Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | Corporate Vice President | August 02, 2018 | August 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date August 02, 2018 · Filed August 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,128.1112 |
Reported balance
After 2018-08-02 transaction · row 1
1 source rowRow 1 · 2018-08-02 · Grant · Acquired 4,041 · Balance 18,128.1112 F1: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2018 Filed Aug 6, 2018 16:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 4,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012315 · doc4.xml · nonDerivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,128.1112 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2019. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 19:39 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 2,170 | $109.69 | $238,027.30 |
DisclosureSEC source: 0001225208-18-007122 · doc4.xml · nonDerivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,087.1112 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:35 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 13,132 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-18-002844 · doc4.xml · derivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,132 Underlying: Common Stock · 13,132 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 19:51 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 4,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013141 · doc4.xml · nonDerivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,257.1112 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2018. Read SEC document |
| May 23, 2017 Filed May 24, 2017 18:47 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,458 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-17-010346 · doc4.xml · derivative · entry 3 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,153 Underlying: Common Stock · 12,458 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 24, 2017 18:47 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 20,473 | $73.61 | $1,507,040.05 |
DisclosureSEC source: 0001225208-17-010346 · doc4.xml · nonDerivative · entry 2 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,855.1112 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.50 - $74.02, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 23, 2017 Filed May 24, 2017 18:47 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 12,458 | $36.97 | $460,572.26 |
DisclosureSEC source: 0001225208-17-010346 · doc4.xml · nonDerivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,328.1112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:47 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 2,765 | $67.95 | $187,881.75 |
DisclosureSEC source: 0001225208-17-007622 · doc4.xml · nonDerivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,870.1112 Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 15:05 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,719 | $0.00 Strike: $22.27 | $0.00 |
DisclosureSEC source: 0001225208-17-004800 · doc4.xml · derivative · entry 4 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,719 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 15:05 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 21,546 | $69.74 | $1,502,682.68 |
DisclosureSEC source: 0001225208-17-004800 · doc4.xml · nonDerivative · entry 3 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,635.1112 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.56 - $69.911933, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 15:05 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 14,577 | $69.75 | $1,016,814.26 |
DisclosureSEC source: 0001225208-17-004800 · doc4.xml · nonDerivative · entry 2 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,181.1112 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.55 - $70.01, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 15:05 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 25,719 | $22.27 | $572,762.13 |
DisclosureSEC source: 0001225208-17-004800 · doc4.xml · nonDerivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,758.1112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 16:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 15,298 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-17-002909 · doc4.xml · derivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,298 Underlying: Common Stock · 15,298 shares Expires 2027-02-10 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 10, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.