person · Reporting owner
LICHTENSTEIN WARREN G
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEROJET ROCKETDYNE HOLDINGS, INC.AJRD · Entity 111042 | Director · Executive Chariman | March 03, 2022 | March 04, 2022 |
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | See Footnote 1 | July 18, 2019 | July 22, 2019 |
| STEEL PARTNERS HOLDINGS L.P.SPLP · Entity 51727 | Director · Executive Chairman · 10% owner | March 07, 2025 | March 11, 2025 |
| Wilhelmina International, Inc.WHLM · Entity 84004 | 10% owner · See Explanation of Responses | January 17, 2025 | January 22, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEROJET ROCKETDYNE HOLDINGS, INC.
Report date March 03, 2022 · Filed March 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.10SEC Table I · non-derivative | IndirectBy Rabbi Trust | 526,695 |
Reported balance
After 2022-03-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-03-03 · Exercise / conversion · Acquired 5,803 · Balance 526,695 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | IndirectBy Rabbi Trust | 5,803 |
Reported balance
After 2022-03-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-03 · Exercise / conversion · Disposed 5,803 · Balance 5,803 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. |
| Common Stock, Par Value $0.10SEC Table I · non-derivative | Direct | 207,953 |
Reported balance
Holding disclosure · report date 2022-03-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 207,953 |
| Common Stock, Par Value $0.10SEC Table I · non-derivative | IndirectBy Steel Partners, Ltd. | 60,546 |
Reported balance
Holding disclosure · report date 2022-03-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 60,546 F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.
F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
Babcock & Wilcox Enterprises, Inc.
Report date July 18, 2019 · Filed July 22, 2019
Jointly reported with Steel Partners, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Steel Partners Ltd. | 566,265 |
Reported balance
After 2019-07-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-07-18 · Other · Acquired 281,265 · Balance 566,265 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.30 · Expires 2019-07-18 | IndirectBy Steel Partners Ltd. | 0 |
Reported balance
After 2019-07-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-18 · Other · Disposed 285,000 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering. F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.
F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.
F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering").
F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering.
STEEL PARTNERS HOLDINGS L.P.
Report date March 07, 2025 · Filed March 11, 2025
Jointly reported with Steel Partners, Ltd., WGL Capital LLC, SPH SPV-I LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units no par valueSEC Table I · non-derivative | IndirectBy SPH SPV-I LLC | 2,082,710 |
Reported balance
After 2025-03-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-03-07 · Grant · Acquired 76,323 · Balance 2,082,710 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024. F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. |
| Common Units no par valueSEC Table I · non-derivative | Direct | 793,636 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 793,636 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy Son | 20,000 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,000 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy Steel Partners, Ltd. | 5,279,428 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,279,428 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy WGL Capital LLC | 1,485,000 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,485,000 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL. |
| 6% Series A Preferred UnitsSEC Table I · non-derivative | Direct | 416,948 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 416,948 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.
Wilhelmina International, Inc.
Report date January 17, 2025 · Filed January 22, 2025
Jointly reported with Steel Partners, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Steel Partners Ltd. | 1,580,477 |
Last balance in matching sequence
After 2025-01-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-01-17 · Purchase · Acquired 592,603 · Balance 1,576,376 F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Row 2 · 2025-01-22 · Purchase · Acquired 4,101 · Balance 1,580,477 F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HANDY & HARMAN LTD.
Report date October 12, 2017 · Filed October 17, 2017
Section 16 reporting ended · disclosed 2017-10-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-10-12 · Sale · Disposed 298,624 · Balance 0 F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017. F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.
F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.
Steel Connect LLC
Report date January 02, 2025 · Filed January 07, 2025
Jointly reported with Steel Partners, Ltd.
Section 16 reporting ended · disclosed 2025-01-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2025-01-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-01-02 · Sale · Disposed 182,526 · Balance 9,773 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share. Row 3 · 2025-01-02 · Disposition to issuer · Disposed 9,773 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy: Steel Partners, Ltd. | 0 |
Reported balance
After 2025-01-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-01-02 · Disposition to issuer · Disposed 6,428 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.
F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").
F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.
F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.
F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.
