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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionPerformance Shares · Derivative 10,774 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007218 · doc4.xml · derivative · entry 7

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,458

Underlying: Common Stock, $0.10 par value · 10,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantPerformance Shares · Derivative 3,293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007218 · doc4.xml · derivative · entry 6

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,232

Underlying: Common Stock, $0.10 par value · 3,293 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantPerformance Shares · Derivative 9,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007218 · doc4.xml · derivative · entry 5

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,939

Underlying: Common Stock, $0.10 par value · 9,518 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantPerformance Shares · Derivative 11,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007218 · doc4.xml · derivative · entry 4

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,421

Underlying: Common Stock, $0.10 par value · 11,113 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantMarket Share Units · Derivative 15,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007218 · doc4.xml · derivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock, $0.10 par value · 15,250 shares

Expires not disclosed

F3 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F4 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F4 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 3,919 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007218 · doc4.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,659

F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 10,774 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007218 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
Exercise / conversionPerformance Shares · Derivative 278,347 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007217 · doc4.xml · derivative · entry 5

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,859

Underlying: Common Stock, $0.10 par value · 278,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
GrantPerformance Shares · Derivative 88,684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007217 · doc4.xml · derivative · entry 4

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,206

Underlying: Common Stock, $0.10 par value · 88,684 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F7 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
GrantPerformance Shares · Derivative 113,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007217 · doc4.xml · derivative · entry 3

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,522

Underlying: Common Stock, $0.10 par value · 113,607 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F5 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F4 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F4 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
GrantPerformance Shares · Derivative 151,754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007217 · doc4.xml · derivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,915

Underlying: Common Stock, $0.10 par value · 151,754 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F3 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F2 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F2 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
Exercise / conversionCommon Stock, $0.10 par value 278,347 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007217 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
SIGAL ELLIOTEVP, CSO & President R&D
Exercise / conversionPerformance Shares · Derivative 72,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007220 · doc4.xml · derivative · entry 8

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,848

Underlying: Common Stock, $0.10 par value · 72,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
SIGAL ELLIOTEVP, CSO & President R&D
GrantPerformance Shares · Derivative 22,954 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007220 · doc4.xml · derivative · entry 7

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,891

Underlying: Common Stock, $0.10 par value · 22,954 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
SIGAL ELLIOTEVP, CSO & President R&D
GrantPerformance Shares · Derivative 26,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007220 · doc4.xml · derivative · entry 6

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,937

Underlying: Common Stock, $0.10 par value · 26,772 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
SIGAL ELLIOTEVP, CSO & President R&D
GrantPerformance Shares · Derivative 39,278 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007220 · doc4.xml · derivative · entry 5

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,165

Underlying: Common Stock, $0.10 par value · 39,278 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
SIGAL ELLIOTEVP, CSO & President R&D
GrantMarket Share Units · Derivative 48,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007220 · doc4.xml · derivative · entry 4

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,248

Underlying: Common Stock, $0.10 par value · 48,248 shares

Expires not disclosed

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
SIGAL ELLIOTEVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 33,393 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007220 · doc4.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,651

F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
SIGAL ELLIOTEVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 72,043 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007220 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionPerformance Shares · Derivative 21,802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · derivative · entry 8

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,047

Underlying: Common Stock, $0.10 par value · 21,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
GrantPerformance Shares · Derivative 6,662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · derivative · entry 7

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,849

Underlying: Common Stock, $0.10 par value · 6,662 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
GrantPerformance Shares · Derivative 9,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · derivative · entry 6

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,187

Underlying: Common Stock, $0.10 par value · 9,518 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
GrantPerformance Shares · Derivative 11,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · derivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,669

Underlying: Common Stock, $0.10 par value · 11,400 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
GrantMarket Share Units · Derivative 27,156 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · derivative · entry 4

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,156

Underlying: Common Stock, $0.10 par value · 27,156 shares

Expires not disclosed

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 7,926 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,070

F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionCommon Stock, $0.10 par value 21,802 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
March 02, 2010 Filed Dec 29, 2011 16:33 UTC Amendment Exercise / conversionPerformance Shares · Derivative 5,821 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-027015 · primary_doc.xml · derivative · entry 2

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,821 shares

Expires 2010-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F4 · shares: Consists of performance shares earned for 2007 and 2008 under the 2007-2009 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F2 · balance_after: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2007-2009 Long-Term Performance Award and to correct the number of derivative securities beneficially owned following the reported transactions.

Read SEC document
March 02, 2010 Filed Dec 29, 2011 16:33 UTC Amendment Exercise / conversionPerformance Shares · Derivative 2,562 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-027015 · primary_doc.xml · derivative · entry 1

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,472

Underlying: Common Stock, $0.10 par value · 2,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F2 · shares: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2007-2009 Long-Term Performance Award and to correct the number of derivative securities beneficially owned following the reported transactions.

