Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Director | June 30, 2020 | July 02, 2020 |
| Dave & Buster's Entertainment, Inc.PLAY · Entity 446 | Director | April 07, 2017 | April 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date June 30, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 78,952.187 |
Reported balance
After 2020-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-30 · Grant · Acquired 212.585 · Balance 78,952.187 F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.
F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.
Dave & Buster's Entertainment, Inc.
Report date April 07, 2017 · Filed April 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,877 |
Reported balance
After 2017-04-07 transaction · row 1
1 source rowRow 1 · 2017-04-07 · Grant · Acquired 2,094 · Balance 42,877 |
| Common StockSEC Table I · non-derivative | IndirectAlan J. Lacy Irrevocable Qualified Annuity Trust No. 2016-3 | 131,238 |
Reported balance
Holding disclosure · report date 2017-04-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 131,238 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2020 Filed Jul 2, 2020 21:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 212.585 | $58.80 | $12,500.00 |
DisclosureSEC source: 0000014272-20-000217 · wf-form4_159372391667741.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,952.187 Underlying: Common Stock, $0.10 par value · 212.585 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 583.064 | $55.74 | $32,499.99 |
DisclosureSEC source: 0000014272-20-000147 · wf-form4_158586084387630.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,155.965 Underlying: Common Stock, $0.10 par value · 583.064 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 23:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 3,018.268 | $62.95 | $189,999.97 |
DisclosureSEC source: 0000014272-20-000064 · wf-form4_158085763432378.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,572.901 Underlying: Common Stock, $0.10 par value · 3,018.268 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 477.099 | $64.19 | $30,624.98 |
DisclosureSEC source: 0000014272-20-000020 · wf-form4_157809539470580.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,030.666 Underlying: Common Stock, $0.10 par value · 477.099 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 603.924 | $50.71 | $30,624.99 |
DisclosureSEC source: 0000014272-19-000178 · wf-form4_157004953970554.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,029.734 Underlying: Common Stock, $0.10 par value · 603.924 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 675.303 | $45.35 | $30,624.99 |
DisclosureSEC source: 0000014272-19-000142 · wf-form4_156210201290463.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,774.755 Underlying: Common Stock, $0.10 par value · 675.303 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 641.899 | $47.71 | $30,625.00 |
DisclosureSEC source: 0000014272-19-000096 · wf-form4_155423762574522.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,479.091 Underlying: Common Stock, $0.10 par value · 641.899 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:48 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 3,708.158 | $49.89 | $185,000.00 |
DisclosureSEC source: 0000014272-19-000034 · wf-form4_154940328204584.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,837.192 Underlying: Common Stock, $0.10 par value · 3,708.158 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 589.169 | $51.98 | $30,625.00 |
DisclosureSEC source: 0000014272-19-000014 · wf-form4_154655106097920.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,668.447 Underlying: Common Stock, $0.10 par value · 589.169 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2018 Filed Oct 3, 2018 01:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 493.315 | $62.08 | $30,625.00 |
DisclosureSEC source: 0000014272-18-000181 · wf-form4_153853078312594.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,079.278 Underlying: Common Stock, $0.10 par value · 493.315 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2018 Filed Jul 4, 2018 01:25 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 568.064 | $55.34 | $31,436.66 |
DisclosureSEC source: 0000014272-18-000146 · wf-form4_153066753136923.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,585.963 Underlying: Common Stock, $0.10 par value · 568.064 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 523.715 | $63.25 | $33,124.97 |
DisclosureSEC source: 0000014272-18-000107 · wf-form4_152278787414519.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,543.099 Underlying: Common Stock, $0.10 par value · 523.715 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 23:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 2,945.86 | $62.80 | $185,000.01 |
DisclosureSEC source: 0000014272-18-000046 · wf-form4_151787283119335.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,019.384 Underlying: Common Stock, $0.10 par value · 2,945.86 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 540.552 | $61.28 | $33,125.03 |
DisclosureSEC source: 0000014272-18-000016 · wf-form4_151502234905688.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,699.64 Underlying: Common Stock, $0.10 par value · 540.552 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 519.689 | $63.74 | $33,124.98 |
DisclosureSEC source: 0000014272-17-000188 · wf-form4_150706384144916.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,796.464 Underlying: Common Stock, $0.10 par value · 519.689 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:02 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 594.49 | $55.72 | $33,124.98 |
DisclosureSEC source: 0000014272-17-000155 · wf-form4_149929215708866.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,881.385 Underlying: Common Stock, $0.10 par value · 594.49 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 10:21 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026476 · doc4.xml · nonDerivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,877 Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 16:29 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,298 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-17-026260 · doc4.xml · derivative · entry 7 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,166 Underlying: Common Stock · 10,298 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 16:29 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 10,298 | $59.90 | $616,895.51 |
DisclosureSEC source: 0001209191-17-026260 · doc4.xml · nonDerivative · entry 4 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,783 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $59.690 to $60.000, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 16:29 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 10,298 | $4.44 | $45,723.12 |
DisclosureSEC source: 0001209191-17-026260 · doc4.xml · nonDerivative · entry 3 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 16:29 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,702 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-17-026260 · doc4.xml · derivative · entry 6 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,464 Underlying: Common Stock · 14,702 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 16:29 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 14,702 | $60.37 | $887,497.99 |
