Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP, Head of Integration | March 10, 2020 | March 12, 2020 |
| COLGATE PALMOLIVE COCL · Entity 2972 | Director | May 13, 2019 | May 15, 2019 |
| Kodiak Sciences Inc.KOD · Entity 4388 | Director | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 10, 2020 · Filed March 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 137,534.283 |
Ending reported balance
After 2020-03-10 transaction · row 17
16 source rows · reconciled sequenceRow 1 · 2020-03-10 · Gift · Disposed 300,000 · Balance 92,309.283 Row 3 · 2020-03-10 · Exercise / conversion · Acquired 6,174 · Balance 98,483.283 F2: Represents vesting of one-quarter of market share units granted on March 10, 2016. Row 4 · 2020-03-10 · Other · Disposed 100 · Balance 98,383.283 F3: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 5 · 2020-03-10 · Tax withholding · Disposed 2,577 · Balance 95,806.283 F4: Shares withheld for payment of taxes upon vesting. Row 6 · 2020-03-10 · Exercise / conversion · Acquired 7,324 · Balance 103,130.283 F5: Represents vesting of one-quarter of market share units granted on March 10, 2017. Row 7 · 2020-03-10 · Other · Acquired 825 · Balance 103,955.283 F6: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 8 · 2020-03-10 · Tax withholding · Disposed 3,457 · Balance 100,498.283 F4: Shares withheld for payment of taxes upon vesting. Row 9 · 2020-03-10 · Exercise / conversion · Acquired 6,207 · Balance 106,705.283 F7: Represents vesting of one-quarter of market share units granted on March 10, 2018. Row 10 · 2020-03-10 · Other · Disposed 297 · Balance 106,408.283 F3: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 11 · 2020-03-10 · Tax withholding · Disposed 2,508 · Balance 103,900.283 F4: Shares withheld for payment of taxes upon vesting. Row 12 · 2020-03-10 · Exercise / conversion · Acquired 8,219 · Balance 112,119.283 F8: Represents vesting of one-quarter of market share units granted on March 10, 2019. Row 13 · 2020-03-10 · Other · Acquired 1,842 · Balance 113,961.283 F6: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 14 · 2020-03-10 · Tax withholding · Disposed 4,268 · Balance 109,693.283 F4: Shares withheld for payment of taxes upon vesting. Row 15 · 2020-03-10 · Exercise / conversion · Acquired 43,944 · Balance 153,637.283 F9: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award. Row 16 · 2020-03-10 · Other · Acquired 4,408 · Balance 158,045.283 F10: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Row 17 · 2020-03-10 · Tax withholding · Disposed 20,511 · Balance 137,534.283 F4: Shares withheld for payment of taxes upon vesting. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectTrust | 300,000 |
Reported balance
After 2020-03-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-03-10 · Gift · Acquired 300,000 · Balance 300,000 F1: Reporting person transferred shares to a grantor annuity trust (GRAT). |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2020-03-10 | Direct | 0 |
Reported balance
After 2020-03-10 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-03-10 · Exercise / conversion · Disposed 6,174 · Balance 0 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2: Represents vesting of one-quarter of market share units granted on March 10, 2016. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2021-03-01 | Direct | 7,324 |
Reported balance
After 2020-03-10 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2020-03-10 · Exercise / conversion · Disposed 7,324 · Balance 7,324 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5: Represents vesting of one-quarter of market share units granted on March 10, 2017. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2022-03-10 | Direct | 12,415 |
Reported balance
After 2020-03-10 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2020-03-10 · Exercise / conversion · Disposed 6,207 · Balance 12,415 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7: Represents vesting of one-quarter of market share units granted on March 10, 2018. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2023-03-10 | Direct | 24,659 |
Reported balance
After 2020-03-10 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2020-03-10 · Exercise / conversion · Disposed 8,219 · Balance 24,659 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F8: Represents vesting of one-quarter of market share units granted on March 10, 2019. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2020-03-10 | Direct | 0 |
Reported balance
After 2020-03-10 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2020-03-10 · Exercise / conversion · Disposed 43,944 · Balance 0 F12: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person transferred shares to a grantor annuity trust (GRAT).
F2: Represents vesting of one-quarter of market share units granted on March 10, 2016.
F3: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
F4: Shares withheld for payment of taxes upon vesting.
F5: Represents vesting of one-quarter of market share units granted on March 10, 2017.
F6: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
F7: Represents vesting of one-quarter of market share units granted on March 10, 2018.
F8: Represents vesting of one-quarter of market share units granted on March 10, 2019.
F9: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.
F10: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F12: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.
COLGATE PALMOLIVE CO
Report date May 13, 2019 · Filed May 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,114 |
Reported balance
After 2019-05-13 transaction · row 1
1 source rowRow 1 · 2019-05-13 · Grant · Acquired 2,515 · Balance 8,114 F1: Annual director stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.56 · Expires 2027-05-13 | Direct | 4,170 |
Reported balance
After 2019-05-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-13 · Grant · Acquired 4,170 · Balance 4,170 F2: Annual director stock option grant under the issuer's incentive compensation plan. F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 13, 2019 grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual director stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan.
F2: Annual director stock option grant under the issuer's incentive compensation plan.
F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 13, 2019 grant date.
Kodiak Sciences Inc.
