Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIERRA BANCORPBSRR · Entity 5450 | EVP/Chief Financial Officer | May 22, 2026 | May 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIERRA BANCORP
Report date May 22, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,095 |
Ending reported balance
After 2026-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-22 · Exercise / conversion · Acquired 10,000 · Balance 49,095 Row 2 · 2026-05-22 · Sale · Disposed 10,000 · Balance 39,095 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $27.11 · Expires 2030-02-20 | Direct | 8,440 |
Reported balance
After 2026-05-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-22 · Exercise / conversion · Disposed 10,000 · Balance 8,440 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $27.11 · Expires 2030-02-20 | Direct | 1,560 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,560 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guaranty Bancorp
Report date December 31, 2018 · Filed January 03, 2019
Section 16 reporting ended · disclosed 2019-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-01-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-12-31 · Tax withholding · Disposed 2,432 · Balance 37,570 F1: Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Row 2 · 2019-01-01 · Exercise / conversion · Acquired 24,660 · Balance 62,230 F2: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger shares of performance-based restricted stock previously granted to the reporting person under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan and the Guaranty Bancorp 2015 Long-Term Incentive Plan vested on the Effective Date. Row 3 · 2019-01-01 · Disposition to issuer · Disposed 62,230 · Balance 0 F3: In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 27,999 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.
F2: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger shares of performance-based restricted stock previously granted to the reporting person under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan and the Guaranty Bancorp 2015 Long-Term Incentive Plan vested on the Effective Date.
F3: In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 27,999 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2026 Filed May 22, 2026 22:28 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $27.11 | $0.00 |
DisclosureSEC source: 0001130144-26-000054 · form4.xml · derivative · entry 4 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,440 Underlying: Common Stock · 10,000 shares Expires 2030-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2026 Filed May 22, 2026 22:28 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 10,000 | $38.18 | $381,768.00 |
DisclosureSEC source: 0001130144-26-000054 · form4.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,095 Read SEC document |
| May 22, 2026 Filed May 22, 2026 22:28 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 10,000 | $27.11 | $271,100.00 |
DisclosureSEC source: 0001130144-26-000054 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 22:23 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 800 | $36.09 | $28,872.00 |
DisclosureSEC source: 0001130144-26-000042 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,095 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| February 12, 2026 Filed Feb 13, 2026 23:36 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 2,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001130144-26-000022 · form4.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,895 F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. Read SEC document |
| February 12, 2026 Filed Feb 13, 2026 23:36 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 4,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001130144-26-000022 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,463 F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| November 18, 2025 Filed Nov 19, 2025 22:22 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 516 | $28.59 | $14,752.44 |
DisclosureSEC source: 0001130144-25-000015 · form4.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,778 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| November 18, 2025 Filed Nov 20, 2025 22:59 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 1,918 | $28.59 | $54,835.62 |
DisclosureSEC source: 0001130144-25-000017 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,860 F1 · shares: The performance awards issued on November 18, 2022, included 3,517 target shares and 1,759 excess shares for exceeding performance targets. The performance awards vesting on November 18, 2025, included 844 shares of the 1,759 total excess performance shares granted. The remaining 915 shares of excess performance awards granted were not earned and did not vest because the remaining performance criteria were not achieved and thus, those 915 shares were forfeited on November 18, 2025. Read SEC document |
| November 18, 2025 Filed Feb 3, 2026 23:44 UTC | SIERRA BANCORP BSRR · Entity 5450 | OtherCommon Stock | 915 | $28.59 | $26,159.85 |
DisclosureSEC source: 0001130144-26-000010 · form5.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,945 F1 · shares: The performance awards issued on November 18, 2022, included 3,517 target shares and 1,759 excess shares for exceeding performance targets. The performance awards vesting on November 18, 2025, included 844 shares of the 1,759 total excess performance shares granted. The remaining 915 shares of excess performance awards granted were not earned and did not vest because the remaining performance criteria were not achieved and thus, those 915 shares were forfeited on November 18, 2025. Read SEC document |
| November 16, 2025 Filed Nov 19, 2025 22:22 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 583 | $29.38 | $17,128.54 |
DisclosureSEC source: 0001130144-25-000015 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,294 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| August 20, 2025 Filed Aug 25, 2025 16:43 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 1,954 | $29.26 | $57,174.04 |
