan 7, 2025 00:24 UTC Steel Connect LLC STCN · Entity 13989 Disposition to issuerCommon Stock, $0.01 par value 9,773 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000069 · form404197004lic_01062025.xml · nonDerivative · entry 3

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2 · kind: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F4 · kind: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.

F5 · kind: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.

F2 · price: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F4 · price: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.

F5 · price: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.

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January 02, 2025 Filed Jan 7, 2025 00:24 UTC Steel Connect LLC STCN · Entity 13989 Disposition to issuerCommon Stock, $0.01 par value 6,428 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000069 · form404197004lic_01062025.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Steel Partners, Ltd.

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2 · kind: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F2 · price: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F6 · ownership.nature: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.

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January 02, 2025 Filed Jan 7, 2025 00:24 UTC Steel Connect LLC STCN · Entity 13989 SaleCommon Stock, $0.01 par value 182,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000069 · form404197004lic_01062025.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,773

F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2 · price: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F3 · price: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.

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December 31, 2024 Filed Jan 3, 2025 20:03 UTC Wilhelmina International, Inc. WHLM · Entity 84004 PurchaseCommon Stock, $0.01 par value 333,444 $3.55 $1,182,159.01
Disclosure

SEC source: 0000921895-25-000044 · form404432008_01032025.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Partners Ltd.

Disclosed balance after: 983,773

F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.4700 to $3.5500 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Read SEC document
December 30, 2024 Filed Dec 31, 2024 16:04 UTC Wilhelmina International, Inc. WHLM · Entity 84004 PurchaseCommon Stock, $0.01 par value 17,440 $3.13 $54,500.00
Disclosure

SEC source: 0000921895-24-003053 · form404432008_12312024.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Partners Ltd.

Disclosed balance after: 650,329

F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.0000 to $3.5000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 16:04 UTC Wilhelmina International, Inc. WHLM · Entity 84004 PurchaseCommon Stock, $0.01 par value 20,611 $3.05 $62,861.49
Disclosure

SEC source: 0000921895-24-003053 · form404432008_12312024.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Partners Ltd.

Disclosed balance after: 632,889

F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.0400 to $3.0500 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 13:24 UTC Wilhelmina International, Inc. WHLM · Entity 84004 PurchaseCommon Stock, $0.01 par value 4,310 $3.12 $13,432.12
Disclosure

SEC source: 0000921895-24-003028 · form404432008_12262024.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Partners Ltd.

Disclosed balance after: 612,278

F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.1100 to $3.1500 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Read SEC document
December 19, 2024 Filed Dec 20, 2024 18:52 UTC Wilhelmina International, Inc. WHLM · Entity 84004 PurchaseCommon Stock, $0.01 par value 2 $3.80 $7.60
Disclosure

SEC source: 0000921895-24-003004 · form404432008_12202024.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Partners Ltd.

Disclosed balance after: 607,968

F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 18:44 UTC Wilhelmina International, Inc. WHLM · Entity 84004 PurchaseCommon Stock, $0.01 par value 18,912 $3.58 $67,786.28
Disclosure

SEC source: 0000921895-24-002797 · form404197004lic_11222024.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses

Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Partners Ltd.

Disclosed balance after: 607,966

F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.5400 to $3.5990 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:27 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 2,304 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-002229 · form409369011lic_10022024.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,299

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on October 1, 2025, provided that the reporting person remains a director of the Issuer on such vesting date.

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July 01, 2024 Filed Jul 2, 2024 21:33 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 2,109 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001521 · form409369011lic_07022024.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,995

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on July 1, 2025, provided that the reporting person remains a director of the Issuer on such vesting date.

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April 01, 2024 Filed Apr 3, 2024 20:37 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 2,737 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-000799 · form409369011lic_04032024.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,886

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on April 1, 2025, provided that the reporting person remains a director of the Issuer on such vesting date.

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January 01, 2024 Filed Jan 3, 2024 22:06 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 2,623 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-000036 · form409369011lic_01032024.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,149

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on January 1, 2025, provided that the reporting person remains a director of the Issuer on such vesting date.

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December 20, 2023 Filed Dec 20, 2023 16:58 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 9,103 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-002789 · form404197004lic_12202023.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,636

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F6 · kind: Donation to charity.

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December 20, 2023 Filed Dec 20, 2023 16:58 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 25,285 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-002789 · form404197004lic_12202023.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 802,739

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F6 · kind: Donation to charity.

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December 01, 2023 Filed Dec 7, 2023 17:29 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 778,707 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-002725 · form404197004lic_12072023.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By 2020 GRAT #4

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · balance_after: The Form 4 filed by the Reporting Persons on May 4, 2023 discloses ownership of 867,730 Common Units held directly by the 2020 GRAT#4 (as defined below) and 739,001 Common Units held directly by Mr. Lichtenstein. Mr. Lichtenstein is the sole trustee and sole annuitant of the 2020 GRAT#4. Since the filing of the Form 4, 89,023 Common Units held directly by the 2020 GRAT#4 were transferred to Mr. Lichtenstein.

