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HOLLY JAMES C

Disclosed activity across 1 company

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67293
SEC CIK
0001032641

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SIERRA BANCORPBSRR · Entity 5450DirectorFebruary 05, 2026February 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SIERRA BANCORP

Report date February 05, 2026 · Filed February 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect307,970 Reported balance After 2026-02-05 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-02-05 · Exercise / conversion · Acquired 5,000 · Balance 307,970

Common StockSEC Table I · non-derivativeDirect302,970 Reported balance After 2026-02-05 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-02-05 · Sale · Disposed 5,000 · Balance 302,970

Common StockSEC Table I · non-derivativeDirect11,139 Reported balance Holding disclosure · report date 2026-02-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 11,139

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $17.25 · Expires 2026-02-18Direct0 Reported balance After 2026-02-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-05 · Exercise / conversion · Disposed 5,000 · Balance 0

Common StockSEC Table I · non-derivativeIndirectShares Held By Ltd Partnership30,000 Reported balance Holding disclosure · report date 2026-02-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 30,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2026 Filed Feb 9, 2026 12:36 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0001130144-26-000015 · form4.xml · derivative · entry 5

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 12:36 UTC SIERRA BANCORP BSRR · Entity 5450 SaleCommon Stock 5,000 $37.93 $189,665.50
Disclosure

SEC source: 0001130144-26-000015 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,970

Read SEC document
February 05, 2026 Filed Feb 9, 2026 12:36 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionCommon Stock 5,000 $17.25 $86,250.00
Disclosure

SEC source: 0001130144-26-000015 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2025 Filed Dec 11, 2025 19:50 UTC SIERRA BANCORP BSRR · Entity 5450 GiftCommon Stock 10,400 $34.41 $357,864.00
Disclosure

SEC source: 0001130144-25-000045 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,970

Read SEC document
November 20, 2025 Filed Nov 21, 2025 16:17 UTC SIERRA BANCORP BSRR · Entity 5450 GrantCommon Stock 1,445 $0.00 $0.00
Disclosure

SEC source: 0001130144-25-000031 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,139

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 17:56 UTC SIERRA BANCORP BSRR · Entity 5450 GrantCommon Stock 1,261 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027934 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,694

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 20:07 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001127602-24-026631 · form4.xml · derivative · entry 5

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 20:07 UTC SIERRA BANCORP BSRR · Entity 5450 SaleCommon Stock 5,000 $28.98 $144,903.50
Disclosure

SEC source: 0001127602-24-026631 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,370

Read SEC document
November 05, 2024 Filed Nov 6, 2024 20:07 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionCommon Stock 5,000 $16.35 $81,750.00
Disclosure

SEC source: 0001127602-24-026631 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 17:50 UTC SIERRA BANCORP BSRR · Entity 5450 GiftCommon Stock 16,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029638 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,370

Read SEC document
November 16, 2023 Filed Nov 20, 2023 19:03 UTC SIERRA BANCORP BSRR · Entity 5450 GrantCommon Stock 2,120 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028059 · form4.xml · nonDerivative · entry 3

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,433

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 30, 2022 Filed Feb 17, 2023 19:51 UTC SIERRA BANCORP BSRR · Entity 5450 GiftCommon Stock 15,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006015 · form5.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,270

F1 · shares: Represents 13 separate gift transactions of 1,200 shares each, all on November 30, 2022

Read SEC document
November 18, 2022 Filed Nov 21, 2022 20:51 UTC SIERRA BANCORP BSRR · Entity 5450 GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026211 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,313

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 18:45 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-22-025328 · form4.xml · derivative · entry 5

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 18:45 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionCommon Stock 5,000 $10.21 $51,050.00
Disclosure

SEC source: 0001127602-22-025328 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 18:45 UTC SIERRA BANCORP BSRR · Entity 5450 SaleCommon Stock 5,000 $22.14 $110,701.00
Disclosure

SEC source: 0001127602-22-025328 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,870

Read SEC document
December 20, 2021 Filed Dec 21, 2021 11:10 UTC SIERRA BANCORP BSRR · Entity 5450 GiftCommon Stock 3,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031634 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,870

Read SEC document
December 16, 2021 Filed Dec 17, 2021 14:58 UTC SIERRA BANCORP BSRR · Entity 5450 GiftCommon Stock 12,506 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031305 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,670

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:59 UTC SIERRA BANCORP BSRR · Entity 5450 GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143199 · tm2133836-2_4seq1.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 15:27 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001127602-21-027808 · form4.xml · derivative · entry 5

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 15:27 UTC SIERRA BANCORP BSRR · Entity 5450 SaleCommon Stock 5,000 $24.68 $123,421.00
Disclosure