DisclosureSEC source: 0001209191-17-026260 · doc4.xml · nonDerivative · entry 2 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,783 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $60.200 to $60.500, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 16:29 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 14,702 | $4.44 | $65,276.88 |
DisclosureSEC source: 0001209191-17-026260 · doc4.xml · nonDerivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 609.139 | $54.38 | $33,124.98 |
DisclosureSEC source: 0000014272-17-000120 · wf-form4_149134803378642.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,899.739 Underlying: Common Stock, $0.10 par value · 609.139 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 3,448.975 | $49.29 | $169,999.98 |
DisclosureSEC source: 0000014272-17-000032 · wf-form4_148616028318349.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,290.6 Underlying: Common Stock, $0.10 par value · 3,448.975 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 01:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 566.821 | $58.44 | $33,125.02 |
DisclosureSEC source: 0000014272-17-000010 · wf-form4_148357922885714.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,434.655 Underlying: Common Stock, $0.10 par value · 566.821 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 13:19 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-16-154654 · doc4.xml · derivative · entry 4 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,166 Underlying: Common Stock · 25,000 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 13:19 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 25,000 | $56.30 | $1,407,427.50 |
DisclosureSEC source: 0001209191-16-154654 · doc4.xml · nonDerivative · entry 2 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,283 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $56.00 to $56.665, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 13:19 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 25,000 | $4.44 | $111,000.00 |
DisclosureSEC source: 0001209191-16-154654 · doc4.xml · nonDerivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 614.336 | $53.92 | $33,125.00 |
DisclosureSEC source: 0000014272-16-000478 · wf-form4_147561782934400.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,490.151 Underlying: Common Stock, $0.10 par value · 614.336 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 22:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 450.374 | $73.55 | $33,125.01 |
DisclosureSEC source: 0000014272-16-000445 · wf-form4_146775944851667.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,628.293 Underlying: Common Stock, $0.10 par value · 450.374 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2016 Filed Apr 4, 2016 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 518.55 | $63.88 | $33,124.97 |
DisclosureSEC source: 0000014272-16-000380 · wf-form4_145980334513545.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,919.589 Underlying: Common Stock, $0.10 par value · 518.55 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2016 Filed Feb 3, 2016 21:59 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 2,795.133 | $60.82 | $169,999.99 |
DisclosureSEC source: 0000014272-16-000274 · wf-form4_145453674154270.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,401.039 Underlying: Common Stock, $0.10 par value · 2,795.133 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 23:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 2,654.72 | $60.27 | $159,999.97 |
DisclosureSEC source: 0000014272-15-000044 · wf-form4_142300549256730.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,560.35 Underlying: Common Stock, $0.10 par value · 2,654.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 21:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 3,192 | $50.12 | $159,983.04 |
DisclosureSEC source: 0000014272-14-000031 · wf-form4_139155071278160.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,529.93 Underlying: Common Stock, $0.10 par value · 3,192 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 21:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,364 | $36.66 | $159,984.24 |
DisclosureSEC source: 0001225208-13-002982 · doc4.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,475.13 Underlying: Common Stock, $0.10 par value · 4,364 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,313 | $32.46 | $139,999.98 |
DisclosureSEC source: 0001225208-12-003077 · doc4.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,880.04 Underlying: Common Stock, $0.10 par value · 4,313 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 20:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004710 · doc4.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,426.52 Underlying: Common Stock, $0.10 par value · 4,935 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 19:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 1,013.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-000486 · doc4.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,227.99 Underlying: Common Stock, $0.10 par value · 1,013.39 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2010 Filed Oct 4, 2010 20:10 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 985.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-021989 · doc4.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,990.52 Underlying: Common Stock, $0.10 par value · 985.15 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 20:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 1,075.86 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-016521 · doc4.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,781.79 Underlying: Common Stock, $0.10 par value · 1,075.86 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 18:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,490 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003021 · doc4.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,272.96 Underlying: Common Stock, $0.10 par value · 4,490 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 23, 2009 Filed Dec 28, 2009 18:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 2,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-025009 · doc4.xml · nonDerivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305 F1 · shares: The reporting person exchanged 2,695 shares of Bristol-Myers Squibb common stock for 1,701 shares of Mead Johnson Nutrition Company common stock in an issuer exchange offer. Read SEC document |
| February 02, 2009 Filed Feb 26, 2009 16:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 5,093 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-004961 · doc4.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,317.78 Underlying: Common Stock, $0.10 par value · 5,093 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2008 Filed Jul 17, 2008 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 291.66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-012135 · doc4.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,003.44 Underlying: Common Stock, $0.10 par value · 291.66 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 21:27 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 4,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-08-000044 · lac788.xml · derivative · entry 1 LACY ALAN J · CIK 0001200232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,648 Underlying: Common Stock, $0.10 par value · 4,648 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.