Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2019 Filed Feb 12, 2019 14:44 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
GrantStock Option (Right to Buy) · Derivative | 8,196 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002254 · doc4.xml · derivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,196 Underlying: Common Stock · 8,196 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:44 UTC |
Gokey Timothy CPresident and CEO
|
GrantStock Option (Right to Buy) · Derivative | 99,831 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002252 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,831 Underlying: Common Stock · 99,831 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:44 UTC |
Carey Thomas PCorporate VP
|
GrantStock Option (Right to Buy) · Derivative | 14,712 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002249 · doc4.xml · derivative · entry 1 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,712 Underlying: Common Stock · 14,712 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 14:44 UTC |
DALY RICHARD JDirector · Executive Chairman
|
GrantStock Option (Right to Buy) · Derivative | 147,120 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002250 · doc4.xml · derivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,120 Underlying: Common Stock · 147,120 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:44 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 9,289 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002251 · doc4.xml · derivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,289 Underlying: Common Stock · 9,289 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:45 UTC |
Young James MCorporate VP and CFO
|
GrantStock Option (Right to Buy) · Derivative | 40,983 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002261 · doc4.xml · derivative · entry 1 Young James M · CIK 0001610934 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,983 Underlying: Common Stock · 40,983 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:45 UTC |
Taylor Julie R.Corporate VP and CHRO
|
GrantStock Option (Right to Buy) · Derivative | 13,661 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002260 · doc4.xml · derivative · entry 1 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,661 Underlying: Common Stock · 13,661 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:45 UTC |
Tae Michael SCorporate VP, Corp. Strategy
|
GrantStock Option (Right to Buy) · Derivative | 8,722 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002259 · doc4.xml · derivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,722 Underlying: Common Stock · 8,722 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:45 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
GrantStock Option (Right to Buy) · Derivative | 28,015 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002258 · doc4.xml · derivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,015 Underlying: Common Stock · 28,015 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:45 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
GrantStock Option (Right to Buy) · Derivative | 18,705 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002257 · doc4.xml · derivative · entry 2 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,705 Underlying: Common Stock · 18,705 shares Expires 2029-02-11 F2 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:45 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
GrantRestricted Stock Unit · Derivative | 10,246 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002257 · doc4.xml · derivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,246 Underlying: Common Stock · 10,246 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 11, 2020. F1 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 11, 2020. F1 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 11, 2020. F1 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:44 UTC |
KALENKA ROBERT FCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 8,932 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002253 · doc4.xml · derivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,932 Underlying: Common Stock · 8,932 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:44 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 20,617 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002248 · doc4.xml · derivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,617 Underlying: Common Stock · 20,617 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 20:44 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000567 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,188 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 15:45 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000571 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,188 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 15:44 UTC |
Levine Stuart RDirector
|
GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000569 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,706 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 15:45 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000572 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,388 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 20:44 UTC |
keller brettDirector
|
GrantCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000568 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,418 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 15:44 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000565 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,973 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 20:44 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000570 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,308 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 20:44 UTC |
Carter Pamela LDirector
|
GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000566 · doc4.xml · nonDerivative · entry 1 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,510 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 15:19 UTC |
Markus Maura A.Director
|
GrantPhantom Stock · Derivative | 259.7403 | $96.25 | $25,000.00 |
DisclosureSEC source: 0001225208-19-000199 · doc4.xml · derivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,329.213 Underlying: Common Stock · 259.7403 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 14:34 UTC |
Levine Stuart RDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,200 | $0.00 Strike: $17.66 | $0.00 |
DisclosureSEC source: 0001225208-18-015709 · doc4.xml · derivative · entry 3 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,200 shares Expires 2019-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 14:34 UTC |
Levine Stuart RDirector
|
SaleCommon Stock | 8,902 | $98.75 | $879,113.45 |
DisclosureSEC source: 0001225208-18-015709 · doc4.xml · nonDerivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,628 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.59 - $98.92, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 14:34 UTC |
Levine Stuart RDirector
|
Exercise / conversionCommon Stock | 11,200 | $17.66 | $197,792.00 |
DisclosureSEC source: 0001225208-18-015709 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 18:30 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,461 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015506 · doc4.xml · derivative · entry 3 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on November 12, 2018 2,461 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on November 12, 2018 2,461 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on November 12, 2018 2,461 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on November 12, 2018 2,461 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 18:30 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Tax withholdingCommon Stock | 1,206 | $106.24 | $128,125.44 |
DisclosureSEC source: 0001225208-18-015506 · doc4.xml · nonDerivative · entry 2 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,430.327 Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 18:30 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionCommon Stock | 2,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015506 · doc4.xml · nonDerivative · entry 1 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,636.327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on November 12, 2018 2,461 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 15:28 UTC |
Duelks Robert NDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015417 · doc4.xml · derivative · entry 2 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 15:28 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015417 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,110 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:28 UTC |
PERNA THOMAS JDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015421 · doc4.xml · derivative · entry 2 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:28 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015421 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,110 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:28 UTC |
Levine Stuart RDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015419 · doc4.xml · derivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:28 UTC |
Levine Stuart RDirector
|
GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015419 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,330 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:29 UTC |
WEBER ALAN JDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015422 · doc4.xml · derivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:29 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015422 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,310 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 15:28 UTC |
keller brettDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015418 · doc4.xml · derivative · entry 2 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 15:28 UTC |
keller brettDirector
|
GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015418 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,396 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:28 UTC |
BRUN LESLIE ADirector
|
GrantStock Option (Right to Buy) · Derivative | 3,840 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015415 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 Underlying: Common Stock · 3,840 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:28 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015415 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,861 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 15:28 UTC |
Carter Pamela LDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015416 · doc4.xml · derivative · entry 2 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 15:28 UTC |
Carter Pamela LDirector
|
GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015416 · doc4.xml · nonDerivative · entry 1 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 15:28 UTC |
Markus Maura A.Director
|
GrantStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015420 · doc4.xml · derivative · entry 2 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 15:28 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015420 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,261 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 12:17 UTC |
DALY RICHARD JDirector · CEO
|
SaleCommon Stock | 67,974 | $126.61 | $8,606,507.62 |
DisclosureSEC source: 0001225208-18-014488 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,673.0229 F1 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 8, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.63 - $128.09, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 18:40 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014423 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,480 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 14:40 UTC |
Haviland Richard JDirector
|
GrantCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014424 · doc4.xml · nonDerivative · entry 1 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,900 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 14:40 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014428 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,480 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 14:40 UTC |
Levine Stuart RDirector
|
GrantCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014426 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,700 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 14:40 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014429 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,680 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.