SEC source: 0001127602-21-027808 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,176

Read SEC document
October 28, 2021 Filed Oct 29, 2021 15:27 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionCommon Stock 5,000 $10.58 $52,900.00
Disclosure

SEC source: 0001127602-21-027808 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Feb 22, 2021 17:03 UTC SIERRA BANCORP BSRR · Entity 5450 GiftCommon Stock 14,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007074 · form5.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,176

F1 · shares: 1. Represents 13 separate gift transactions of 1,100 shares each, all on December 1, 2020

Read SEC document
November 13, 2020 Filed Nov 13, 2020 16:50 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionStock Options · Derivative 1,007 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · derivative · entry 11

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,007 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 13, 2020 16:50 UTC SIERRA BANCORP BSRR · Entity 5450 SaleCommon Stock 1,007 $21.76 $21,911.31
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 6

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,476

Read SEC document
November 13, 2020 Filed Nov 13, 2020 16:50 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionCommon Stock 1,007 $10.73 $10,805.11
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 5

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:50 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionStock Options · Derivative 212 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · derivative · entry 10

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

Underlying: Common Stock · 212 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:50 UTC SIERRA BANCORP BSRR · Entity 5450 SaleCommon Stock 212 $21.66 $4,592.92
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 4

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,476

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:50 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionCommon Stock 212 $10.73 $2,274.76
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 3

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:50 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionStock Options · Derivative 3,781 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · derivative · entry 9

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

Underlying: Common Stock · 3,781 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:50 UTC SIERRA BANCORP BSRR · Entity 5450 SaleCommon Stock 3,781 $21.90 $82,816.76
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,476

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:50 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionCommon Stock 3,781 $10.73 $40,570.13
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 17:52 UTC SIERRA BANCORP BSRR · Entity 5450 GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024063 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 17:04 UTC SIERRA BANCORP BSRR · Entity 5450 GrantStock Options · Derivative 5,000 $27.11 Strike: $27.11 $135,550.00
Disclosure

SEC source: 0001127602-20-007319 · form4.xml · derivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Read SEC document
October 24, 2019 Filed Oct 24, 2019 19:02 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001127602-19-031006 · form4.xml · derivative · entry 4

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2019 Filed Oct 24, 2019 19:02 UTC SIERRA BANCORP BSRR · Entity 5450 SaleCommon Stock 5,000 $26.81 $134,050.00
Disclosure

SEC source: 0001127602-19-031006 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,476

Read SEC document
October 24, 2019 Filed Oct 24, 2019 19:02 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionCommon Stock 5,000 $8.80 $44,000.00
Disclosure

SEC source: 0001127602-19-031006 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 14:26 UTC SIERRA BANCORP BSRR · Entity 5450 GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007673 · form4.xml · derivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
December 03, 2018 Filed Mar 1, 2019 17:55 UTC SIERRA BANCORP BSRR · Entity 5450 GiftCommon Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009285 · form5.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,476

Read SEC document
November 12, 2018 Filed Nov 14, 2018 17:17 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001127602-18-033092 · form4.xml · derivative · entry 4

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 17:17 UTC SIERRA BANCORP BSRR · Entity 5450 SaleCommon Stock 2,500 $28.27 $70,686.00
Disclosure

SEC source: 0001127602-18-033092 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,176

Read SEC document
November 12, 2018 Filed Nov 14, 2018 17:17 UTC SIERRA BANCORP BSRR · Entity 5450 Exercise / conversionCommon Stock 2,500 $19.19 $47,975.00
Disclosure

SEC source: 0001127602-18-033092 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 17:38 UTC SIERRA BANCORP BSRR · Entity 5450 GrantStock Options · Derivative 5,000 $27.35 Strike: $27.35 $136,750.00
Disclosure

SEC source: 0001127602-18-006746 · form4.xml · derivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-02-15

Read SEC document
December 20, 2017 Filed Dec 21, 2017 17:10 UTC SIERRA BANCORP BSRR · Entity 5450 GiftCommon Stock 10,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035371 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,176

Read SEC document
February 16, 2017 Filed Feb 17, 2017 14:09 UTC SIERRA BANCORP BSRR · Entity 5450 GrantStock Options · Derivative 5,000 $28.21 Strike: $28.21 $141,050.00
Disclosure

SEC source: 0001127602-17-006818 · form4.xml · derivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-02-16

Read SEC document
December 06, 2016 Filed Dec 7, 2016 12:14 UTC SIERRA BANCORP BSRR · Entity 5450 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069373 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,976

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.