Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Director | April 06, 2017 | April 10, 2017 |
| Corteva, Inc.CTVA · Entity 3006 | Director | April 30, 2025 | May 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date April 06, 2017 · Filed April 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 935,571 |
Ending reported balance
After 2017-04-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-04-06 · Sale · Disposed 17,000 · Balance 952,571 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F2: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.585 to $53.52, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2017-04-07 · Sale · Disposed 17,000 · Balance 935,571 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.885 to $53.645, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Indirect2016 Trust | 200,000 |
Reported balance
Holding disclosure · report date 2017-04-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200,000 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Indirect2015 Trust | 41,273 |
Reported balance
Holding disclosure · report date 2017-04-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 41,273 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.
F2: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.585 to $53.52, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.885 to $53.645, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Corteva, Inc.
Report date April 30, 2025 · Filed May 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,784.1509 |
Reported balance
After 2025-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-04-30 · Grant · Acquired 2,990 · Balance 37,784.1509 F1: Includes acquisition of 336.7595 shares pursuant to dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes acquisition of 336.7595 shares pursuant to dividend reinvestment.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DuPont de Nemours, Inc.
Report date September 18, 2017 · Filed June 26, 2019
Section 16 reporting ended · disclosed 2019-06-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,348 |
Reported balance
After 2017-09-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-18 · Purchase · Acquired 85 · Balance 18,348 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F2: Represents unvested RSUs and direct ownership. |
| Common StockSEC Table I · non-derivative | Direct | 18,631.7889 |
Reported balance
After 2018-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-03-08 · Sale · Disposed 85 · Balance 18,631.7889 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F3: Represents unvested RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 22,231.3904 |
Reported balance
After 2019-05-21 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-05-21 · Purchase · Acquired 270 · Balance 22,231.3904 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F2: Represents unvested RSUs and direct ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy.
F2: Represents unvested RSUs and direct ownership.
F3: Represents unvested RSUs.
EIDP, Inc.
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 14,242.6413 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 18,263 shares or stock units, as applicable, of DowDuPont common stock having a market value of $ 67.18 per share, or stock units, as applicable, on the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 18,263 shares or stock units, as applicable, of DowDuPont common stock having a market value of $ 67.18 per share, or stock units, as applicable, on the effective date of the merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2025 Filed May 2, 2025 16:52 UTC | Corteva, Inc. CTVA · Entity 3006 | GrantCommon Stock | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-062883 · ownership.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,784.1509 F1 · balance_after: Includes acquisition of 336.7595 shares pursuant to dividend reinvestment. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 18:34 UTC | Corteva, Inc. CTVA · Entity 3006 | GrantCommon Stock | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-050768 · ownership.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,457.3914 F1 · balance_after: Includes acquisition of 336.4754 shares pursuant to dividend reinvestment. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 16:38 UTC | Corteva, Inc. CTVA · Entity 3006 | GrantCommon Stock | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025544 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,020.916 F1 · shares: Represents grant of restricted stock units with provisions limiting transfer until the first anniversary of the grant date. F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment. Read SEC document |
| April 29, 2022 Filed May 3, 2022 16:19 UTC | Corteva, Inc. CTVA · Entity 3006 | GrantCommon Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026697 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,968.3557 F1 · shares: Represents grant of restricted stock units with provisions limiting transfer until the first anniversary of the grant date. F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment. Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:31 UTC | Corteva, Inc. CTVA · Entity 3006 | GrantCommon Stock | 3,480 | $48.86 | $170,032.80 |
DisclosureSEC source: 0001209191-21-031779 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,725.9132 F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service on the Issuer's board of directors. F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 16:55 UTC | Corteva, Inc. CTVA · Entity 3006 | GrantCommon Stock | 6,500 | $26.19 | $170,235.00 |
DisclosureSEC source: 0001209191-20-026333 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,922.6912 F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors. F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 17:17 UTC | Corteva, Inc. CTVA · Entity 3006 | SaleCommon Stock | 90 | $29.11 | $2,619.90 |
DisclosureSEC source: 0001209191-20-006991 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,347.5429 F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 19:03 UTC | Corteva, Inc. CTVA · Entity 3006 | GrantCommon Stock | 6,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034940 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,219.4381 F1 · shares: Represents annual grant of restricted stock units which will vest following six (6) months of service and settle upon the Reporting Person's separation from service, subject to the Issuer's stock ownership guidelines applicable to non-employee directors. Read SEC document |
| May 21, 2019 Filed Jun 26, 2019 23:32 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | PurchaseCommon Stock | 270 | $31.99 | $8,637.30 |