F6 · ownership.nature: Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#4"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#4, may be deemed to beneficially own the securities held by the 2020 GRAT#4.

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October 01, 2023 Filed Oct 3, 2023 20:40 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 2,391 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-002296 · form409369011lic_10032023.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,526

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on October 1, 2024, provided that the reporting person remains a director of the Issuer on such vesting date.

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July 01, 2023 Filed Jul 5, 2023 21:23 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 2,859 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-001654 · form409369011lic_07052023.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,135

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on July 1, 2024, provided that the reporting person remains a director of the Issuer on such vesting date.

F3 · balance_after: On June 21, 2023, the Issuer effected a 1-for-3,500 reverse stock split of its common stock followed immediately by a 375-for-1 forward stock split of its common stock. The reported ownership amount has been adjusted to give effect to the reverse stock split and forward stock split.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

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May 02, 2023 Filed May 4, 2023 18:00 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 411,222 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-001045 · form404197lic_05042023.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By 2020 GRAT #3

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · balance_after: The Form 4 filed by the Reporting Persons on March 30, 2023 discloses ownership of 438,259 Common Units held directly by the 2020 GRAT#3 (as defined below) and 711,964 Common Units held directly by Mr. Lichtenstein. Mr. Lichtenstein is the sole trustee and sole annuitant of the 2020 GRAT#3. Since the filing of the Form 4, 27,037 Common Units held directly by the 2020 GRAT#3 were transferred to Mr. Lichtenstein.

F6 · ownership.nature: Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#3"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#3, may be deemed to beneficially own the Common Units held by the 2020 GRAT#3.

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April 01, 2023 Filed Apr 4, 2023 21:18 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 22,553 $0.00 $0.00
Disclosure

SEC source: 0001193805-23-000477 · e618459_4-lichtenstein.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,654,585

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on April 1, 2024, provided that the reporting person remains a director of the Issuer on such vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:02 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 OtherCommon Units no par value 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-000799 · form404197lic_03302023.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 20,000

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F10 · kind: Represents a distribution of Common Units from SPH SPV to Mr. Lichtenstein's son who is a member of SPH SPV.

F10 · shares: Represents a distribution of Common Units from SPH SPV to Mr. Lichtenstein's son who is a member of SPH SPV.

F10 · price: Represents a distribution of Common Units from SPH SPV to Mr. Lichtenstein's son who is a member of SPH SPV.

F11 · ownership.nature: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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March 28, 2023 Filed Mar 30, 2023 19:02 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 OtherCommon Units no par value 53,392 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-000799 · form404197lic_03302023.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SPH SPV-I LLC

Disclosed balance after: 2,006,387

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents a distribution of Common Units from SPH SPV to members of SPH SPV.

F2 · shares: Represents a distribution of Common Units from SPH SPV to members of SPH SPV.

F2 · price: Represents a distribution of Common Units from SPH SPV to members of SPH SPV.

F3 · balance_after: Consists entirely of Common Units as a result of the conversion of all 200,253 Class C Common Units held by SPH SPV into Common Units.

F5 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

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March 21, 2023 Filed Mar 23, 2023 17:18 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GrantCommon Units no par value 200,253 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-000756 · form404197004_03232023.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SPH SPV-I LLC

Disclosed balance after: 2,059,779

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · shares: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2022 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. For more information on the Incentive Unit Agreement and Class C Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 21, 2022.

F2 · price: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2022 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. For more information on the Incentive Unit Agreement and Class C Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 21, 2022.

F5 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

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January 01, 2023 Filed Jan 4, 2023 22:23 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 18,150 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-000046 · form409369lic_01042023.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632,032

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on January 1, 2024, provided that the reporting person remains a director of the Issuer on such vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:34 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 18,283 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-002776 · form409369lic_10042022.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613,882

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on October 1, 2023, provided that the reporting person remains a director of the Issuer on such vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

Read SEC document
September 19, 2022 Filed Sep 28, 2022 17:00 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 OtherCommon Units no par value 383,239 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-22-002720 · form404197lic_09282022.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPH SPV-I LLC

Disclosed balance after: 1,859,526

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents a distribution of Common Units from SPH SPV to a member of SPH SPV.

F2 · price: Represents a distribution of Common Units from SPH SPV to a member of SPH SPV.

F3 · balance_after: Consists entirely of Common Units as a result of the conversion of all 1,702,059 Class C Common Units held by SPH SPV into Common Units following the alignment of capital accounts of the Common Units and the Class C Common Units.

