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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2011 Filed Mar 4, 2011 11:00 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 5,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,889

F3 · shares: Shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 11:00 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionCommon Stock, $0.10 par value 33,665 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008710 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 32,580 $25.58 $833,396.40
Disclosure

SEC source: 0001225208-11-009844 · doc4a.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,539

F3 · shares: This Form 4 is amended to report the correct number of shares withheld for the payment of taxes upon payout of the 2008-2010 special long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 25,970 $25.58 $664,312.60
Disclosure

SEC source: 0001225208-11-009844 · doc4a.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,119

F1 · shares: This Form 4 is amended to report the correct number of shares withheld for the payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · price: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 3,747 $25.58 $95,848.26
Disclosure

SEC source: 0001225208-11-009845 · doc4a.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,569

F2 · shares: This Form 4 is amended to report the correct price for the shares withheld for the payment of taxes upon payout of the 2008-2010 special long-term performance award.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 2,988 $25.58 $76,433.04
Disclosure

SEC source: 0001225208-11-009845 · doc4a.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,316

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Tax withholdingCommon Stock, $0.10 par value 6,810 $25.58 $174,199.80
Disclosure

SEC source: 0001225208-11-009846 · doc4a.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,408.58

F2 · shares: This Form 4 is amended to report the correct price for the shares withheld for the payment of taxes upon payout of the 2008-2010 special long-term performance award.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Tax withholdingCommon Stock, $0.10 par value 5,533 $25.58 $141,534.14
Disclosure

SEC source: 0001225208-11-009846 · doc4a.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,218.58

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 7,485 $25.58 $191,466.30
Disclosure

SEC source: 0001225208-11-009847 · doc4a.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,444

F3 · shares: This Form 4 is amended to report the correct price for the shares withheld for the payment of taxes upon payout of the 2008-2010 special long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 5,629 $25.58 $143,989.82
Disclosure

SEC source: 0001225208-11-009847 · doc4a.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,929

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Tax withholdingCommon Stock, $0.10 par value 19,272 $25.58 $492,977.76
Disclosure

SEC source: 0001225208-11-009848 · doc4a.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,374

F3 · shares: This Form 4 is amended to report the correct price for the shares withheld for the payment of taxes upon payout of the 2008-2010 special long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Tax withholdingCommon Stock, $0.10 par value 12,328 $25.58 $315,350.24
Disclosure

SEC source: 0001225208-11-009848 · doc4a.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,646

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 19,189 $25.58 $490,854.62
Disclosure

SEC source: 0001225208-11-009849 · doc4a.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,121

F2 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 12,285 $25.58 $314,250.30
Disclosure

SEC source: 0001225208-11-009849 · doc4a.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,310

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 29,920 $25.58 $765,353.60
Disclosure

SEC source: 0001225208-11-009850 · doc4a.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,400

F3 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 20,176 $25.58 $516,102.08
Disclosure

SEC source: 0001225208-11-009850 · doc4a.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,320

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
Bancroft Charles AChief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 3,366 $25.58 $86,102.28
Disclosure

SEC source: 0001225208-11-009851 · doc4a.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,051.25

F2 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
Bancroft Charles AChief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 2,683 $25.58 $68,631.14
Disclosure

SEC source: 0001225208-11-009851 · doc4a.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,417.25

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
Cuss Francis MSVP Research, R&D
Tax withholdingCommon Stock, $0.10 par value 5,200 $25.58 $133,016.00
Disclosure

SEC source: 0001225208-11-009852 · doc4a.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · SVP Research, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,598.82

F3 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
Cuss Francis MSVP Research, R&D
Tax withholdingCommon Stock, $0.10 par value 4,145 $25.58 $106,029.10
Disclosure

SEC source: 0001225208-11-009852 · doc4a.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · SVP Research, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,798.82

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
LEVIN JEREMY MSVP Strat Transactions
Tax withholdingCommon Stock, $0.10 par value 2,916 $25.58 $74,591.28
Disclosure

SEC source: 0001225208-11-009853 · doc4a.xml · nonDerivative · entry 2

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,938

F2 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment
LEVIN JEREMY MSVP Strat Transactions
Tax withholdingCommon Stock, $0.10 par value 2,324 $25.58 $59,447.92
Disclosure

