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Nasdaq · USD

BSRR

SIERRA BANCORP

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5450
SEC CIK
0001130144
Parsed reports
374

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202506
Jan 202601
Feb 202607
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2020 Filed Aug 21, 2020 22:00 UTC
Olague MichaelEVP/Chief Banking Officer
GrantCommon Stock 22,222 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024071 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in five (5) equal annual installments on the anniversary date of the grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:56 UTC
Macia Matthew JosephEVP/Chief Risk Officer
GrantCommon Stock 22,222 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024067 · form4.xml · nonDerivative · entry 1

Macia Matthew Joseph · CIK 0001772520 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in five (5) equal annual installments on the anniversary date of the grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:58 UTC
McPhaill Kevin JPresident/CEO
GrantCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024069 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in five (5) equal annual installments on the anniversary date of the grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:54 UTC
Johnson Jennifer AnnEVP/Chief Admin. Officer
GrantCommon Stock 22,222 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024065 · form4.xml · nonDerivative · entry 1

Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in five (5) equal annual installments on the anniversary date of the grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:48 UTC GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024058 · form4.xml · nonDerivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:46 UTC GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024056 · form4.xml · nonDerivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:44 UTC GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024054 · form4.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 23:14 UTC PurchaseCommon Stock 380 $17.57 $6,676.60
Disclosure

SEC source: 0001127602-20-019597 · form4.xml · nonDerivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914

Read SEC document
March 13, 2020 Filed Mar 16, 2020 15:33 UTC PurchaseCommon Stock 20 $18.76 $375.20
Disclosure

SEC source: 0001127602-20-010716 · form4.xml · nonDerivative · entry 2

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 286

Read SEC document
March 13, 2020 Filed Mar 16, 2020 15:33 UTC PurchaseCommon Stock 25 $18.76 $469.00
Disclosure

SEC source: 0001127602-20-010716 · form4.xml · nonDerivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:48 UTC PurchaseCommon Stock 259 $19.98 $5,175.67
Disclosure

SEC source: 0001127602-20-010464 · form4.xml · nonDerivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509

Read SEC document
March 10, 2020 Filed Mar 11, 2020 17:57 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-010235 · form4.xml · derivative · entry 2

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 17:57 UTC Exercise / conversionCommon Stock 5,000 $10.73 $53,650.00
Disclosure

SEC source: 0001127602-20-010235 · form4.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,232.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 17:10 UTC PurchaseCommon Stock 500 $26.50 $13,249.80
Disclosure

SEC source: 0001127602-20-007503 · form4.xml · nonDerivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:56 UTC
EVANS ROBBDirector
GrantStock Options · Derivative 5,000 $27.11 Strike: $27.11 $135,550.00
Disclosure

SEC source: 0001127602-20-007313 · form4.xml · derivative · entry 1

EVANS ROBB · CIK 0001076904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Read SEC document
February 20, 2020 Filed Feb 24, 2020 17:04 UTC GrantStock Options · Derivative 5,000 $27.11 Strike: $27.11 $135,550.00
Disclosure

SEC source: 0001127602-20-007319 · form4.xml · derivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Johnson Jennifer AnnEVP/Chief Admin. Officer
GrantStock Options · Derivative 1,560 $27.11 Strike: $27.11 $42,291.60
Disclosure

SEC source: 0001127602-20-007405 · form4.xml · derivative · entry 2

Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Common Stock · 1,560 shares

Expires 2030-02-20

F2 · shares: The option vests in installments of 20% or 312 shares per year starting on the first anniversary of the grant date (02/20/2021) and will be fully vested on 02/20/2025

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Johnson Jennifer AnnEVP/Chief Admin. Officer
GrantStock Options · Derivative 18,440 $27.11 Strike: $27.11 $499,908.40
Disclosure

SEC source: 0001127602-20-007405 · form4.xml · derivative · entry 1

Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,440

Underlying: Common Stock · 18,440 shares

Expires 2030-02-20

F1 · shares: The option vests in installments of 20% or 3,688 shares per year starting on the first anniversary of the grant date (02/20/2021) and will be fully vested on 02/20/2025

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:30 UTC
Olague MichaelEVP/Chief Banking Officer
GrantStock Options · Derivative 1,312 $27.11 Strike: $27.11 $35,568.32
Disclosure