DisclosureSEC source: 0001666700-19-000061 · edgar.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,231.3904 F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F2 · balance_after: Represents unvested RSUs and direct ownership. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:36 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GrantCommon Stock | 119.3315 | $65.58 | $7,825.76 |
DisclosureSEC source: 0001666700-18-000046 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,655.5431 F1 · balance_after: Represents unvested RSUs Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:44 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GrantCommon Stock | 120.1198 | $67.75 | $8,138.12 |
DisclosureSEC source: 0001666700-18-000028 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,536.2116 F1 · balance_after: Represents unvested RSUs Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:09 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001666700-18-000015 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,416.0918 F1 · balance_after: Includes unvested restricted stock units. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:38 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GrantCommon Stock | 104.3029 | $67.88 | $7,080.08 |
DisclosureSEC source: 0001666700-18-000011 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,736.0918 F1 · balance_after: Represents unvested RSUs Read SEC document |
| March 08, 2018 Filed Jun 26, 2019 23:32 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | SaleCommon Stock | 85 | $70.31 | $5,976.35 |
DisclosureSEC source: 0001666700-19-000061 · edgar.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,631.7889 F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F3 · balance_after: Represents unvested RSUs. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:03 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GrantCommon Stock | 100.5979 | $70.00 | $7,041.85 |
DisclosureSEC source: 0001666700-17-000031 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,631.7889 F1 · balance_after: Represents unvested RSUs; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:49 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GrantCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001666700-17-000027 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,553.2447 F1 · balance_after: Includes unvested restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 22:59 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GrantCommon Stock | 100.2447 | $69.23 | $6,939.94 |
DisclosureSEC source: 0000030554-17-000048 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,363.2447 F1 · balance_after: Represents unvested RSUs. Read SEC document |
| September 18, 2017 Filed Jun 26, 2019 23:32 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | PurchaseCommon Stock | 85 | $70.19 | $5,966.00 |
DisclosureSEC source: 0001666700-19-000061 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,348 F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F2 · balance_after: Represents unvested RSUs and direct ownership. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:49 UTC | EIDP, Inc. DD · Entity 9455 | Disposition to issuerCommon Stock | 14,242.6413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030554-17-000039 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 18,263 shares or stock units, as applicable, of DowDuPont common stock having a market value of $ 67.18 per share, or stock units, as applicable, on the effective date of the merger. F1 · price: Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 18,263 shares or stock units, as applicable, of DowDuPont common stock having a market value of $ 67.18 per share, or stock units, as applicable, on the effective date of the merger. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:57 UTC | EIDP, Inc. DD · Entity 9455 | GrantCommon Stock | 56.7451 | $82.14 | $4,661.04 |
DisclosureSEC source: 0000030554-17-000027 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,242.6413 F1 · balance_after: Represents unvested RSUs. Read SEC document |
| May 24, 2017 Filed May 25, 2017 20:37 UTC | EIDP, Inc. DD · Entity 9455 | GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000030554-17-000019 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,185.896 F1 · balance_after: Includes unvested restricted stock units. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 21:09 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 17,000 | $53.22 | $904,791.00 |
DisclosureSEC source: 0000014272-17-000125 · wf-form4_149185856045658.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.885 to $53.645, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:09 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 17,000 | $53.29 | $905,964.00 |
DisclosureSEC source: 0000014272-17-000125 · wf-form4_149185856045658.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 952,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.585 to $53.52, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantCommon Stock, $0.10 par value | 459 | $54.38 | $24,960.42 |
DisclosureSEC source: 0000014272-17-000113 · wf-form4_149134789572482.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,571 F1 · shares: Shares awarded to Mr. Andreotti for service as Non-Executive Chairman. Read SEC document |
| March 28, 2017 Filed Mar 29, 2017 22:19 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 17,000 | $56.20 | $955,369.40 |
DisclosureSEC source: 0000014272-17-000099 · wf-form4_149082595576646.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,112 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.05 to $56.33, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:19 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 17,000 | $56.14 | $954,451.40 |
DisclosureSEC source: 0000014272-17-000099 · wf-form4_149082595576646.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986,112 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $55.61 to $56.28, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:54 UTC | EIDP, Inc. DD · Entity 9455 | GrantCommon Stock | 57.6862 | $80.42 | $4,639.12 |
DisclosureSEC source: 0000030554-17-000006 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,265.8962 F1 · balance_after: Represents unvested RSUs. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 102,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000084 · wf-form4_148953783426382.xml · derivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 102,174 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F1 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 56,993 | $58.32 | $3,323,831.76 |
DisclosureSEC source: 0000014272-17-000084 · wf-form4_148953783426382.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,112 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 102,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000084 · wf-form4_148953783426382.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 3,448.975 | $49.29 | $169,999.98 |