DisclosureSEC source: 0001127602-25-020901 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,877 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| February 13, 2025 Filed Feb 15, 2025 00:32 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 2,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004987 · form4.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,831 F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. Read SEC document |
| February 13, 2025 Filed Feb 15, 2025 00:32 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 4,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004987 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,349 F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 00:36 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 234 | $31.06 | $7,268.04 |
DisclosureSEC source: 0001127602-24-027754 · form4.xml · nonDerivative · entry 4 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,245 F4 · shares: The performance awards issued on November 19, 2021, included 1,380 target shares and 691 excess shares for exceeding performance targets. The performance awards vesting on November 19, 2024, included 185 shares of the 691 total excess performance shares granted. The remaining 506 shares of excess performance awards granted were not earned and did not vest because the remaining performance criteria were not achieved and thus, those 506 shares were forfeited on November 19, 2024. Read SEC document |
| November 19, 2024 Filed Jan 31, 2025 19:04 UTC | SIERRA BANCORP BSRR · Entity 5450 | OtherCommon Stock | 506 | $31.06 | $15,716.36 |
DisclosureSEC source: 0001127602-25-002576 · form5.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,739 F1 · shares: 506 shares of performance shares issued on 11/19/2021 that were forfeited on 11/19/2024 as the remaining performance criteria were not achieved. See Form 4 filed on 11/20/2024 for shares that vested. Read SEC document |
| November 18, 2024 Filed Nov 21, 2024 00:36 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 594 | $31.00 | $18,411.03 |
DisclosureSEC source: 0001127602-24-027754 · form4.xml · nonDerivative · entry 3 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,479 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| November 18, 2024 Filed Nov 21, 2024 00:36 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 794 | $31.00 | $24,610.03 |
DisclosureSEC source: 0001127602-24-027754 · form4.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,073 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| November 16, 2024 Filed Nov 21, 2024 00:36 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 672 | $31.33 | $21,053.76 |
DisclosureSEC source: 0001127602-24-027754 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,867 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:48 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 2,253 | $27.83 | $62,700.99 |
DisclosureSEC source: 0001127602-24-022743 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,539 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| November 19, 2023 Filed Nov 21, 2023 00:32 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 229 | $19.13 | $4,380.77 |
DisclosureSEC source: 0001127602-23-028071 · form4.xml · nonDerivative · entry 4 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,792 F4 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| November 18, 2023 Filed Nov 21, 2023 00:32 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 582 | $19.13 | $11,133.66 |
DisclosureSEC source: 0001127602-23-028071 · form4.xml · nonDerivative · entry 3 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,021 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 00:32 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 5,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028071 · form4.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,603 F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 00:32 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 3,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028071 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,640 F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| August 20, 2023 Filed Aug 22, 2023 20:03 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 2,204 | $20.78 | $45,799.12 |
DisclosureSEC source: 0001127602-23-023069 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,665 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| November 19, 2022 Filed Nov 22, 2022 02:02 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 229 | $21.32 | $4,882.28 |
DisclosureSEC source: 0001127602-22-026226 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,869 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:02 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 3,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026226 · form4.xml · nonDerivative · entry 3 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,822 F3 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:02 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 5,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026226 · form4.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,098 F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. Read SEC document |
| August 20, 2022 Filed Aug 24, 2022 00:44 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 2,164 | $22.14 | $47,910.96 |
DisclosureSEC source: 0001127602-22-021489 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,305 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 01:56 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 2,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-143196 · tm2133836-1_4seq1.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,469 F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 01:56 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 1,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-143196 · tm2133836-1_4seq1.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,398 F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 23:38 UTC | SIERRA BANCORP BSRR · Entity 5450 | Tax withholdingCommon Stock | 2,204 | $24.12 | $53,160.48 |
DisclosureSEC source: 0001127602-21-024183 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,018 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 22:06 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantCommon Stock | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024077 · form4.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in five (5) equal annual installments on the anniversary date of the grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. No consideration was paid by the reporting person for the award of restricted stock. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 1,560 | $27.11 Strike: $27.11 | $42,291.60 |