SEC source: 0001127602-20-007387 · form4.xml · derivative · entry 2

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312

Underlying: Common Stock · 1,312 shares

Expires 2030-02-20

F2 · security: Non-Qualified Stock Options

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:30 UTC
Olague MichaelEVP/Chief Banking Officer
GrantStock Options · Derivative 3,688 $27.11 Strike: $27.11 $99,981.68
Disclosure

SEC source: 0001127602-20-007387 · form4.xml · derivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

Underlying: Common Stock · 3,688 shares

Expires 2030-02-20

F1 · security: Incentive Stock Options

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:38 UTC
Treece Christopher GEVP/Chief Financial Officer
GrantStock Options · Derivative 1,560 $27.11 Strike: $27.11 $42,291.60
Disclosure

SEC source: 0001127602-20-007403 · form4.xml · derivative · entry 2

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Common Stock · 1,560 shares

Expires 2030-02-20

F2 · shares: The option vests in installments of 20% or 312 shares per year starting on the first anniversary of the grant date (02/20/2021) and will be fully vested on 02/20/2025

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:38 UTC
Treece Christopher GEVP/Chief Financial Officer
GrantStock Options · Derivative 18,440 $27.11 Strike: $27.11 $499,908.40
Disclosure

SEC source: 0001127602-20-007403 · form4.xml · derivative · entry 1

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,440

Underlying: Common Stock · 18,440 shares

Expires 2030-02-20

F1 · shares: The option vests in installments of 20% or 3,688 shares per year starting on the first anniversary of the grant date (02/20/2021) and will be fully vested on 02/20/2025.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:49 UTC
Macia Matthew JosephEVP/Chief Risk Officer
GrantStock Options · Derivative 5,000 $27.11 Strike: $27.11 $135,550.00
Disclosure

SEC source: 0001127602-20-007395 · form4.xml · derivative · entry 1

Macia Matthew Joseph · CIK 0001772520 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:41 UTC
McPhaill Kevin JPresident/CEO
GrantStock Options · Derivative 1,312 $27.11 Strike: $27.11 $35,568.32
Disclosure

SEC source: 0001127602-20-007391 · form4.xml · derivative · entry 2

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312

Underlying: Common Stock · 1,312 shares

Expires 2030-02-20

F2 · security: Non-Qualified Stock Options

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:41 UTC
McPhaill Kevin JPresident/CEO
GrantStock Options · Derivative 3,688 $27.11 Strike: $27.11 $99,981.68
Disclosure

SEC source: 0001127602-20-007391 · form4.xml · derivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

Underlying: Common Stock · 3,688 shares

Expires 2030-02-20

F1 · security: Incentive Stock Options

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:21 UTC
Gardunio James FEVP/Chief Credit Officer
GrantStock Options · Derivative 1,312 $27.11 Strike: $27.11 $35,568.32
Disclosure

SEC source: 0001127602-20-007382 · form4.xml · derivative · entry 2

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312

Underlying: Common Stock · 1,312 shares

Expires 2030-02-20

F2 · security: Non-Qualified Stock Option

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:21 UTC
Gardunio James FEVP/Chief Credit Officer
GrantStock Options · Derivative 3,688 $27.11 Strike: $27.11 $99,981.68
Disclosure

SEC source: 0001127602-20-007382 · form4.xml · derivative · entry 1

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

Underlying: Common Stock · 3,688 shares

Expires 2030-02-20

F1 · security: Incentive Stock Option

Read SEC document
February 20, 2020 Filed Feb 24, 2020 22:29 UTC GrantStock Options · Derivative 5,000 $27.11 Strike: $27.11 $135,550.00
Disclosure

SEC source: 0001127602-20-007357 · form4.xml · derivative · entry 1

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Read SEC document
February 20, 2020 Filed Feb 24, 2020 22:23 UTC GrantStock Options · Derivative 5,000 $27.11 Strike: $27.11 $135,550.00
Disclosure

SEC source: 0001127602-20-007352 · form4.xml · derivative · entry 1

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Read SEC document
February 20, 2020 Filed Feb 24, 2020 22:10 UTC GrantStock Options · Derivative 5,000 $27.11 Strike: $27.11 $135,550.00
Disclosure