F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2025 Filed Mar 11, 2025 17:26 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GrantCommon Units no par value | 76,323 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-25-000738 · form404197splp_03112025.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 2,082,710 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · shares: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024. F6 · price: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024. F3 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document |
| January 22, 2025 Filed Jan 22, 2025 19:14 UTC | Wilhelmina International, Inc. WHLM · Entity 84004 | PurchaseCommon Stock, $0.01 par value | 4,101 | $3.40 | $13,943.40 |
DisclosureSEC source: 0000921895-25-000136 · form404197004_01222025.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 1,580,477 F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
| January 17, 2025 Filed Jan 22, 2025 19:14 UTC | Wilhelmina International, Inc. WHLM · Entity 84004 | PurchaseCommon Stock, $0.01 par value | 592,603 | $3.75 | $2,222,261.25 |
DisclosureSEC source: 0000921895-25-000136 · form404197004_01222025.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 1,576,376 F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:24 UTC | Steel Connect LLC STCN · Entity 13989 | Disposition to issuerCommon Stock, $0.01 par value | 9,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-25-000069 · form404197004lic_01062025.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · kind: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F4 · kind: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F5 · kind: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger. F2 · price: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F4 · price: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F5 · price: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:24 UTC | Steel Connect LLC STCN · Entity 13989 | Disposition to issuerCommon Stock, $0.01 par value | 6,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-25-000069 · form404197004lic_01062025.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Steel Partners, Ltd. Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · kind: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F2 · price: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F6 · ownership.nature: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:24 UTC | Steel Connect LLC STCN · Entity 13989 | SaleCommon Stock, $0.01 par value | 182,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-25-000069 · form404197004lic_01062025.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,773 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · price: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F3 · price: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 20:03 UTC | Wilhelmina International, Inc. WHLM · Entity 84004 | PurchaseCommon Stock, $0.01 par value | 333,444 | $3.55 | $1,182,159.01 |
DisclosureSEC source: 0000921895-25-000044 · form404432008_01032025.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 983,773 F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.4700 to $3.5500 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2024 Filed Dec 31, 2024 16:04 UTC | Wilhelmina International, Inc. WHLM · Entity 84004 | PurchaseCommon Stock, $0.01 par value | 17,440 | $3.13 | $54,500.00 |
DisclosureSEC source: 0000921895-24-003053 · form404432008_12312024.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 650,329 F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.0000 to $3.5000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
| December 27, 2024 Filed Dec 31, 2024 16:04 UTC | Wilhelmina International, Inc. WHLM · Entity 84004 | PurchaseCommon Stock, $0.01 par value | 20,611 | $3.05 | $62,861.49 |
DisclosureSEC source: 0000921895-24-003053 · form404432008_12312024.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 632,889 F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.0400 to $3.0500 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 13:24 UTC | Wilhelmina International, Inc. WHLM · Entity 84004 | PurchaseCommon Stock, $0.01 par value | 4,310 | $3.12 | $13,432.12 |
DisclosureSEC source: 0000921895-24-003028 · form404432008_12262024.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 612,278 F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.1100 to $3.1500 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 18:52 UTC | Wilhelmina International, Inc. WHLM · Entity 84004 | PurchaseCommon Stock, $0.01 par value | 2 | $3.80 | $7.60 |
DisclosureSEC source: 0000921895-24-003004 · form404432008_12202024.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 607,968 F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 18:44 UTC | Wilhelmina International, Inc. WHLM · Entity 84004 | PurchaseCommon Stock, $0.01 par value | 18,912 | $3.58 | $67,786.28 |
DisclosureSEC source: 0000921895-24-002797 · form404197004lic_11222024.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · 10% owner · See Explanation of Responses Steel Partners, Ltd. · CIK 0001504325 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 607,966 F1 · security: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.5400 to $3.5990 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:27 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 2,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-24-002229 · form409369011lic_10022024.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,299 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on October 1, 2025, provided that the reporting person remains a director of the Issuer on such vesting date. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:33 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 2,109 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-24-001521 · form409369011lic_07022024.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,995 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on July 1, 2025, provided that the reporting person remains a director of the Issuer on such vesting date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:37 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-24-000799 · form409369011lic_04032024.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,886 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on April 1, 2025, provided that the reporting person remains a director of the Issuer on such vesting date. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 22:06 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 2,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-24-000036 · form409369011lic_01032024.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,149 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on January 1, 2025, provided that the reporting person remains a director of the Issuer on such vesting date. Read SEC document |
| December 20, 2023 Filed Dec 20, 2023 16:58 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 9,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002789 · form404197004lic_12202023.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 793,636 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: Donation to charity. Read SEC document |
| December 20, 2023 Filed Dec 20, 2023 16:58 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 25,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002789 · form404197004lic_12202023.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 802,739 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: Donation to charity. Read SEC document |
