Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIERRA BANCORPBSRR · Entity 5450 | Director | November 16, 2023 | November 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIERRA BANCORP
Report date November 16, 2023 · Filed November 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,433 |
Reported balance
After 2023-11-16 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-11-16 · Grant · Acquired 2,120 · Balance 8,433 F1: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. |
| Common StockSEC Table I · non-derivative | Direct | 20,030 |
Reported balance
Holding disclosure · report date 2023-11-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,030 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2023 Filed Nov 21, 2023 00:11 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 2,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028069 · form4.xml · nonDerivative · entry 2 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,433 F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| May 17, 2023 Filed May 18, 2023 21:06 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 30 | $15.90 | $477.00 |
DisclosureSEC source: 0001127602-23-016179 · form4.xml · nonDerivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,030 Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:04 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 1,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026228 · form4.xml · nonDerivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,313 F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:19 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 1,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-143214 · tm2133836-9_4seq1.xml · nonDerivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,437 F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:24 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 3,900 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001127602-20-028370 · form4.xml · derivative · entry 7 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:24 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 3,900 | $19.37 | $75,550.02 |
DisclosureSEC source: 0001127602-20-028370 · form4.xml · nonDerivative · entry 4 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:24 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 3,900 | $10.73 | $41,847.00 |
DisclosureSEC source: 0001127602-20-028370 · form4.xml · nonDerivative · entry 3 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:24 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 1,100 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001127602-20-028370 · form4.xml · derivative · entry 6 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Common Stock · 1,100 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:24 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 1,100 | $19.35 | $21,282.47 |
DisclosureSEC source: 0001127602-20-028370 · form4.xml · nonDerivative · entry 2 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:24 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 1,100 | $10.73 | $11,803.00 |
DisclosureSEC source: 0001127602-20-028370 · form4.xml · nonDerivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 22:08 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024079 · form4.xml · nonDerivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:29 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $27.11 Strike: $27.11 | $135,550.00 |
DisclosureSEC source: 0001127602-20-007357 · form4.xml · derivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-02-20 Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 19:53 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $27.30 Strike: $27.30 | $136,500.00 |
DisclosureSEC source: 0001127602-19-007698 · form4.xml · derivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-02-21 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:41 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 3,528 | $29.50 | $104,076.00 |
DisclosureSEC source: 0001127602-18-026705 · form4.xml · nonDerivative · entry 2 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:16 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 2,500 | $29.55 | $73,865.50 |
DisclosureSEC source: 0001127602-18-026703 · form4.xml · nonDerivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Read SEC document |
| August 31, 2018 Filed Sep 7, 2018 16:35 UTC Amendment | SIERRA BANCORP BSRR · Entity 5450 | SaleStock Options · Derivative | 2,500 | $29.55 Strike: $19.19 | $73,865.50 |
DisclosureSEC source: 0001127602-18-027020 · form4a.xml · derivative · entry 2 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2018-11-20 Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 23:41 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 1,472 | $29.50 | $43,424.00 |
DisclosureSEC source: 0001127602-18-026705 · form4.xml · nonDerivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,528 Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:03 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $27.35 Strike: $27.35 | $136,750.00 |
DisclosureSEC source: 0001127602-18-006778 · form4.xml · derivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-02-15 Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:17 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 3,000 | $28.50 | $85,500.00 |
DisclosureSEC source: 0001127602-17-033883 · form4.xml · nonDerivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 18:15 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 2,000 | $26.50 | $53,000.00 |
DisclosureSEC source: 0001127602-17-030588 · form4.xml · nonDerivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:58 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $28.21 Strike: $28.21 | $141,050.00 |
DisclosureSEC source: 0001127602-17-006983 · form4.xml · derivative · entry 1 WOODS GORDON T · CIK 0001214254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-02-16 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.