F5 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

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July 01, 2022 Filed Jul 6, 2022 22:07 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 18,682 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-002180 · form409369lic_07062022.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595,599

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on July 1, 2023, provided that the reporting person remains a director of the Issuer on such vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

Read SEC document
April 29, 2022 Filed Jul 6, 2022 17:44 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 397,253 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-002170 · form404197lic_07062022.xml · nonDerivative · entry 5

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2020 GRAT #2

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F3 · balance_after: The Form 4 filed by the Reporting Persons on April 15, 2022 discloses ownership of 434,104 Common Units held directly by the 2020 GRAT#2, 460,403 Common Units held directly by the 2020 GRAT#3 and 586,612 Common Units held directly by Mr. Lichtenstein. Mr. Lichtenstein is the sole trustee and sole annuitant of the 2020 GRAT#2 and 2020 GRAT#3. Since the filing of the Form 4, 36,851 Common Units held directly by the 2020 GRAT#2 and 22,144 Common Units held directly by the 2020 GRAT#3 were transferred to Mr. Lichtenstein and the remaining 397,253 Common Units held directly by the 2020 GRAT#3 were gifted.

F7 · ownership.nature: Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#2"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#2, may have previously been deemed to previously beneficially own the Common Units held by the 2020 GRAT#2.

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April 13, 2022 Filed Apr 15, 2022 09:02 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GrantCommon Units no par value 1,702,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001193805-22-000647 · form404197004_04152022.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · See Footnote 1

SPH SPV-I LLC · CIK 0001606923 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPH SPV-I LLC

Disclosed balance after: 2,242,765

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · shares: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2021 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. For more information on the Incentive Unit Agreement and Class C Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 27, 2021.

F2 · price: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2021 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. For more information on the Incentive Unit Agreement and Class C Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 27, 2021.

F5 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:12 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 20,152 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-001122 · form409369lic_04052022.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,917

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on April 1, 2023, provided that the reporting person remains a director of the Issuer on such vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

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March 30, 2022 Filed Apr 1, 2022 19:42 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 OtherCommon Units no par value 5,392,920 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-001052 · form404197004_04012022.xml · nonDerivative · entry 1

WGL Capital LLC · CIK 0001547324 · See Footnote 1

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,000

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F3 · kind: Represents a pro-rata distribution of Common Units by WGL to its sole Member SPL.

F2 · balance_after: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.

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March 03, 2022 Filed Mar 4, 2022 16:05 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Exercise / conversionRestricted Stock Unit · Derivative 5,803 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009384 · doc4.xml · derivative · entry 4

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chariman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 5,803

Underlying: Common Stock, Par Value $0.10 · 5,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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March 03, 2022 Filed Mar 4, 2022 16:05 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Exercise / conversionCommon Stock, Par Value $0.10 5,803 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-009384 · doc4.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chariman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 526,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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January 01, 2022 Filed Jan 5, 2022 02:42 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 17,105 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-000073 · form409369lic_01042022.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,765

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on January 1, 2023, provided that the reporting person remains a director of the Issuer on such vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

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December 07, 2021 Filed Dec 8, 2021 19:40 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 4,885 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 8

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · 10% owner

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,612

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8.

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December 03, 2021 Filed Dec 8, 2021 19:40 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 482 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 7

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · 10% owner

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,497

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8.

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December 03, 2021 Filed Dec 8, 2021 19:40 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 2,675 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 6

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · 10% owner

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,979

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8.

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December 03, 2021 Filed Dec 8, 2021 19:40 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 2,675 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 5

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · 10% owner

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,654

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8.

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December 03, 2021 Filed Dec 8, 2021 19:40 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 2,675 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 4

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · 10% owner

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,329

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8.

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December 03, 2021 Filed Dec 8, 2021 19:40 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 803 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 3

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · 10% owner

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,004

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8.

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December 03, 2021 Filed Dec 8, 2021 19:40 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 2,622 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · 10% owner

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,807

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8.

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December 03, 2021 Filed Dec 8, 2021 19:40 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 GiftCommon Units no par value 3,821 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · 10% owner

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,429

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8.

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October 01, 2021 Filed Oct 5, 2021 23:15 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 12,570 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002377 · form409369lic_10052021.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,539,660

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on October 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

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August 17, 2021 Filed Aug 19, 2021 22:16 UTC Steel Connect LLC STCN · Entity 13989 Disposition to issuerCommon Stock, $0.01 par value 2,133,333 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002158 · form404197058lic_08192021.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,090

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F3 · shares: Represents shares of Common Stock surrendered to the Issuer that is exempt under Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

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July 01, 2021 Filed Jul 6, 2021 21:43 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 11,891 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-001782 · form409369lic_07062021.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,660,423

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on July 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date.

F3 · balance_after: Includes 300,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the reporting person's continuous service with the Issuer from the grant date through the vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

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April 01, 2021 Filed Apr 6, 2021 01:31 UTC Steel Connect LLC STCN · Entity 13989 GrantCommon Stock, $0.01 par value 13,674 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-000973 · form409369lic_04052021.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,648,532

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on April 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date.

F3 · balance_after: Includes 300,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the reporting person's continuous service with the Issuer from the grant date through the vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

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March 03, 2021 Filed Mar 5, 2021 17:25 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Exercise / conversionRestricted Stock Unit · Derivative 5,803 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010155 · doc4.xml · derivative · entry 4

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 11,606

Underlying: Common Stock, Par Value $0.10 · 5,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.