Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIERRA BANCORPBSRR · Entity 5450 | Director | August 20, 2020 | August 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIERRA BANCORP
Report date August 20, 2020 · Filed August 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,333 |
Reported balance
After 2020-08-20 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2020-08-20 · Grant · Acquired 3,333 · Balance 3,333 F1: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock. |
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2020-08-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000 |
Filing footnotes · ownership attribution and instrument terms
F1: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2020 Filed Aug 21, 2020 17:50 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024060 · form4.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:56 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $27.11 Strike: $27.11 | $135,550.00 |
DisclosureSEC source: 0001127602-20-007313 · form4.xml · derivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-02-20 Read SEC document |
| May 21, 2019 Filed May 22, 2019 12:01 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 1,000 | $26.63 | $26,625.00 |
DisclosureSEC source: 0001127602-19-019407 · form4.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 14:18 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $27.30 Strike: $27.30 | $136,500.00 |
DisclosureSEC source: 0001127602-19-007671 · form4.xml · derivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-02-21 Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 18:01 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 1,000 | $26.79 | $26,790.00 |
DisclosureSEC source: 0001127602-19-003249 · form4.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Read SEC document |
| July 26, 2018 Filed Jul 26, 2018 20:02 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 1,000 | $29.98 | $29,978.00 |
DisclosureSEC source: 0001127602-18-023925 · form4.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| July 26, 2018 Filed Aug 15, 2018 17:37 UTC Amendment | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 1,000 | $29.98 | $29,978.00 |
DisclosureSEC source: 0001127602-18-025491 · form4a.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · balance_after: To correct the total number of shares on the Form 4 filed on 07/26/2018. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 17:29 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $27.35 Strike: $27.35 | $136,750.00 |
DisclosureSEC source: 0001127602-18-006729 · form4.xml · derivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-02-15 Read SEC document |
| January 29, 2018 Filed Jan 29, 2018 16:48 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 800 | $27.82 | $22,256.00 |
DisclosureSEC source: 0001127602-18-002794 · form4.xml · nonDerivative · entry 2 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Read SEC document |
| January 29, 2018 Filed Jan 29, 2018 16:48 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 200 | $27.51 | $5,502.00 |
DisclosureSEC source: 0001127602-18-002794 · form4.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,200 Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 13:59 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 1,000 | $26.00 | $26,004.00 |
DisclosureSEC source: 0001127602-17-030585 · form4.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| April 28, 2017 Filed May 1, 2017 14:28 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 1,000 | $25.39 | $25,390.00 |
DisclosureSEC source: 0001127602-17-015967 · form4.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 13:14 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $28.21 Strike: $28.21 | $141,050.00 |
DisclosureSEC source: 0001127602-17-006805 · form4.xml · derivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-02-16 Read SEC document |
| January 26, 2017 Filed Jan 26, 2017 19:19 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 1,000 | $28.39 | $28,385.00 |
DisclosureSEC source: 0001127602-17-002524 · form4.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 20:17 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 1,000 | $24.59 | $24,590.00 |
DisclosureSEC source: 0001127602-16-069781 · form4.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 16:08 UTC | SIERRA BANCORP BSRR · Entity 5450 | PurchaseCommon Stock | 2,000 | $17.85 | $35,699.60 |
DisclosureSEC source: 0001127602-16-065555 · form4.xml · nonDerivative · entry 1 EVANS ROBB · CIK 0001076904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.