Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Director | February 01, 2013 | February 05, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date February 01, 2013 · Filed February 05, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 40,660.55 |
Reported balance
After 2013-02-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-02-01 · Grant · Acquired 4,364 · Balance 40,660.55 F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.
F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2013 Filed Feb 5, 2013 21:08 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,364 | $36.66 | $159,984.24 |
DisclosureSEC source: 0001225208-13-002967 · doc4.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,660.55 Underlying: Common Stock, $0.10 par value · 4,364 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,313 | $32.46 | $139,999.98 |
DisclosureSEC source: 0001225208-12-003073 · doc4.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,904.99 Underlying: Common Stock, $0.10 par value · 4,313 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 20:09 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004699 · doc4.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,278.68 Underlying: Common Stock, $0.10 par value · 4,935 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · ownership.direct: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 18:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 4,490 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003016 · doc4.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,921.18 Underlying: Common Stock, $0.10 par value · 4,490 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement. F2 · ownership.direct: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 02, 2009 Filed Feb 26, 2009 16:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 5,093 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-004956 · doc4.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,636.05 Underlying: Common Stock, $0.10 par value · 5,093 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · ownership.direct: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2008 Filed Jul 17, 2008 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 761.11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-012136 · doc4.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,011.68 Underlying: Common Stock, $0.10 par value · 761.11 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 21:26 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 4,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-08-000040 · fre784.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,098.27 Underlying: Common Stock, $0.10 par value · 4,648 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2007 Filed Feb 5, 2007 21:44 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 3,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-07-000040 · fre647.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,186.24 Underlying: Common Stock, $0.10 par value · 3,500 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 29, 2006 Filed Jan 3, 2007 20:18 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 107.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-07-000010 · fre636.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,660.58 Underlying: Common Stock, $0.10 par value · 107.06 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 29, 2006 Filed Oct 3, 2006 21:06 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 113.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-06-000207 · fre615.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,524.97 Underlying: Common Stock, $0.10 par value · 113.23 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 18:41 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 109.14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-06-000167 · fre587.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,383.59 Underlying: Common Stock, $0.10 par value · 109.14 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. Read SEC document |
| May 02, 2006 Filed May 4, 2006 21:17 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantOption (right to buy) · Derivative | 2,500 | $0.00 Strike: $24.96 | $0.00 |
DisclosureSEC source: 0000014272-06-000138 · fre560.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock, $0.10 par value · 2,500 shares Expires 2016-05-01 F1 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 21:05 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 249.49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-06-000122 · fre548.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,249.49 Underlying: Common Stock, $0.10 par value · 249.49 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. Read SEC document |
| February 01, 2006 Filed Feb 3, 2006 21:38 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-06-000038 · fre498.xml · derivative · entry 1 FREEH LOUIS J · CIK 0001279230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock, $0.10 par value · 2,000 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.