Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP Commercial Operations | May 31, 2013 | June 04, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date May 31, 2013 · Filed June 04, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 173,374.93 |
Reported balance
After 2013-05-31 transaction · row 1
1 source rowRow 1 · 2013-05-31 · Sale · Disposed 91,282 · Balance 173,374.93 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy BMY Savings & Investment Program | 3,742.65 |
Reported balance
Holding disclosure · report date 2013-05-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,742.65 F1: Based on a plan statement as of the end of the most recent fiscal quarter. |
Filing footnotes · ownership attribution and instrument terms
F1: Based on a plan statement as of the end of the most recent fiscal quarter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2013 Filed Jun 4, 2013 20:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 91,282 | $47.00 | $4,290,254.00 |
DisclosureSEC source: 0001225208-13-013846 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,374.93 Read SEC document |
| May 30, 2013 Filed Jun 3, 2013 21:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 22,000 | $47.00 | $1,034,000.00 |
DisclosureSEC source: 0001225208-13-013687 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,656.93 Read SEC document |
| May 23, 2013 Filed May 23, 2013 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 42,911 | $0.00 Strike: $27.36 | $0.00 |
DisclosureSEC source: 0001225208-13-013160 · doc4.xml · derivative · entry 6 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 42,911 shares Expires 2016-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 12, 2007. F4 · derivative.expiration_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 12, 2007. Read SEC document |
| May 23, 2013 Filed May 23, 2013 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 73,501 | $0.00 Strike: $21.88 | $0.00 |
DisclosureSEC source: 0001225208-13-013160 · doc4.xml · derivative · entry 5 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 73,501 shares Expires 2017-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2008. F3 · derivative.expiration_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2008. Read SEC document |
| May 23, 2013 Filed May 23, 2013 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 96,000 | $46.99 | $4,511,040.00 |
DisclosureSEC source: 0001225208-13-013160 · doc4.xml · nonDerivative · entry 3 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,656.93 F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $46.96 to $47.03, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $46.96 to $47.03, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 23, 2013 Filed May 23, 2013 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 42,911 | $27.36 | $1,174,044.96 |
DisclosureSEC source: 0001225208-13-013160 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,656.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2013 Filed May 23, 2013 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 73,501 | $21.88 | $1,608,201.88 |
DisclosureSEC source: 0001225208-13-013160 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,745.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2013 Filed Mar 11, 2013 21:03 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 23,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007258 · doc4.xml · derivative · entry 1 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,667 Underlying: Common Stock, $0.10 par value · 23,667 shares Expires 2017-03-10 F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 702.909 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 25 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,312.909 Underlying: Common Stock, $0.10 par value · 702.909 shares Expires 2015-03-31 F23 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F24 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F23 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F23 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 17,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 24 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,610 Underlying: Common Stock, $0.10 par value · 17,610 shares Expires 2015-03-31 F21 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F22 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F21 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F21 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 1,975.6888 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 23 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,472.6888 Underlying: Common Stock, $0.10 par value · 1,975.6888 shares Expires 2014-03-31 F19 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F20 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F19 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F19 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 22,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 22 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,497 Underlying: Common Stock, $0.10 par value · 22,326 shares Expires 2014-03-31 F17 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F18 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award. F17 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F17 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 56,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 21 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 56,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award. F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 2,156.5345 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 20 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,180 Underlying: Common Stock, $0.10 par value · 2,156.5345 shares Expires not disclosed F15 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F16 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award. F15 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F15 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 16,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 19 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,023.4655 Underlying: Common Stock, $0.10 par value · 16,327 shares Expires not disclosed F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F14 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award. F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 100,000 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 18 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 100,000 shares Expires 2016-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · shares: One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006. F12 · derivative.exercise_date: One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 7,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 17 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,970 Underlying: Common Stock, $0.10 par value · 7,323 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 9,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 16 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,561 Underlying: Common Stock, $0.10 par value · 9,386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F11 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · derivative · entry 15 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,947 Underlying: Common Stock, $0.10 par value · 6,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F11 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 83,750 | $37.61 | $3,149,837.50 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 13 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,244.93 F8 · shares: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions upon exercise of an option. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $37.60 to $37.64, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F8 · price: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions upon exercise of an option. