Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | Director | October 03, 2019 | October 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date October 03, 2019 · Filed October 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,594 |
Reported balance
After 2019-10-03 transaction · row 1
1 source rowRow 1 · 2019-10-03 · Grant · Acquired 67 · Balance 46,594 F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2019 Filed Oct 7, 2019 11:20 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013222 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,594 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,753 | $0.00 Strike: $64.89 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 13 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,753 shares Expires 2026-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 12 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,841 | $0.00 Strike: $36.35 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 11 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,841 shares Expires 2023-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,469 | $0.00 Strike: $45.09 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 10 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,469 shares Expires 2024-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,771 | $0.00 Strike: $56.37 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 9 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,771 shares Expires 2025-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 8 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 25,260 | $126.27 | $3,189,648.40 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 7 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,527 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.19 - $126.74, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 2,801 | $107.52 | $301,163.52 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 6 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 4,107 | $88.66 | $364,126.62 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 5 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 4,753 | $64.89 | $308,422.17 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 4 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 5,771 | $56.37 | $325,311.27 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 3 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 6,469 | $45.09 | $291,687.21 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 10,841 | $36.35 | $394,070.35 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 10:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010085 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,045 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| May 24, 2019 Filed May 28, 2019 14:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,074 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-19-008551 · doc4.xml · derivative · entry 9 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,074 shares Expires 2022-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2019 Filed May 28, 2019 14:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,869 | $0.00 Strike: $22.90 | $0.00 |
DisclosureSEC source: 0001225208-19-008551 · doc4.xml · derivative · entry 8 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,869 shares Expires 2021-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2019 Filed May 28, 2019 14:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,100 | $0.00 Strike: $21.94 | $0.00 |
DisclosureSEC source: 0001225208-19-008551 · doc4.xml · derivative · entry 7 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,100 shares Expires 2020-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2019 Filed May 28, 2019 14:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,982 | $0.00 Strike: $21.29 | $0.00 |
DisclosureSEC source: 0001225208-19-008551 · doc4.xml · derivative · entry 6 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,982 shares Expires 2022-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2019 Filed May 28, 2019 14:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 35,810 | $123.51 | $4,422,875.20 |
DisclosureSEC source: 0001225208-19-008551 · doc4.xml · nonDerivative · entry 5 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.42 - $123.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 24, 2019 Filed May 28, 2019 14:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 7,869 | $22.90 | $180,200.10 |
DisclosureSEC source: 0001225208-19-008551 · doc4.xml · nonDerivative · entry 4 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2019 Filed May 28, 2019 14:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 9,982 | $21.29 | $212,516.78 |
DisclosureSEC source: 0001225208-19-008551 · doc4.xml · nonDerivative · entry 3 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2019 Filed May 28, 2019 14:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 12,074 | $22.67 | $273,717.58 |
DisclosureSEC source: 0001225208-19-008551 · doc4.xml · nonDerivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2019 Filed May 28, 2019 14:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 15,100 | $21.94 | $331,294.00 |
DisclosureSEC source: 0001225208-19-008551 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 09:51 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006491 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,774 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 15:44 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000569 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,706 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 14:34 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,200 | $0.00 Strike: $17.66 | $0.00 |
DisclosureSEC source: 0001225208-18-015709 · doc4.xml · derivative · entry 3 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,200 shares Expires 2019-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 14:34 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 8,902 | $98.75 | $879,113.45 |
DisclosureSEC source: 0001225208-18-015709 · doc4.xml · nonDerivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,628 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.59 - $98.92, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 14:34 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 11,200 | $17.66 | $197,792.00 |
DisclosureSEC source: 0001225208-18-015709 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:28 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015419 · doc4.xml · derivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:28 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015419 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,330 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 14:40 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014426 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,700 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 10:03 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011429 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,647 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 11:05 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007301 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,602 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 11:50 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 8,304 | $106.05 | $880,639.20 |
DisclosureSEC source: 0001225208-18-005794 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,554 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.83 - $106.25, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 12:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000542 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,858 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:14 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017513 · doc4.xml · derivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 15:14 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017513 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,801 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 12:20 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015894 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,938 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| August 18, 2017 Filed Aug 18, 2017 14:40 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,600 | $0.00 Strike: $18.96 | $0.00 |
DisclosureSEC source: 0001225208-17-014159 · doc4.xml · derivative · entry 3 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,600 shares Expires 2018-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2017 Filed Aug 18, 2017 14:40 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 7,868 | $76.58 | $602,497.61 |
DisclosureSEC source: 0001225208-17-014159 · doc4.xml · nonDerivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,879 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.50 - $76.64, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 18, 2017 Filed Aug 18, 2017 14:40 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 12,600 | $18.96 | $238,896.00 |
DisclosureSEC source: 0001225208-17-014159 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 09:49 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012316 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,147 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 12:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007245 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,089 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 13:57 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000252 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,025 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 14:59 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $19.93 | $0.00 |
DisclosureSEC source: 0001225208-16-041983 · doc4.xml · derivative · entry 3 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 14:59 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 8,170 | $64.98 | $530,920.10 |
DisclosureSEC source: 0001225208-16-041983 · doc4.xml · nonDerivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,960 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.95 - $65.01, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 14:59 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 12,500 | $19.93 | $249,125.00 |
DisclosureSEC source: 0001225208-16-041983 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 11:59 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 4,753 | $0.00 Strike: $64.39 | $0.00 |
DisclosureSEC source: 0001225208-16-041970 · doc4.xml · derivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,753 Underlying: Common Stock · 4,753 shares Expires 2026-11-17 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 11:59 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041970 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,630 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.