DisclosureSEC source: 0001127602-20-007403 · form4.xml · derivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560 Underlying: Common Stock · 1,560 shares Expires 2030-02-20 F2 · shares: The option vests in installments of 20% or 312 shares per year starting on the first anniversary of the grant date (02/20/2021) and will be fully vested on 02/20/2025 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 18,440 | $27.11 Strike: $27.11 | $499,908.40 |
DisclosureSEC source: 0001127602-20-007403 · form4.xml · derivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,440 Underlying: Common Stock · 18,440 shares Expires 2030-02-20 F1 · shares: The option vests in installments of 20% or 3,688 shares per year starting on the first anniversary of the grant date (02/20/2021) and will be fully vested on 02/20/2025. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 12:50 UTC | Guaranty Bancorp GBNK · Entity 161325 | Disposition to issuerVoting Common Stock | 62,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000115 · edgar.xml · nonDerivative · entry 3 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 27,999 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 12:50 UTC | Guaranty Bancorp GBNK · Entity 161325 | Exercise / conversionVoting Common Stock | 24,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000115 · edgar.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger shares of performance-based restricted stock previously granted to the reporting person under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan and the Guaranty Bancorp 2015 Long-Term Incentive Plan vested on the Effective Date. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 12:50 UTC | Guaranty Bancorp GBNK · Entity 161325 | Tax withholdingVoting Common Stock | 2,432 | $20.75 | $50,464.00 |
DisclosureSEC source: 0001179110-19-000115 · edgar.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,570 F1 · shares: Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 18:23 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 4,689 | $27.91 | $130,869.99 |
DisclosureSEC source: 0001179110-18-002129 · edgar.xml · nonDerivative · entry 4 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,002 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 18:23 UTC | Guaranty Bancorp GBNK · Entity 161325 | Tax withholdingVoting Common Stock | 2,582 | $27.80 | $71,779.60 |
DisclosureSEC source: 0001179110-18-002129 · edgar.xml · nonDerivative · entry 3 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,691 F3 · shares: Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 18:23 UTC | Guaranty Bancorp GBNK · Entity 161325 | Exercise / conversionVoting Common Stock | 5,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002129 · edgar.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of voting common stock received from the vesting of shares of performance-based restricted stock previously granted to the reporting person on February 3, 2015 under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 18:23 UTC | Guaranty Bancorp GBNK · Entity 161325 | GrantVoting Common Stock | 3,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002129 · edgar.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,744 F1 · shares: Represents shares of restricted stock that will vest in three equal installments beginning on February 12, 2019 and ending on February 12, 2021. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 16:18 UTC | Guaranty Bancorp GBNK · Entity 161325 | Tax withholdingVoting Common Stock | 3,434 | $27.65 | $94,950.10 |
DisclosureSEC source: 0001179110-18-000253 · edgar.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,299 F1 · shares: Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 16:13 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 6,000 | $26.63 | $159,780.00 |
DisclosureSEC source: 0001179110-17-010695 · edgar.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,733 Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 19:11 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 3,000 | $24.38 | $73,140.00 |
DisclosureSEC source: 0001179110-17-002112 · edgar.xml · nonDerivative · entry 4 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,733 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:11 UTC | Guaranty Bancorp GBNK · Entity 161325 | Tax withholdingVoting Common Stock | 2,064 | $24.80 | $51,187.20 |
DisclosureSEC source: 0001179110-17-002112 · edgar.xml · nonDerivative · entry 3 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,733 F3 · shares: Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:11 UTC | Guaranty Bancorp GBNK · Entity 161325 | Exercise / conversionVoting Common Stock | 5,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002112 · edgar.xml · nonDerivative · entry 2 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of voting common stock received from the vesting of shares of performance-based restricted stock previously granted to the reporting person on February 4, 2014 under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:11 UTC | Guaranty Bancorp GBNK · Entity 161325 | GrantVoting Common Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002112 · edgar.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,170 F1 · shares: Represents shares of restricted stock that will vest in three equal installments beginning on December 31, 2017 and ending on December 31, 2019. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:21 UTC | Guaranty Bancorp GBNK · Entity 161325 | Tax withholdingVoting Common Stock | 3,014 | $24.20 | $72,938.80 |
DisclosureSEC source: 0001179110-17-000201 · edgar.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,420 F1 · shares: Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 16:18 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 11,250 | $21.71 | $244,237.50 |
DisclosureSEC source: 0001179110-16-032523 · edgar.xml · nonDerivative · entry 1 Treece Christopher G · CIK 0001325532 · EVP, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,434 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.