SEC source: 0001127602-20-007330 · form4.xml · derivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:43 UTC GrantStock Options · Derivative 5,000 $27.11 Strike: $27.11 $135,550.00
Disclosure

SEC source: 0001127602-20-007280 · form4.xml · derivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:37 UTC GrantStock Options · Derivative 5,000 $27.11 Strike: $27.11 $135,550.00
Disclosure

SEC source: 0001127602-20-007255 · form4.xml · derivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:28 UTC GrantStock Options · Derivative 5,000 $27.11 Strike: $27.11 $135,550.00
Disclosure

SEC source: 0001127602-20-007224 · form4.xml · derivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Read SEC document
February 20, 2020 Filed Mar 6, 2020 17:52 UTC
Dabney Cindy LSVP/Chief Accounting Officer
GrantStock Options · Derivative 1,000 $27.11 Strike: $27.11 $27,110.00
Disclosure

SEC source: 0001127602-20-009734 · form4.xml · derivative · entry 1

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-02-20

F1 · derivative.exercise_date: 5 year vesting with first vesting 02/20/2021 and last 02/20/2025

Read SEC document
February 19, 2020 Filed Feb 20, 2020 23:33 UTC
Macia Matthew JosephEVP/Chief Risk Officer
PurchaseCommon Stock 30 $26.90 $807.00
Disclosure

SEC source: 0001127602-20-006751 · form4.xml · nonDerivative · entry 2

Macia Matthew Joseph · CIK 0001772520 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:33 UTC
Macia Matthew JosephEVP/Chief Risk Officer
PurchaseCommon Stock 10 $27.50 $275.00
Disclosure

SEC source: 0001127602-20-006751 · form4.xml · nonDerivative · entry 1

Macia Matthew Joseph · CIK 0001772520 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Read SEC document
January 15, 2020 Filed Jan 16, 2020 00:47 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-20-001691 · form4.xml · derivative · entry 4

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 00:47 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001127602-20-001691 · form4.xml · derivative · entry 3

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 00:47 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionCommon Stock 5,000 $10.21 $51,050.00
Disclosure

SEC source: 0001127602-20-001691 · form4.xml · nonDerivative · entry 2

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 00:47 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionCommon Stock 5,000 $10.58 $52,900.00
Disclosure

SEC source: 0001127602-20-001691 · form4.xml · nonDerivative · entry 1

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 15:21 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 151 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0001127602-19-035824 · form4.xml · derivative · entry 6

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock · 151 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 15:21 UTC
McPhaill Kevin JPresident/CEO
SaleCommon Stock 151 $30.14 $4,551.14
Disclosure

SEC source: 0001127602-19-035824 · form4.xml · nonDerivative · entry 4

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,199

Read SEC document
December 23, 2019 Filed Dec 26, 2019 15:21 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 151 $17.25 $2,604.75
Disclosure

SEC source: 0001127602-19-035824 · form4.xml · nonDerivative · entry 3

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 15:21 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0001127602-19-035824 · form4.xml · derivative · entry 5

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 2,000 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 15:21 UTC
McPhaill Kevin JPresident/CEO
SaleCommon Stock 2,000 $30.03 $60,050.40
Disclosure

SEC source: 0001127602-19-035824 · form4.xml · nonDerivative · entry 2

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,199

Read SEC document
December 20, 2019 Filed Dec 26, 2019 15:21 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 2,000 $17.25 $34,500.00
Disclosure

SEC source: 0001127602-19-035824 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 23:30 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $27.35 $0.00
Disclosure

SEC source: 0001127602-19-034898 · form4.xml · derivative · entry 3

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 12, 2019 Filed Dec 12, 2019 23:30 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
SaleCommon Stock 5,000 $28.39 $141,942.00
Disclosure

SEC source: 0001127602-19-034898 · form4.xml · nonDerivative · entry 2

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

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December 12, 2019 Filed Dec 12, 2019 23:30 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionCommon Stock 5,000 $27.35 $136,750.00
Disclosure

SEC source: 0001127602-19-034898 · form4.xml · nonDerivative · entry 1

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 12, 2019 Filed Dec 12, 2019 23:14 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001127602-19-034895 · form4.xml · derivative · entry 3

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.