Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIERRA BANCORPBSRR · Entity 5450 | EVP/Chief Financial Ofcr | January 15, 2020 | January 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIERRA BANCORP
Report date January 15, 2020 · Filed January 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,000 |
Ending reported balance
After 2020-01-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-01-15 · Exercise / conversion · Acquired 5,000 · Balance 38,000 Row 2 · 2020-01-15 · Exercise / conversion · Acquired 5,000 · Balance 43,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.58 · Expires 2020-11-17 | Direct | 0 |
Reported balance
After 2020-01-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-15 · Exercise / conversion · Disposed 5,000 · Balance 0 F1: Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.21 · Expires 2022-11-15 | Direct | 0 |
Reported balance
After 2020-01-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-01-15 · Exercise / conversion · Disposed 5,000 · Balance 0 F1: Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2020 Filed Jan 16, 2020 00:47 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $10.21 | $0.00 |
DisclosureSEC source: 0001127602-20-001691 · form4.xml · derivative · entry 4 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2022-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 00:47 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $10.58 | $0.00 |
DisclosureSEC source: 0001127602-20-001691 · form4.xml · derivative · entry 3 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 00:47 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 5,000 | $10.21 | $51,050.00 |
DisclosureSEC source: 0001127602-20-001691 · form4.xml · nonDerivative · entry 2 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 00:47 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 5,000 | $10.58 | $52,900.00 |
DisclosureSEC source: 0001127602-20-001691 · form4.xml · nonDerivative · entry 1 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 23:30 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $27.35 | $0.00 |
DisclosureSEC source: 0001127602-19-034898 · form4.xml · derivative · entry 3 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 23:30 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 5,000 | $28.39 | $141,942.00 |
DisclosureSEC source: 0001127602-19-034898 · form4.xml · nonDerivative · entry 2 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 23:30 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 5,000 | $27.35 | $136,750.00 |
DisclosureSEC source: 0001127602-19-034898 · form4.xml · nonDerivative · entry 1 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 21:48 UTC | SIERRA BANCORP BSRR · Entity 5450 | GiftCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-022296 · form4.xml · nonDerivative · entry 1 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 17:58 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $16.35 | $0.00 |
DisclosureSEC source: 0001127602-19-013095 · form4.xml · derivative · entry 2 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 17:58 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 5,000 | $16.35 | $81,750.00 |
DisclosureSEC source: 0001127602-19-013095 · form4.xml · nonDerivative · entry 1 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2018 Filed Mar 28, 2018 23:32 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $17.25 | $0.00 |
DisclosureSEC source: 0001127602-18-012972 · form4.xml · derivative · entry 3 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2018 Filed Mar 28, 2018 23:32 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 5,000 | $17.25 | $86,250.00 |
DisclosureSEC source: 0001127602-18-012972 · form4.xml · nonDerivative · entry 1 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 15:29 UTC Amendment | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $17.25 | $0.00 |
DisclosureSEC source: 0001127602-18-012989 · form4a.xml · derivative · entry 2 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 15:29 UTC Amendment | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 5,000 | $17.25 | $86,250.00 |
DisclosureSEC source: 0001127602-18-012989 · form4a.xml · nonDerivative · entry 1 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:27 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $27.35 Strike: $27.35 | $136,750.00 |
DisclosureSEC source: 0001127602-18-006819 · form4.xml · derivative · entry 1 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-02-15 Read SEC document |
| January 25, 2018 Filed Jan 27, 2018 00:49 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 2,000 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001127602-18-002716 · form4.xml · derivative · entry 2 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option. Read SEC document |
| January 25, 2018 Filed Jan 27, 2018 00:49 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 2,000 | $19.19 | $38,380.00 |
DisclosureSEC source: 0001127602-18-002716 · form4.xml · nonDerivative · entry 1 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:36 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $28.21 Strike: $28.21 | $141,050.00 |
DisclosureSEC source: 0001127602-17-006954 · form4.xml · derivative · entry 1 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-02-16 Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 17:04 UTC | SIERRA BANCORP BSRR · Entity 5450 | GiftCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069371 · form4.xml · nonDerivative · entry 1 TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,300 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.