Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EQUITY BANCSHARES INCEQBK · Entity 4952 | EVP | February 07, 2019 | February 11, 2019 |
| SIERRA BANCORPBSRR · Entity 5450 | EVP/Chief Admin. Officer | November 16, 2023 | November 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EQUITY BANCSHARES INC
Report date February 07, 2019 · Filed February 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 27,200 |
Reported balance
After 2019-02-07 transaction · row 1
1 source rowRow 1 · 2019-02-07 · Grant · Acquired 675 · Balance 27,200 F1: Represents the grant of restricted stock units. These restricted stock units vest in three equal annual installments beginning on February 07, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units. These restricted stock units vest in three equal annual installments beginning on February 07, 2020.
SIERRA BANCORP
Report date November 16, 2023 · Filed November 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,792 |
Ending reported balance
After 2023-11-19 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-11-16 · Grant · Acquired 3,975 · Balance 31,640 F1: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Row 2 · 2023-11-16 · Grant · Acquired 5,963 · Balance 37,603 F2: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. Row 3 · 2023-11-18 · Tax withholding · Disposed 582 · Balance 37,021 F3: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Row 4 · 2023-11-19 · Tax withholding · Disposed 229 · Balance 36,792 F4: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.
F2: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.
F3: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.
F4: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2023 Filed Nov 21, 2023 00:38 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 229 | $19.13 | $4,380.77 |
DisclosureSEC source: 0001127602-23-028077 · form4.xml · nonDerivative · entry 4 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,792 F4 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| November 18, 2023 Filed Nov 21, 2023 00:38 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 582 | $19.13 | $11,133.66 |
DisclosureSEC source: 0001127602-23-028077 · form4.xml · nonDerivative · entry 3 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,021 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 00:38 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 5,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028077 · form4.xml · nonDerivative · entry 2 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,603 F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 00:38 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 3,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028077 · form4.xml · nonDerivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,640 F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| August 20, 2023 Filed Aug 22, 2023 20:12 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 2,204 | $20.78 | $45,799.12 |
DisclosureSEC source: 0001127602-23-023080 · form4.xml · nonDerivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,665 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| November 19, 2022 Filed Nov 22, 2022 01:53 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 229 | $21.32 | $4,882.28 |
DisclosureSEC source: 0001127602-22-026213 · form4.xml · nonDerivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,869 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 01:53 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 3,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026213 · form4.xml · nonDerivative · entry 3 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,822 F3 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 01:53 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 5,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026213 · form4.xml · nonDerivative · entry 2 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,098 F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. Read SEC document |
| August 20, 2022 Filed Aug 24, 2022 00:41 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 2,164 | $22.14 | $47,910.96 |
DisclosureSEC source: 0001127602-22-021481 · form4.xml · nonDerivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,305 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:10 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 2,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-143207 · tm2133836d6_4seq1.xml · nonDerivative · entry 2 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,469 F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:10 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 1,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-143207 · tm2133836d6_4seq1.xml · nonDerivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,398 F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 23:52 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 2,204 | $24.12 | $53,160.48 |
DisclosureSEC source: 0001127602-21-024196 · form4.xml · nonDerivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,018 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 21:54 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024065 · form4.xml · nonDerivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in five (5) equal annual installments on the anniversary date of the grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. No consideration was paid by the reporting person for the award of restricted stock. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:48 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 1,560 | $27.11 Strike: $27.11 | $42,291.60 |
DisclosureSEC source: 0001127602-20-007405 · form4.xml · derivative · entry 2 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560 Underlying: Common Stock · 1,560 shares Expires 2030-02-20 F2 · shares: The option vests in installments of 20% or 312 shares per year starting on the first anniversary of the grant date (02/20/2021) and will be fully vested on 02/20/2025 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:48 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 18,440 | $27.11 Strike: $27.11 | $499,908.40 |
DisclosureSEC source: 0001127602-20-007405 · form4.xml · derivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,440 Underlying: Common Stock · 18,440 shares Expires 2030-02-20 F1 · shares: The option vests in installments of 20% or 3,688 shares per year starting on the first anniversary of the grant date (02/20/2021) and will be fully vested on 02/20/2025 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 21:54 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003170 · doc4.xml · nonDerivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,200 F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in three equal annual installments beginning on February 07, 2020. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:04 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 1,340 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005170 · doc4.xml · nonDerivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,525 F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in five equal annual installments beginning on February 20, 2019. Read SEC document |
| June 06, 2017 Filed Jun 12, 2017 19:53 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | SaleClass A Common Stock | 4,000 | $29.85 | $119,400.00 |
DisclosureSEC source: 0000899243-17-016081 · doc4.xml · nonDerivative · entry 3 Johnson Jennifer Ann · CIK 0001657177 · EVP, COO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,185 Read SEC document |
| March 15, 2017 Filed Jun 12, 2017 19:53 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | SaleClass A Common Stock | 2,800 | $32.03 | $89,684.00 |
DisclosureSEC source: 0000899243-17-016081 · doc4.xml · nonDerivative · entry 2 Johnson Jennifer Ann · CIK 0001657177 · EVP, COO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,185 Read SEC document |
| March 14, 2017 Filed Jun 12, 2017 19:53 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | SaleClass A Common Stock | 1,700 | $32.45 | $55,165.00 |
DisclosureSEC source: 0000899243-17-016081 · doc4.xml · nonDerivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP, COO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,985 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:12 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $33.15 | $0.00 |
DisclosureSEC source: 0000899243-17-002367 · doc4.xml · derivative · entry 1 Johnson Jennifer Ann · CIK 0001657177 · EVP, COO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Class A Common Stock · 7,500 shares Expires 2027-01-30 F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on January 30, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.