SEC source: 0001225208-11-009853 · doc4a.xml · nonDerivative · entry 1

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,854

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 6,810 $25.58 $174,199.80
Disclosure

SEC source: 0001225208-11-009867 · doc4a.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,079

F3 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 5,428 $25.58 $138,848.24
Disclosure

SEC source: 0001225208-11-009867 · doc4a.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,889

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 6,641 $25.58 $169,876.78
Disclosure

SEC source: 0001225208-11-009872 · doc4a.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,692

F3 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 5,293 $25.58 $135,394.94
Disclosure

SEC source: 0001225208-11-009872 · doc4a.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,333

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Dec 29, 2011 15:36 UTC Amendment
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Tax withholdingCommon Stock, $0.10 par value 5,553 $25.58 $142,045.74
Disclosure

SEC source: 0001225208-11-026998 · doc4a.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,198.58

F1 · shares: This Form 4 is being amended to report the correct number of shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

Read SEC document
March 01, 2011 Filed Dec 29, 2011 17:21 UTC Amendment
Bancroft Charles AChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 5,994 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-027042 · primary_doc.xml · derivative · entry 6

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,821 shares

Expires 2011-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F3 · shares: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2008-2010 Regular and Special Long-Term Performance Awards and to correct the number of derivative securities beneficially owned following the reported transactions.

F11 · shares: Consists of performance shares earned for 2008 under the 2008-2010 Regular and Special Long-Term Performance Awards.

F4 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F3 · balance_after: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2008-2010 Regular and Special Long-Term Performance Awards and to correct the number of derivative securities beneficially owned following the reported transactions.

Read SEC document
March 01, 2011 Filed Dec 29, 2011 17:21 UTC Amendment
Bancroft Charles AChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 10,642 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-027042 · primary_doc.xml · derivative · entry 5

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,503.16

Underlying: Common Stock, $0.10 par value · 2,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F3 · shares: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2008-2010 Regular and Special Long-Term Performance Awards and to correct the number of derivative securities beneficially owned following the reported transactions.

F10 · shares: Consists of performance shares earned for 2009 and 2010 under the 2008-2010 Regular and Special Long-Term Performance Awards.

F4 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F4 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F3 · balance_after: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2008-2010 Regular and Special Long-Term Performance Awards and to correct the number of derivative securities beneficially owned following the reported transactions.

Read SEC document
March 01, 2011 Filed Dec 29, 2011 17:21 UTC Amendment
Bancroft Charles AChief Financial Officer
OtherPerformance Shares · Derivative 691.16 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-027042 · primary_doc.xml · derivative · entry 4

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,145.16

Underlying: Common Stock, $0.10 par value · 691.16 shares

Expires not disclosed

F8 · derivative.exercise_price: Consists of dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F9 · shares: Each dividend equivalent converts into one share of common stock upon payout in the first quarter of 2013.

F8 · derivative.exercise_date: Consists of dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F8 · derivative.expiration_date: Consists of dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F3 · balance_after: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2008-2010 Regular and Special Long-Term Performance Awards and to correct the number of derivative securities beneficially owned following the reported transactions.

Read SEC document
March 01, 2011 Filed Dec 29, 2011 17:21 UTC Amendment
Bancroft Charles AChief Financial Officer
GrantPerformance Shares · Derivative 3,446 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-027042 · primary_doc.xml · derivative · entry 3

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,454

Underlying: Common Stock, $0.10 par value · 3,446 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F7 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F3 · balance_after: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2008-2010 Regular and Special Long-Term Performance Awards and to correct the number of derivative securities beneficially owned following the reported transactions.

Read SEC document
March 01, 2011 Filed Dec 29, 2011 17:21 UTC Amendment
Bancroft Charles AChief Financial Officer
GrantPerformance Shares · Derivative 5,010 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-027042 · primary_doc.xml · derivative · entry 2

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,008

Underlying: Common Stock, $0.10 par value · 5,010 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F5 · shares: Consists of performance shares earned under the 2008-2010 Regular and Special Long-Term Performance Awards.

F4 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F4 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F3 · balance_after: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2008-2010 Regular and Special Long-Term Performance Awards and to correct the number of derivative securities beneficially owned following the reported transactions.