DisclosureSEC source: 0000014272-17-000031 · wf-form4_148616026790826.xml · derivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,573.893 Underlying: Common Stock, $0.10 par value · 3,448.975 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 100,000 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0000014272-17-000019 · wf-form4_148598542050870.xml · derivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 100,000 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person made a cash exercise of an option and is currently holding the underlying shares. F2 · derivative.exercise_date: All of the shares are currently exercisable. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 100,000 | $27.01 | $2,701,000.00 |
DisclosureSEC source: 0000014272-17-000019 · wf-form4_148598542050870.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957,931.001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantCommon Stock, $0.10 par value | 427 | $58.44 | $24,953.88 |
DisclosureSEC source: 0000014272-17-000008 · wf-form4_148357919587933.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,931.001 F1 · shares: Shares awarded to Mr. Andreotti for service as Non-Executive Chairman. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:30 UTC | EIDP, Inc. DD · Entity 9455 | GrantCommon Stock | 62.6147 | $73.71 | $4,615.33 |
DisclosureSEC source: 0000030554-16-000159 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,208.21 F1 · balance_after: Represents unvested RSUs. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 21:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 305,909 | $0.00 Strike: $22.14 | $0.00 |
DisclosureSEC source: 0000014272-16-000497 · wf-form4_147820810923687.xml · derivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 305,909 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person made a cash exercise of an option and is currently holding the underlying shares. F2 · derivative.exercise_date: All of the shares are currently exercisable. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 21:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 305,909 | $22.14 | $6,772,825.26 |
DisclosureSEC source: 0000014272-16-000497 · wf-form4_147820810923687.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,777.001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 21:00 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 368,706 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0000014272-16-000483 · wf-form4_147639239972311.xml · derivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 368,706 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person made a cash exercise of an option and is currently holding the underlying shares. F2 · derivative.exercise_date: All of the shares are currently exercisable. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 21:00 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 368,706 | $17.51 | $6,456,042.06 |
DisclosureSEC source: 0000014272-16-000483 · wf-form4_147639239972311.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,868.001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantCommon Stock, $0.10 par value | 463 | $53.92 | $24,964.96 |
DisclosureSEC source: 0000014272-16-000476 · wf-form4_147561778934395.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,162.001 F1 · shares: Shares awarded to Mr. Andreotti for service as Non-Executive Chairman. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 20:51 UTC | EIDP, Inc. DD · Entity 9455 | GrantCommon Stock | 67.3279 | $68.17 | $4,589.74 |
DisclosureSEC source: 0000030554-16-000148 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,145.5953 F1 · balance_after: Represents unvested RSUs. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 10,800 | $56.97 | $615,276.00 |
DisclosureSEC source: 0000014272-16-000469 · wf-form4_147345369744632.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,699.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.34 to $57.23, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 10,800 | $56.77 | $613,116.00 |
DisclosureSEC source: 0000014272-16-000469 · wf-form4_147345369744632.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,499.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.42 to $57.42, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 25, 2016 Filed Aug 25, 2016 21:10 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,600 | $58.92 | $683,472.00 |
DisclosureSEC source: 0000014272-16-000465 · wf-form4_147215941704915.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,299.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.39 to $59.38, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 24, 2016 Filed Aug 25, 2016 21:10 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 8,100 | $59.69 | $483,489.00 |
DisclosureSEC source: 0000014272-16-000465 · wf-form4_147215941704915.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,899.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.51 to $59.89, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 24, 2016 Filed Aug 25, 2016 21:10 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 3,500 | $58.82 | $205,870.00 |
DisclosureSEC source: 0000014272-16-000465 · wf-form4_147215941704915.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,999.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.41 to $59.38, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 08, 2016 Filed Jul 11, 2016 21:12 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 5,700 | $75.35 | $429,495.00 |
DisclosureSEC source: 0000014272-16-000454 · wf-form4_146827154552064.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,499.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $75.125 to $75.66, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 08, 2016 Filed Jul 11, 2016 21:12 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 5,900 | $74.74 | $440,966.00 |
DisclosureSEC source: 0000014272-16-000454 · wf-form4_146827154552064.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,199.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $74.12 to $75.105, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 07, 2016 Filed Jul 11, 2016 21:12 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,600 | $73.86 | $856,776.00 |
DisclosureSEC source: 0000014272-16-000454 · wf-form4_146827154552064.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,099.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $73.68 to $74.14, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 22:09 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantCommon Stock, $0.10 par value | 474 | $73.55 | $34,862.70 |
DisclosureSEC source: 0000014272-16-000436 · wf-form4_146775652869021.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,699.001 F1 · shares: Shares awarded to Mr. Andreotti for service as Non-Executive Chairman. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.