Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Director | February 01, 2017 | February 03, 2017 |
| FUELCELL ENERGY INCFCEL · Entity 4760 | Director | April 06, 2017 | April 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date February 01, 2017 · Filed February 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 50,494.578 |
Reported balance
After 2017-02-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-02-01 · Grant · Acquired 3,448.975 · Balance 50,494.578 F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.
F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.
FUELCELL ENERGY INC
Report date April 06, 2017 · Filed April 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,015 |
Reported balance
After 2017-04-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-04-06 · Grant · Acquired 18,667 · Balance 23,015 F1: For services rendered as director F2: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service |
Filing footnotes · ownership attribution and instrument terms
F1: For services rendered as director
F2: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2017 Filed Apr 10, 2017 21:34 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantDeferred Stock Unit · Derivative | 18,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007878 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,015 Underlying: Common Stock · 18,667 shares Expires not disclosed F1 · shares: For services rendered as director F2 · price: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service F2 · derivative.exercise_date: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service F2 · derivative.expiration_date: Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 3,448.975 | $49.29 | $169,999.98 |
DisclosureSEC source: 0000014272-17-000038 · wf-form4_148616041305174.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,494.578 Underlying: Common Stock, $0.10 par value · 3,448.975 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2016 Filed Feb 3, 2016 22:00 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 2,795.133 | $60.82 | $169,999.99 |
DisclosureSEC source: 0000014272-16-000278 · wf-form4_145453680347686.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,857.639 Underlying: Common Stock, $0.10 par value · 2,795.133 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 23:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 2,654.72 | $60.27 | $159,999.97 |
DisclosureSEC source: 0000014272-15-000041 · wf-form4_142300544561777.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,075.26 Underlying: Common Stock, $0.10 par value · 2,654.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 3,192 | $50.12 | $159,983.04 |
DisclosureSEC source: 0000014272-14-000036 · wf-form4_139155085801470.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,127.79 Underlying: Common Stock, $0.10 par value · 3,192 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 21:19 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,364 | $36.66 | $159,984.24 |
DisclosureSEC source: 0001225208-13-002985 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,128.5 Underlying: Common Stock, $0.10 par value · 4,364 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,313 | $32.46 | $139,999.98 |
DisclosureSEC source: 0001225208-12-003079 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,623.38 Underlying: Common Stock, $0.10 par value · 4,313 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 22:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 190.17 | $35.33 | $6,718.71 |
DisclosureSEC source: 0001225208-12-000605 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,058.37 Underlying: Common Stock, $0.10 par value · 190.17 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2011 Filed Oct 5, 2011 00:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 214.31 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-022954 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,619.81 Underlying: Common Stock, $0.10 par value · 214.31 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 18:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 233.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-017313 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,139.16 Underlying: Common Stock, $0.10 par value · 233.13 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2011 Filed Apr 4, 2011 19:15 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 254.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-010880 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,642.93 Underlying: Common Stock, $0.10 par value · 254.21 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 20:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004712 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,388.72 Underlying: Common Stock, $0.10 par value · 4,935 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 18:23 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 84.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009607 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,606.42 Underlying: Common Stock, $0.10 par value · 84.35 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 18:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,490 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003017 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,366.94 Underlying: Common Stock, $0.10 par value · 4,490 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2009 Filed Jan 5, 2010 21:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 161.89 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-000625 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,876.94 Underlying: Common Stock, $0.10 par value · 161.89 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 17:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 138.4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-019890 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,551.32 Underlying: Common Stock, $0.10 par value · 138.4 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 20:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 165.11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-015043 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,253.62 Underlying: Common Stock, $0.10 par value · 165.11 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2009 Filed Apr 2, 2009 15:04 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 121.53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-009469 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,912.86 Underlying: Common Stock, $0.10 par value · 121.53 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 02, 2009 Filed Feb 26, 2009 16:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 5,093 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-004957 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,791.33 Underlying: Common Stock, $0.10 par value · 5,093 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:06 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 162.83 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-000504 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,619.35 Underlying: Common Stock, $0.10 par value · 162.83 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 19:04 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 183.64 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-015557 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,376.2 Underlying: Common Stock, $0.10 par value · 183.64 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 20:45 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 182.92 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-011381 · doc4.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,033.13 Underlying: Common Stock, $0.10 par value · 182.92 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2008 Filed Jul 17, 2008 21:31 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 267.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-012138 · doc4a.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,117.8 Underlying: Common Stock, $0.10 par value · 267.59 shares Expires not disclosed F1 · security: This Form 4 is being amended to correct the number of deferred share units that were acquired on June 30, 2008. F2 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F3 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2008 Filed Apr 2, 2008 20:41 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 136.55 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-08-000130 · wes854.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,784.55 Underlying: Common Stock, $0.10 par value · 136.55 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 21:27 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 4,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-08-000047 · wes792.xml · derivative · entry 1 WEST TOGO D JR · CIK 0001117026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,648 Underlying: Common Stock, $0.10 par value · 4,648 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.