F3 · shares: Consists of performance shares earned for 2009 under the 2007-2009 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F2 · balance_after: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2007-2009 Long-Term Performance Award and to correct the number of derivative securities beneficially owned following the reported transactions.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:24 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionRestricted Stock Units · Derivative 2,593 $24.57 Strike: $0.00 $63,710.01
Disclosure

SEC source: 0001225208-10-006832 · doc4.xml · derivative · entry 4

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,370

Underlying: Common Stock, $0.10 par value · 2,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.expiration_date: Each restricted stock unit converts into one share of common stock upon vesting.

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March 01, 2010 Filed Mar 3, 2010 21:24 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Tax withholdingCommon Stock, $0.10 par value 597 $24.57 $14,668.29
Disclosure

SEC source: 0001225208-10-006832 · doc4.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,068.58

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:24 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionCommon Stock, $0.10 par value 2,593 $24.57 $63,710.01
Disclosure

SEC source: 0001225208-10-006832 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,665.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:24 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 616 $24.57 $15,135.12
Disclosure

SEC source: 0001225208-10-006833 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,804

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:24 UTC
LEUNG SANDRASVP and General Counsel
Tax withholdingCommon Stock, $0.10 par value 209 $24.57 $5,135.13
Disclosure

SEC source: 0001225208-10-006834 · doc4.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,785

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:24 UTC
Zito Robert TSVP & Chief Comm Officer
Tax withholdingCommon Stock, $0.10 par value 762 $24.57 $18,722.34
Disclosure

SEC source: 0001225208-10-006835 · doc4.xml · nonDerivative · entry 1

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,289

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:24 UTC
ANDREOTTI LAMBERTODirector · Pres & Chief Operating Officer
Tax withholdingCommon Stock, $0.10 par value 2,959 $24.57 $72,702.63
Disclosure

SEC source: 0001225208-10-006836 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,760

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

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March 01, 2010 Filed Mar 3, 2010 21:24 UTC
MCBRIDE ANTHONY ASVP Human Resources
Tax withholdingCommon Stock, $0.10 par value 274 $24.57 $6,732.18
Disclosure

SEC source: 0001225208-10-006838 · doc4.xml · nonDerivative · entry 1

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,980.29

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:25 UTC Tax withholdingCommon Stock, $0.10 par value 235 $24.57 $5,773.95
Disclosure

SEC source: 0001225208-10-006840 · doc4.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,425.25

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:25 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 239 $24.57 $5,872.23
Disclosure

SEC source: 0001225208-10-006841 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,851

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:25 UTC
HOOPER ANTHONY CPresident Americas
Tax withholdingCommon Stock, $0.10 par value 1,100 $24.57 $27,027.00
Disclosure

SEC source: 0001225208-10-006843 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,653

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:25 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
Tax withholdingCommon Stock, $0.10 par value 430 $24.57 $10,565.10
Disclosure

SEC source: 0001225208-10-006842 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,601

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:25 UTC
SIGAL ELLIOTEVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 2,039 $24.57 $50,098.23
Disclosure

SEC source: 0001225208-10-006844 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,001

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:25 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 841 $24.57 $20,663.37
Disclosure

SEC source: 0001225208-10-006845 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,194

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
February 25, 2010 Filed Mar 1, 2010 16:55 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
SaleCommon Stock, $0.10 par value 10,752 $24.35 $261,811.20
Disclosure

SEC source: 0001225208-10-006204 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,031

Read SEC document
February 01, 2010 Filed Feb 2, 2010 18:31 UTC GrantDeferred Share Units · Derivative 4,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003016 · doc4.xml · derivative · entry 1

FREEH LOUIS J · CIK 0001279230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,921.18

Underlying: Common Stock, $0.10 par value · 4,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · ownership.direct: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2010 Filed Feb 2, 2010 18:31 UTC GrantDeferred Share Units · Derivative 4,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003017 · doc4.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,366.94

Underlying: Common Stock, $0.10 par value · 4,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2010 Filed Feb 2, 2010 18:31 UTC GrantDeferred Share Units · Derivative 4,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003018 · doc4.xml · derivative · entry 1

Williams R Sanders · CIK 0001375347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,575.45

Underlying: Common Stock, $0.10 par value · 4,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2010 Filed Feb 2, 2010 18:31 UTC GrantDeferred Share Units · Derivative 4,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003019 · doc4.xml · derivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,954.67

Underlying: Common Stock, $0.10 par value · 4,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2010 Filed Feb 2, 2010 18:31 UTC GrantDeferred Share Units · Derivative 4,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003020 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,990.28

Underlying: Common Stock, $0.10 par value · 4,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2010 Filed Feb 2, 2010 18:31 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 4,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003021 · doc4.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,272.96

Underlying: Common Stock, $0.10 par value · 4,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2010 Filed Feb 2, 2010 18:31 UTC GrantDeferred Share Units · Derivative 4,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003022 · doc4.xml · derivative · entry 1

GLIMEHER LAURIE H · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,036.65

Underlying: Common Stock, $0.10 par value · 4,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.