Read SEC document
March 01, 2011 Filed Dec 29, 2011 17:21 UTC Amendment
Bancroft Charles AChief Financial Officer
GrantPerformance Shares · Derivative 13,526 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-027042 · primary_doc.xml · derivative · entry 1

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,998

Underlying: Common Stock, $0.10 par value · 13,526 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F2 · shares: Consists of performance shares earned under the 2010-2012 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F3 · balance_after: This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2008-2010 Regular and Special Long-Term Performance Awards and to correct the number of derivative securities beneficially owned following the reported transactions.

Read SEC document
February 17, 2011 Filed Mar 16, 2011 20:33 UTC PurchaseCommon Stock, $0.10 par value 900 $25.73 $23,159.88
Disclosure

SEC source: 0001225208-11-009862 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,737

F1 · price: This transaction was executed in multiple trades at prices ranging from $25.7000 to $25.7500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2011 Filed Feb 3, 2011 20:09 UTC GrantDeferred Share Units · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004697 · doc4.xml · derivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,796.34

Underlying: Common Stock, $0.10 par value · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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February 01, 2011 Filed Feb 3, 2011 20:09 UTC GrantDeferred Share Units · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004698 · doc4.xml · derivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,566.91

Underlying: Common Stock, $0.10 par value · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2011 Filed Feb 3, 2011 20:09 UTC GrantDeferred Share Units · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004699 · doc4.xml · derivative · entry 1

FREEH LOUIS J · CIK 0001279230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,278.68

Underlying: Common Stock, $0.10 par value · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · ownership.direct: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2011 Filed Feb 3, 2011 20:09 UTC GrantDeferred Share Units · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004700 · doc4.xml · derivative · entry 1

GLIMEHER LAURIE H · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,214.63

Underlying: Common Stock, $0.10 par value · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2011 Filed Feb 3, 2011 20:09 UTC GrantDeferred Share Units · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004701 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,578.08

Underlying: Common Stock, $0.10 par value · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2011 Filed Feb 3, 2011 20:38 UTC GrantDeferred Share Units · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004709 · doc4.xml · derivative · entry 1

JOHANSSON LEIF · CIK 0001224838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,214.57

Underlying: Common Stock, $0.10 par value · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2011 Filed Feb 3, 2011 20:38 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004710 · doc4.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,426.52

Underlying: Common Stock, $0.10 par value · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2011 Filed Feb 3, 2011 20:38 UTC
SATO VICKI LDirector
GrantDeferred Share Units · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004711 · doc4.xml · derivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,290.56

Underlying: Common Stock, $0.10 par value · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2011 Filed Feb 3, 2011 20:43 UTC GrantDeferred Share Units · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004712 · doc4.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,388.72

Underlying: Common Stock, $0.10 par value · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2011 Filed Feb 3, 2011 20:43 UTC GrantDeferred Share Units · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004713 · doc4.xml · derivative · entry 1

Williams R Sanders · CIK 0001375347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,342.73

Underlying: Common Stock, $0.10 par value · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2010 Filed Jan 4, 2011 19:27 UTC GrantDeferred Share Units · Derivative 294.59 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-000456 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,313.3

Underlying: Common Stock, $0.10 par value · 294.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2010 Filed Jan 4, 2011 17:00 UTC GrantCommon Stock, $0.10 par value 1,770 $26.48 $46,869.60
Disclosure

SEC source: 0001225208-11-000353 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,837

F1 · shares: Shares awarded to Mr. Cornelius for service as the Non-Executive Chairman.

Read SEC document
December 31, 2010 Filed Jan 4, 2011 19:41 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 1,013.39 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-000486 · doc4.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,227.99

Underlying: Common Stock, $0.10 par value · 1,013.39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2010 Filed Jan 4, 2011 19:41 UTC GrantDeferred Share Units · Derivative 506.69 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-000487 · doc4.xml · derivative · entry 1

Williams R Sanders · CIK 0001375347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,003.82

Underlying: Common Stock, $0.10 par value · 506.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 17, 2010 Filed Dec 20, 2010 21:23 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
SaleCommon Stock, $0.10 par value 10,000 $26.45 $264,500.00
Disclosure

SEC source: 0001225208-10-027495 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,652

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
December 06, 2010 Filed Dec 8, 2010 14:34 UTC
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 2,635 $25.89 $68,220.15
Disclosure

SEC source: 0001225208-10-026578 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,586

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.