Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2018 Filed Feb 14, 2018 19:35 UTC |
Tae Michael SCorporate VP, Corp. Strategy
|
GrantStock Option (Right to Buy) · Derivative | 8,357 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-002849 · doc4.xml · derivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 Underlying: Common Stock · 8,357 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:35 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
GrantStock Option (Right to Buy) · Derivative | 23,877 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-002848 · doc4.xml · derivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,877 Underlying: Common Stock · 23,877 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:35 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
GrantStock Option (Right to Buy) · Derivative | 16,714 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-002847 · doc4.xml · derivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,714 Underlying: Common Stock · 16,714 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:35 UTC |
MARCHESANI CHARLES JCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 13,132 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-002844 · doc4.xml · derivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,132 Underlying: Common Stock · 13,132 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:35 UTC |
KALENKA ROBERT FCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 8,357 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-002842 · doc4.xml · derivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 Underlying: Common Stock · 8,357 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:35 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 8,357 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-002840 · doc4.xml · derivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 Underlying: Common Stock · 8,357 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:35 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 16,714 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-002838 · doc4.xml · derivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,714 Underlying: Common Stock · 16,714 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 20:09 UTC |
Carey Thomas PCorporate VP
|
GrantStock Option (Right to Buy) · Derivative | 5,969 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-003025 · doc4.xml · derivative · entry 2 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,132 Underlying: Common Stock · 5,969 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 20:09 UTC |
Carey Thomas PCorporate VP
|
GrantStock Option (Right to Buy) · Derivative | 7,163 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-003025 · doc4.xml · derivative · entry 1 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,163 Underlying: Common Stock · 7,163 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 17:23 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000539 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,334 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 12:23 UTC |
Haviland Richard JDirector
|
GrantCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000540 · doc4.xml · nonDerivative · entry 1 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,884 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 12:23 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000544 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,334 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 12:23 UTC |
Levine Stuart RDirector
|
GrantCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000542 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,858 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 12:23 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000545 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,534 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 17:23 UTC |
keller brettDirector
|
GrantCommon Stock | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000541 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,729 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 12:23 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 83 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000538 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,246 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 17:23 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000543 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,545 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:45 UTC |
Carter Pamela LDirector
|
GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000676 · doc4.xml · nonDerivative · entry 1 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 15:33 UTC |
Markus Maura A.Director
|
GrantPhantom Stock · Derivative | 248.3992 | $90.58 | $22,500.00 |
DisclosureSEC source: 0001225208-18-000112 · doc4.xml · derivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,422.9315 Underlying: Common Stock · 248.3992 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 19:42 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 59,698 | $0.00 Strike: $24.25 | $0.00 |
DisclosureSEC source: 0001225208-17-018451 · doc4.xml · derivative · entry 3 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,698 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 19:42 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
SaleCommon Stock | 49,181 | $89.47 | $4,400,371.61 |
DisclosureSEC source: 0001225208-17-018451 · doc4.xml · nonDerivative · entry 2 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,999.6729 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.34 - $89.71, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 19:42 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
Exercise / conversionCommon Stock | 59,698 | $24.25 | $1,447,676.50 |
DisclosureSEC source: 0001225208-17-018451 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,180.6729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 10:17 UTC |
Haviland Richard JDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 12,600 | $0.00 Strike: $18.96 | $0.00 |
DisclosureSEC source: 0001225208-17-018339 · doc4.xml · derivative · entry 3 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,600 shares Expires 2018-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 10:17 UTC |
Haviland Richard JDirector
|
SaleCommon Stock | 7,655 | $88.51 | $677,540.22 |
DisclosureSEC source: 0001225208-17-018339 · doc4.xml · nonDerivative · entry 2 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,827 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.45 - $88.59, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 10:17 UTC |
Haviland Richard JDirector
|
Exercise / conversionCommon Stock | 12,600 | $18.96 | $238,896.00 |
DisclosureSEC source: 0001225208-17-018339 · doc4.xml · nonDerivative · entry 1 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:14 UTC |
Duelks Robert NDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017510 · doc4.xml · derivative · entry 2 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:14 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017510 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,277 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:14 UTC |
Haviland Richard JDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017511 · doc4.xml · derivative · entry 2 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:14 UTC |
Haviland Richard JDirector
|
GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017511 · doc4.xml · nonDerivative · entry 1 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,882 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:14 UTC |
PERNA THOMAS JDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017515 · doc4.xml · derivative · entry 2 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:14 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017515 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,277 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:14 UTC |
Levine Stuart RDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017513 · doc4.xml · derivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:14 UTC |
Levine Stuart RDirector
|
GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017513 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,801 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:14 UTC |
WEBER ALAN JDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017516 · doc4.xml · derivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:14 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017516 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,477 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:14 UTC |
keller brettDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017512 · doc4.xml · derivative · entry 2 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:14 UTC |
keller brettDirector
|
GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017512 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,715 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:13 UTC |
BRUN LESLIE ADirector
|
GrantStock Option (Right to Buy) · Derivative | 5,735 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017508 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,735 Underlying: Common Stock · 5,735 shares Expires 2027-11-16 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:13 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 1,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017508 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,163 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:14 UTC |
Markus Maura A.Director
|
GrantStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017514 · doc4.xml · derivative · entry 2 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:14 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017514 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:13 UTC |
Carter Pamela LDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017509 · doc4.xml · derivative · entry 2 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:13 UTC |
Carter Pamela LDirector
|
GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017509 · doc4.xml · nonDerivative · entry 1 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 20:16 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,460 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017285 · doc4.xml · derivative · entry 3 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,461 Underlying: Common Stock · 2,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on November 13, 2017 2,460 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on November 13, 2017 2,460 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on November 13, 2017 2,460 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on November 13, 2017 2,460 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 20:16 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Tax withholdingCommon Stock | 910 | $88.45 | $80,489.50 |
DisclosureSEC source: 0001225208-17-017285 · doc4.xml · nonDerivative · entry 2 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,803.327 Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 20:16 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017285 · doc4.xml · nonDerivative · entry 1 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,713.327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on November 13, 2017 2,460 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 11:58 UTC |
DALY RICHARD JDirector · President and CEO
|
SaleCommon Stock | 42,822 | $81.94 | $3,508,680.52 |
DisclosureSEC source: 0001225208-17-016221 · doc4.xml · nonDerivative · entry 2 DALY RICHARD J · CIK 0001198860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,951.0229 F1 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on September 6, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.72 - $82.19, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 11:58 UTC |
DALY RICHARD JDirector · President and CEO
|
SaleCommon Stock | 51,217 | $81.95 | $4,197,345.83 |
DisclosureSEC source: 0001225208-17-016221 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,773.0229 F1 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on September 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.73 - $82.29, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 16:20 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015891 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,414 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 12:20 UTC |
Haviland Richard JDirector
|
GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015892 · doc4.xml · nonDerivative · entry 1 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,019 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.