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.96 · Expires 2036-06-29 | Direct | 17,731 |
Reported balance
After 2026-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-30 · Grant · Acquired 17,731 · Balance 17,731 F1: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2027 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2027 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Jul 2, 2026 21:52 UTC | Kodiak Sciences Inc. KOD · Entity 4388 | GrantStock Option (Right to Buy) · Derivative | 17,731 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001480250-26-000003 · form4-07022026_090705.xml · derivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,731 Underlying: Common Stock · 17,731 shares Expires 2036-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2027 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:40 UTC | Kodiak Sciences Inc. KOD · Entity 4388 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001415889-25-019077 · form4-07022025_080757.xml · derivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2035-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2026 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 22:17 UTC | Kodiak Sciences Inc. KOD · Entity 4388 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001415889-24-018655 · form4-07012024_100731.xml · derivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2034-06-27 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 28, 2025 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:22 UTC | Kodiak Sciences Inc. KOD · Entity 4388 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-23-040577 · doc4.xml · derivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2024 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:19 UTC | Kodiak Sciences Inc. KOD · Entity 4388 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001209191-22-040820 · doc4.xml · derivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2023 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:51 UTC | Kodiak Sciences Inc. KOD · Entity 4388 | GrantStock Option (Right to Buy) · Derivative | 7,368 | $0.00 Strike: $93.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045028 · doc4.xml · derivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,368 Underlying: Common Stock · 7,368 shares Expires 2031-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2022 or one (1) day prior to Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:07 UTC | Kodiak Sciences Inc. KOD · Entity 4388 | GrantStock Option (Right to Buy) · Derivative | 2,104 | $0.00 Strike: $54.12 | $0.00 |
DisclosureSEC source: 0001209191-20-040817 · doc4.xml · derivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,104 Underlying: Common Stock · 2,104 shares Expires 2030-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2021 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date. Read SEC document |
| April 02, 2020 Filed Apr 7, 2020 00:14 UTC | Kodiak Sciences Inc. KOD · Entity 4388 | GrantStock Option (Right to Buy) · Derivative | 14,293 | $0.00 Strike: $43.72 | $0.00 |
DisclosureSEC source: 0001209191-20-023677 · doc4.xml · derivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,293 Underlying: Common Stock · 14,293 shares Expires 2030-04-01 F1 · derivative.exercise_date: 1/3rd of the shares subject to the option vests on the first anniversary of the grant date and 1/36th of the shares subject to the option vest on each month thereafter on the same day of the month as the grant date (and if there is no corresponding day, on the last day of the month), in each case, provided that the Reporting Person continues to serve as a member of the Board through the applicable vesting date. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 43,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · derivative · entry 22 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 43,944 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 8,219 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · derivative · entry 21 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,659 Underlying: Common Stock, $0.10 par value · 8,219 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F8 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 6,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · derivative · entry 20 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,415 Underlying: Common Stock, $0.10 par value · 6,207 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 7,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · derivative · entry 19 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,324 Underlying: Common Stock, $0.10 par value · 7,324 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 6,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · derivative · entry 18 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 6,174 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 20,511 | $57.93 | $1,188,202.23 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 17 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,534.283 F4 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 4,408 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 16 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,045.283 F10 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 43,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 15 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,637.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,268 | $57.93 | $247,245.24 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 14 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,693.283 F4 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,842 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 13 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,961.283 F6 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 8,219 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 12 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,119.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,508 | $57.93 | $145,288.44 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 11 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,900.283 F4 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 10 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,408.283 F3 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 9 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,705.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,457 | $57.93 | $200,264.01 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 8 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,498.283 F4 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 825 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 7 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,955.283 F6 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 7,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 6 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,130.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,577 | $57.93 | $149,285.61 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 5 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,806.283 F4 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 4 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,383.283 F3 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,483.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GiftCommon Stock, $0.10 par value | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 300,000 F1 · ownership.nature: Reporting person transferred shares to a grantor annuity trust (GRAT). Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GiftCommon Stock, $0.10 par value | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,309.283 Read SEC document |
| December 11, 2019 Filed Jan 17, 2020 22:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GiftCommon Stock, $0.10 par value | 3,685 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000043 · wf-form5_157930083419220.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,309.283 F1 · shares: This transaction involved a transfer of securities by the Reporting Person to a charitable donor advised fund. Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:33 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 4,170 | $0.00 Strike: $71.56 | $0.00 |
DisclosureSEC source: 0001225208-19-008061 · doc4.xml · derivative · entry 2 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,170 Underlying: Common Stock · 4,170 shares Expires 2027-05-13 F2 · kind: Annual director stock option grant under the issuer's incentive compensation plan. F3 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 13, 2019 grant date. Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:33 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 2,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008061 · doc4.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,114 F1 · kind: Annual director stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 49,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · derivative · entry 21 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,316 Underlying: Common Stock, $0.10 par value · 49,316 shares Expires 2022-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 36,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · derivative · entry 20 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 36,663 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return. F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 32,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · derivative · entry 19 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,878 Underlying: Common Stock, $0.10 par value · 32,878 shares Expires 2023-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date. F9 · derivative.expiration_date: Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 6,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · derivative · entry 18 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,154 Underlying: Common Stock, $0.10 par value · 6,207 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 7,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · derivative · entry 17 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,858 Underlying: Common Stock, $0.10 par value · 7,324 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 6,171 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · derivative · entry 16 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,174 Underlying: Common Stock, $0.10 par value · 6,171 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F2 · derivative.expiration_date: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 5,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · derivative · entry 15 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 5,890 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 15,553 | $51.39 | $799,268.67 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 14 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,994.283 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 36,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 13 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,547.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,011 | $51.39 | $103,345.29 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 12 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,884.283 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,468 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 11 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,895.283 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 10 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,363.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,772 | $51.39 | $142,453.08 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 9 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,156.283 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 790 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 8 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,928.283 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 7,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 7 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,718.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,066 | $51.39 | $106,171.74 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 6 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,394.283 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 5 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,460.283 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.