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $37.60 to $37.64, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 29,132 | $37.53 | $1,093,323.96 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 12 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,994.93 F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 7,009 | $37.53 | $263,047.77 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 11 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,126.93 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 5,259 | $37.53 | $197,370.27 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 10 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,135.93 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,322 | $37.53 | $162,204.66 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 9 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,394.93 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 8 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,716.93 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 3,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 7 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,704.93 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 4,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 6 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,351.93 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 5 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,220.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 7,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 4 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,431.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 9,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 3 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,108.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 56,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,722.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:47 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 100,000 | $24.74 | $2,474,000.00 |
DisclosureSEC source: 0001225208-13-007235 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,542.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2013 Filed Mar 7, 2013 21:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 3,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006956 · doc4.xml · derivative · entry 4 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,577 Underlying: Common Stock, $0.10 par value · 3,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. This is the final vesting of this award. F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. This is the final vesting of this award. F5 · balance_after: Represents the derivative securities beneficially owned under the award granted on March 1, 2011. Read SEC document |
| March 06, 2013 Filed Mar 7, 2013 21:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,333 | $37.76 | $50,334.08 |
DisclosureSEC source: 0001225208-13-006956 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,542.93 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 06, 2013 Filed Mar 7, 2013 21:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006956 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,875.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. This is the final vesting of this award. Read SEC document |
| August 10, 2012 Filed Aug 14, 2012 20:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 37,145 | $0.00 Strike: $24.55 | $0.00 |
DisclosureSEC source: 0001225208-12-017768 · doc4.xml · derivative · entry 10 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 37,145 shares Expires 2015-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was April 5, 2006. Read SEC document |
| August 10, 2012 Filed Aug 14, 2012 20:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 32,250 | $0.00 Strike: $21.27 | $0.00 |
DisclosureSEC source: 0001225208-12-017768 · doc4.xml · derivative · entry 9 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 32,250 shares Expires 2013-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 12, 2003. Read SEC document |
| August 10, 2012 Filed Aug 14, 2012 20:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 40,600 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001225208-12-017768 · doc4.xml · derivative · entry 8 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 40,600 shares Expires 2014-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004. Read SEC document |
| August 10, 2012 Filed Aug 14, 2012 20:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 46,667 | $0.00 Strike: $25.45 | $0.00 |
DisclosureSEC source: 0001225208-12-017768 · doc4.xml · derivative · entry 7 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 46,667 shares Expires 2015-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 1, 2005. Read SEC document |
| August 10, 2012 Filed Aug 14, 2012 20:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 143,600 | $31.79 | $4,565,044.00 |
DisclosureSEC source: 0001225208-12-017768 · doc4.xml · nonDerivative · entry 5 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,280.58 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $31.72 to $31.91, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2012 Filed Aug 14, 2012 20:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 32,250 | $21.27 | $685,957.50 |
DisclosureSEC source: 0001225208-12-017768 · doc4.xml · nonDerivative · entry 4 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,880.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2012 Filed Aug 14, 2012 20:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 37,145 | $24.55 | $911,909.75 |
DisclosureSEC source: 0001225208-12-017768 · doc4.xml · nonDerivative · entry 3 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,630.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2012 Filed Aug 14, 2012 20:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 40,600 | $28.11 | $1,141,266.00 |
DisclosureSEC source: 0001225208-12-017768 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,485.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2012 Filed Aug 14, 2012 20:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 46,667 | $25.45 | $1,187,675.15 |
DisclosureSEC source: 0001225208-12-017768 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,885.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 4,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 16 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,172 Underlying: Common Stock, $0.10 par value · 4,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F21 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F5 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 7, 2008. This award has fully vested. F5 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 7, 2008. This award has fully vested. F23 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 6, 2009 and March 1, 2011. Read SEC document |
| March 07, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,102 | $32.48 | $68,272.96 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 6 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,218.58 F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 07, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 4,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 5 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,320.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of restricted stock units granted on March 7, 2008. This award has fully vested. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 3,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 15 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,199 Underlying: Common Stock, $0.10 par value · 3,594 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F21 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F2 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F22 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 7, 2008, March 6, 2009, and March 1, 2011. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 14 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,171 Underlying: Common Stock, $0.10 par value · 1,168 shares Expires 2014-03-31 F19 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F20 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F19 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F19 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 26,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 13 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,003 Underlying: Common Stock, $0.10 par value · 26,003 shares Expires 2014-03-31 F17 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F18 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award. F17 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F17 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.