| December 01, 2023 Filed Dec 7, 2023 17:29 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 778,707 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002725 · form404197004lic_12072023.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 2020 GRAT #4 Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · balance_after: The Form 4 filed by the Reporting Persons on May 4, 2023 discloses ownership of 867,730 Common Units held directly by the 2020 GRAT#4 (as defined below) and 739,001 Common Units held directly by Mr. Lichtenstein. Mr. Lichtenstein is the sole trustee and sole annuitant of the 2020 GRAT#4. Since the filing of the Form 4, 89,023 Common Units held directly by the 2020 GRAT#4 were transferred to Mr. Lichtenstein. F6 · ownership.nature: Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#4"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#4, may be deemed to beneficially own the securities held by the 2020 GRAT#4. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 20:40 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 2,391 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002296 · form409369011lic_10032023.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,526 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on October 1, 2024, provided that the reporting person remains a director of the Issuer on such vesting date. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 21:23 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 2,859 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-001654 · form409369011lic_07052023.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,135 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on July 1, 2024, provided that the reporting person remains a director of the Issuer on such vesting date. F3 · balance_after: On June 21, 2023, the Issuer effected a 1-for-3,500 reverse stock split of its common stock followed immediately by a 375-for-1 forward stock split of its common stock. The reported ownership amount has been adjusted to give effect to the reverse stock split and forward stock split. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| May 02, 2023 Filed May 4, 2023 18:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 411,222 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-001045 · form404197lic_05042023.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 2020 GRAT #3 Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · balance_after: The Form 4 filed by the Reporting Persons on March 30, 2023 discloses ownership of 438,259 Common Units held directly by the 2020 GRAT#3 (as defined below) and 711,964 Common Units held directly by Mr. Lichtenstein. Mr. Lichtenstein is the sole trustee and sole annuitant of the 2020 GRAT#3. Since the filing of the Form 4, 27,037 Common Units held directly by the 2020 GRAT#3 were transferred to Mr. Lichtenstein. F6 · ownership.nature: Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#3"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#3, may be deemed to beneficially own the Common Units held by the 2020 GRAT#3. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:18 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 22,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-23-000477 · e618459_4-lichtenstein.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,654,585 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on April 1, 2024, provided that the reporting person remains a director of the Issuer on such vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:02 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | OtherCommon Units no par value | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-000799 · form404197lic_03302023.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 20,000 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F10 · kind: Represents a distribution of Common Units from SPH SPV to Mr. Lichtenstein's son who is a member of SPH SPV. F10 · shares: Represents a distribution of Common Units from SPH SPV to Mr. Lichtenstein's son who is a member of SPH SPV. F10 · price: Represents a distribution of Common Units from SPH SPV to Mr. Lichtenstein's son who is a member of SPH SPV. F11 · ownership.nature: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:02 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | OtherCommon Units no par value | 53,392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-000799 · form404197lic_03302023.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 2,006,387 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · kind: Represents a distribution of Common Units from SPH SPV to members of SPH SPV. F2 · shares: Represents a distribution of Common Units from SPH SPV to members of SPH SPV. F2 · price: Represents a distribution of Common Units from SPH SPV to members of SPH SPV. F3 · balance_after: Consists entirely of Common Units as a result of the conversion of all 200,253 Class C Common Units held by SPH SPV into Common Units. F5 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 17:18 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GrantCommon Units no par value | 200,253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-000756 · form404197004_03232023.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 2,059,779 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · shares: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2022 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. For more information on the Incentive Unit Agreement and Class C Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 21, 2022. F2 · price: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2022 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. For more information on the Incentive Unit Agreement and Class C Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 21, 2022. F5 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:23 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 18,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000046 · form409369lic_01042023.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,632,032 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on January 1, 2024, provided that the reporting person remains a director of the Issuer on such vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 20:34 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 18,283 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-22-002776 · form409369lic_10042022.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,613,882 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on October 1, 2023, provided that the reporting person remains a director of the Issuer on such vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| September 19, 2022 Filed Sep 28, 2022 17:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | OtherCommon Units no par value | 383,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-22-002720 · form404197lic_09282022.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 1,859,526 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · kind: Represents a distribution of Common Units from SPH SPV to a member of SPH SPV. F2 · price: Represents a distribution of Common Units from SPH SPV to a member of SPH SPV. F3 · balance_after: Consists entirely of Common Units as a result of the conversion of all 1,702,059 Class C Common Units held by SPH SPV into Common Units following the alignment of capital accounts of the Common Units and the Class C Common Units. F5 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 22:07 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 18,682 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-22-002180 · form409369lic_07062022.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,595,599 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on July 1, 2023, provided that the reporting person remains a director of the Issuer on such vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| April 29, 2022 Filed Jul 6, 2022 17:44 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 397,253 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-22-002170 · form404197lic_07062022.