TapewireFind a company

person · Reporting owner

Carlo de Notaristefani

Disclosed activity across 1 company

Tapewire entity
16857
SEC CIK
0001313754

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BRISTOL MYERS SQUIBB COBMY · Entity 1662Pres Tech Ops & Supp FnctnsJune 14, 2011June 15, 2011

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRISTOL MYERS SQUIBB CO

Report date June 14, 2011 · Filed June 15, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.10 par valueSEC Table I · non-derivativeDirect7,578 Ending reported balance After 2011-06-14 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2011-06-14 · Exercise / conversion · Acquired 221,455 · Balance 319,033

Row 2 · 2011-06-14 · Tax withholding · Disposed 14,906 · Balance 304,127

F1: Shares withheld for payment of taxes and fees upon exercise of stock options.

F2: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2011-06-14 · Sale · Disposed 16,382 · Balance 287,745

F2: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 4 · 2011-06-14 · Sale · Disposed 90,000 · Balance 197,745

F2: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 5 · 2011-06-14 · Tax withholding · Disposed 190,167 · Balance 7,578

F3: Shares withheld for payment of the option cost upon exercise of stock options.

F2: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Executive Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.45 · Expires 2015-02-28Direct0 Reported balance After 2011-06-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2011-06-14 · Exercise / conversion · Disposed 42,667 · Balance 0

F5: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 1, 2005.

Executive Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.73 · Expires 2016-03-06Direct0 Reported balance After 2011-06-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2011-06-14 · Exercise / conversion · Disposed 44,310 · Balance 0

F6: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 7, 2006.

Executive Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.74 · Expires 2016-11-30Direct40,001 Reported balance After 2011-06-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2011-06-14 · Exercise / conversion · Disposed 79,999 · Balance 40,001

F7: One-third of the stock option award vests on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.14 · Expires 2018-03-03Direct18,160 Reported balance After 2011-06-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2011-06-14 · Exercise / conversion · Disposed 54,479 · Balance 18,160

F8: Twenty-five percent of the stock option award vest on each of the first, second, third and fourth anniversaries of the grant date, which was March 4, 2008.

Common Stock, $0.10 par valueSEC Table I · non-derivativeIndirectBy BMY Savings & Investment Program853.94 Reported balance Holding disclosure · report date 2011-06-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 853.94

F4: Based on a plan statement as of the end of the most recent fiscal quarter.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld for payment of taxes and fees upon exercise of stock options.

F2: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Shares withheld for payment of the option cost upon exercise of stock options.

F4: Based on a plan statement as of the end of the most recent fiscal quarter.

F5: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 1, 2005.

F6: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 7, 2006.

F7: One-third of the stock option award vests on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.

F8: Twenty-five percent of the stock option award vest on each of the first, second, third and fourth anniversaries of the grant date, which was March 4, 2008.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2011 Filed Jun 15, 2011 20:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionOption (right to buy) · Derivative 54,479 $22.14 Strike: $22.14 $1,206,165.06
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · derivative · entry 10

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,160

Underlying: Common Stock, $0.10 par value · 54,479 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Twenty-five percent of the stock option award vest on each of the first, second, third and fourth anniversaries of the grant date, which was March 4, 2008.

Read SEC document
June 14, 2011 Filed Jun 15, 2011 20:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionExecutive Option (right to buy) · Derivative 79,999 $24.74 Strike: $24.74 $1,979,175.26
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · derivative · entry 9

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,001

Underlying: Common Stock, $0.10 par value · 79,999 shares

Expires 2016-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: One-third of the stock option award vests on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.

Read SEC document
June 14, 2011 Filed Jun 15, 2011 20:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionExecutive Option (right to buy) · Derivative 44,310 $22.73 Strike: $22.73 $1,007,166.30
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · derivative · entry 8

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 44,310 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 7, 2006.

Read SEC document
June 14, 2011 Filed Jun 15, 2011 20:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionExecutive Option (right to buy) · Derivative 42,667 $25.45 Strike: $25.45 $1,085,875.15
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · derivative · entry 7

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 42,667 shares

Expires 2015-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 1, 2005.

Read SEC document
June 14, 2011 Filed Jun 15, 2011 20:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 190,167 $27.76 $5,278,389.35
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · nonDerivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,578

F3 · shares: Shares withheld for payment of the option cost upon exercise of stock options.

F2 · price: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2011 Filed Jun 15, 2011 20:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 SaleCommon Stock, $0.10 par value 90,000 $27.76 $2,498,094.00
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · nonDerivative · entry 4

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,745

F2 · price: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2011 Filed Jun 15, 2011 20:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 SaleCommon Stock, $0.10 par value 16,382 $27.76 $454,708.62
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,745

F2 · price: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2011 Filed Jun 15, 2011 20:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 14,906 $27.76 $413,739.88
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,127

F1 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options.

F2 · price: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2011 Filed Jun 15, 2011 20:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 221,455 $27.76 $6,146,837.85
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2011 Filed May 11, 2011 20:23 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionExecutive Option (right to buy) · Derivative 52,474 $28.74 Strike: $17.51 $1,508,118.50
Disclosure

SEC source: 0001225208-11-013980 · doc4.xml · derivative · entry 6

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,475

Underlying: Common Stock, $0.10 par value · 52,474 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009.

Read SEC document
May 09, 2011 Filed May 11, 2011 20:23 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 31,970 $28.74 $918,827.39
Disclosure

SEC source: 0001225208-11-013980 · doc4.xml · nonDerivative · entry 4

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,578

F3 · shares: Shares withheld for payment of exercise price upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades ranging from $28.7400 to $28.7500 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 09, 2011 Filed May 11, 2011 20:23 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 9,582 $28.74 $275,389.55
Disclosure

SEC source: 0001225208-11-013980 · doc4.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,548

F2 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades ranging from $28.7400 to $28.7500 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 09, 2011 Filed May 11, 2011 20:23 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 SaleCommon Stock, $0.10 par value 2,828 $28.74 $81,277.57
Disclosure

SEC source: 0001225208-11-013980 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,130

F1 · price: This transaction was executed in multiple trades ranging from $28.7400 to $28.7500 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 09, 2011 Filed May 11, 2011 20:23 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 52,474 $28.74 $1,508,118.50
Disclosure

SEC source: 0001225208-11-013980 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,639 $26.31 $43,122.09
Disclosure

SEC source: 0001225208-11-009173 · doc4.xml · nonDerivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,484

F4 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
March 06, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 4,895 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009173 · doc4.xml · derivative · entry 8

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

Underlying: Common Stock, $0.10 par value · 4,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F8 · derivative.exercise_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date.

F8 · derivative.expiration_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date.

Read SEC document
March 06, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,269 $26.43 $59,969.67
Disclosure

SEC source: 0001225208-11-009173 · doc4.xml · nonDerivative · entry 4

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 4,895 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009173 · doc4.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 3,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009173 · doc4.xml · derivative · entry 7

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,980

Underlying: Common Stock, $0.10 par value · 3,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

F7 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,845 $26.43 $48,763.35
Disclosure

SEC source: 0001225208-11-009173 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,497

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 3,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009173 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 6,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008876 · doc4.xml · derivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,346

Underlying: Common Stock, $0.10 par value · 6,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,754 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008876 · doc4.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,362

F4 · shares: Shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 248 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008876 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,116

F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 6,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008876 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,754 $25.39 $69,924.06
Disclosure

SEC source: 0001225208-11-009867 · doc4a.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,362

F4 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 11:00 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 33,665 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · derivative · entry 10

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,123.38

Underlying: Common Stock, $0.10 par value · 33,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 11:00 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherPerformance Shares · Derivative 829.38 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · derivative · entry 9

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,788.38

Underlying: Common Stock, $0.10 par value · 829.38 shares

Expires not disclosed

F13 · derivative.exercise_price: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F13 · shares: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F13 · derivative.exercise_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F13 · derivative.expiration_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 11:00 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 8,545 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · derivative · entry 8

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,959

Underlying: Common Stock, $0.10 par value · 8,545 shares

Expires not disclosed

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F12 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 11:00 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 10,136 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · derivative · entry 7

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,414

Underlying: Common Stock, $0.10 par value · 10,136 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 11:00 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 16,231 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · derivative · entry 6

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,278

Underlying: Common Stock, $0.10 par value · 16,231 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · shares: Consists of performance shares earned under the 2010-2012 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 11:00 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 21,979 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · derivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,135

Underlying: Common Stock, $0.10 par value · 21,979 shares

Expires not disclosed

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 11:00 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 6,810 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,079

F4 · shares: Shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 11:00 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 5,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,889

F3 · shares: Shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 11:00 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 33,665 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:34 UTC Amendment BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 6,810 $25.58 $174,199.80
Disclosure

SEC source: 0001225208-11-009867 · doc4a.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,079

F3 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:34 UTC Amendment BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 5,428 $25.58 $138,848.24
Disclosure

SEC source: 0001225208-11-009867 · doc4a.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,889

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
December 17, 2010 Filed Dec 20, 2010 21:23 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 SaleCommon Stock, $0.10 par value 10,000 $26.45 $264,500.00
Disclosure

SEC source: 0001225208-10-027495 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,652

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
December 06, 2010 Filed Dec 8, 2010 14:34 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,781 $25.89 $72,000.09
Disclosure

SEC source: 0001225208-10-026579 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,652

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:21 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,285 $24.60 $31,611.00
Disclosure

SEC source: 0001225208-10-007595 · doc4.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,433

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:21 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 4,895 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007595 · doc4.xml · derivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,791

Underlying: Common Stock, $0.10 par value · 4,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F6 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:21 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,780 $24.60 $43,788.00
Disclosure

SEC source: 0001225208-10-007595 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,718

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:21 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 4,895 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007595 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2010 Filed Mar 5, 2010 21:28 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 3,980 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007310 · doc4.xml · derivative · entry 4

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,960

Underlying: Common Stock, $0.10 par value · 3,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 04, 2010 Filed Mar 5, 2010 21:28 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,447 $24.57 $35,552.79
Disclosure

SEC source: 0001225208-10-007310 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,603

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2010 Filed Mar 5, 2010 21:28 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 3,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007310 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 21,802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · derivative · entry 8

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,047

Underlying: Common Stock, $0.10 par value · 21,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 6,662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · derivative · entry 7

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,849

Underlying: Common Stock, $0.10 par value · 6,662 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 9,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · derivative · entry 6

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,187

Underlying: Common Stock, $0.10 par value · 9,518 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 11,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007221 · doc4.xml · derivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,669

Underlying: Common Stock, $0.10 par value · 11,400 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.