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 2020 GRAT #2 Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F3 · balance_after: The Form 4 filed by the Reporting Persons on April 15, 2022 discloses ownership of 434,104 Common Units held directly by the 2020 GRAT#2, 460,403 Common Units held directly by the 2020 GRAT#3 and 586,612 Common Units held directly by Mr. Lichtenstein. Mr. Lichtenstein is the sole trustee and sole annuitant of the 2020 GRAT#2 and 2020 GRAT#3. Since the filing of the Form 4, 36,851 Common Units held directly by the 2020 GRAT#2 and 22,144 Common Units held directly by the 2020 GRAT#3 were transferred to Mr. Lichtenstein and the remaining 397,253 Common Units held directly by the 2020 GRAT#3 were gifted. F7 · ownership.nature: Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#2"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#2, may have previously been deemed to previously beneficially own the Common Units held by the 2020 GRAT#2. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 09:02 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GrantCommon Units no par value | 1,702,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-22-000647 · form404197004_04152022.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · See Footnote 1 SPH SPV-I LLC · CIK 0001606923 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 2,242,765 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · shares: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2021 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. For more information on the Incentive Unit Agreement and Class C Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 27, 2021. F2 · price: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2021 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. For more information on the Incentive Unit Agreement and Class C Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 27, 2021. F5 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:12 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 20,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-22-001122 · form409369lic_04052022.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,576,917 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on April 1, 2023, provided that the reporting person remains a director of the Issuer on such vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 19:42 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | OtherCommon Units no par value | 5,392,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-22-001052 · form404197004_04012022.xml · nonDerivative · entry 1 WGL Capital LLC · CIK 0001547324 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · 10% owner LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,000 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a pro-rata distribution of Common Units by WGL to its sole Member SPL. F2 · balance_after: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by WGL. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 16:05 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionRestricted Stock Unit · Derivative | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009384 · doc4.xml · derivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chariman 10b5-1 filing: Not disclosed Ownership: Indirect · By Rabbi Trust Disclosed balance after: 5,803 Underlying: Common Stock, Par Value $0.10 · 5,803 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 16:05 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionCommon Stock, Par Value $0.10 | 5,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-009384 · doc4.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chariman 10b5-1 filing: Not disclosed Ownership: Indirect · By Rabbi Trust Disclosed balance after: 526,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:42 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 17,105 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-22-000073 · form409369lic_01042022.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,556,765 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on January 1, 2023, provided that the reporting person remains a director of the Issuer on such vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 8, 2021 19:40 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 4,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 8 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,612 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 19:40 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 482 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 7 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,497 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 19:40 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 6 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,979 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 19:40 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,654 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 19:40 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,329 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 19:40 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 803 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,004 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 19:40 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 2,622 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,807 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 19:40 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 3,821 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002819 · form404197004lic_12082021.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,429 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F9 · balance_after: The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 23:15 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 12,570 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002377 · form409369lic_10052021.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,539,660 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on October 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:16 UTC | Steel Connect LLC STCN · Entity 13989 | Disposition to issuerCommon Stock, $0.01 par value | 2,133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002158 · form404197058lic_08192021.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527,090 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F3 · shares: Represents shares of Common Stock surrendered to the Issuer that is exempt under Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:43 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 11,891 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-001782 · form409369lic_07062021.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,660,423 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on July 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date. F3 · balance_after: Includes 300,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the reporting person's continuous service with the Issuer from the grant date through the vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 01:31 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 13,674 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-000973 · form409369lic_04052021.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,648,532 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on April 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date. F3 · balance_after: Includes 300,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the reporting person's continuous service with the Issuer from the grant date through the vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 17:25 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionRestricted Stock Unit · Derivative | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010155 · doc4.xml · derivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Rabbi Trust Disclosed balance after: 11,606 Underlying: Common Stock, Par Value $0.10 · 5,803 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.