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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 6, 2021 20:34 UTC
Hawley Kirsten MSVP, Chief Ppl/Places Officer
SaleClass B Common 7,873 $74.65 $587,692.68
Disclosure

SEC source: 0000014693-21-000098 · wf-form4_162560367100985.xml · nonDerivative · entry 3

Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,184

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.63 to $74.66, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:34 UTC
Hawley Kirsten MSVP, Chief Ppl/Places Officer
Tax withholdingClass B Common 22,135 $74.94 $1,658,796.90
Disclosure

SEC source: 0000014693-21-000098 · wf-form4_162560367100985.xml · nonDerivative · entry 2

Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,057

F1 · price: The closing price of BF-B on June 30, 2021 was used to calculate the withholding obligation.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:34 UTC
Hawley Kirsten MSVP, Chief Ppl/Places Officer
Exercise / conversionClass B Common 30,008 $39.76 $1,193,028.06
Disclosure

SEC source: 0000014693-21-000098 · wf-form4_162560367100985.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 22:58 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass A Common 453 $71.35 $32,321.55
Disclosure

SEC source: 0000014693-21-000079 · wf-form4_162276105198038.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 453 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation.

F4 · balance_after: Updated to reflect transfer from direct holdings to revocable trust.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 22:58 UTC
Hayes John V.SVP/President, USA & Canada
GrantClass A Common 1,434 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000079 · wf-form4_162276105198038.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,434

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 22:46 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass A Common 239 $71.35 $17,052.65
Disclosure

SEC source: 0000014693-21-000075 · wf-form4_162276034980905.xml · nonDerivative · entry 2

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 239 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 22:46 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
GrantClass A Common 777 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000075 · wf-form4_162276034980905.xml · nonDerivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 22:40 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass A Common 2,402 $71.35 $171,382.70
Disclosure

SEC source: 0000014693-21-000073 · wf-form4_162276000577105.xml · nonDerivative · entry 2

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,654

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 2,402 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 22:40 UTC
Morreau Jane CecilEVP, Chief Financial Officer
GrantClass A Common 5,160 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000073 · wf-form4_162276000577105.xml · nonDerivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,056

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:31 UTC Tax withholdingClass B Common 128 $76.28 $9,763.84
Disclosure

SEC source: 0000014693-21-000071 · wf-form4_162275581550180.xml · nonDerivative · entry 2

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,125

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 128 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:31 UTC GrantClass B Common 346 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000071 · wf-form4_162275581550180.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,253

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:16 UTC
Whiting Lawson EDirector · President & CEO
Tax withholdingClass A Common 3,432 $71.35 $244,873.20
Disclosure

SEC source: 0000014693-21-000067 · wf-form4_162275496135934.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,597

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 3,432 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:16 UTC
Whiting Lawson EDirector · President & CEO
GrantClass A Common 7,371 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000067 · wf-form4_162275496135934.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,029

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:13 UTC
Hawley Kirsten MSVP, Chief Ppl/Places Officer
Tax withholdingClass A Common 605 $71.35 $43,166.75
Disclosure

SEC source: 0000014693-21-000065 · wf-form4_162275476418260.xml · nonDerivative · entry 2

Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 605 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:13 UTC
Hawley Kirsten MSVP, Chief Ppl/Places Officer
GrantClass A Common 1,925 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000065 · wf-form4_162275476418260.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,748

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:07 UTC
Alvarez Alejandro ASVP, Chief Production Officer
Tax withholdingClass A Common 518 $71.35 $36,959.30
Disclosure

SEC source: 0000014693-21-000063 · wf-form4_162275443308745.xml · nonDerivative · entry 2

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,868

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 518 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:07 UTC
Alvarez Alejandro ASVP, Chief Production Officer
GrantClass A Common 1,639 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000063 · wf-form4_162275443308745.xml · nonDerivative · entry 1

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,386

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:04 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass A Common 1,248 $71.35 $89,044.80
Disclosure

SEC source: 0000014693-21-000061 · wf-form4_162275420343841.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,925

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 1,248 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation.

F4 · balance_after: Total updated to reflect transfer of shares from direct holdings to a grantor retained annuity trust.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:04 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GrantClass A Common 2,679 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000061 · wf-form4_162275420343841.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,173

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:54 UTC
Brown KelliSVP, Chief Accounting Officer
Tax withholdingClass B Common 102 $76.28 $7,780.56
Disclosure

SEC source: 0000014693-21-000057 · wf-form4_162275364677807.xml · nonDerivative · entry 2

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 102 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:54 UTC
Brown KelliSVP, Chief Accounting Officer
GrantClass B Common 281 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000057 · wf-form4_162275364677807.xml · nonDerivative · entry 1

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:00 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
Tax withholdingClass A Common 960 $71.35 $68,496.00
Disclosure

SEC source: 0000014693-21-000059 · wf-form4_162275396370553.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 960 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:00 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
GrantClass A Common 2,021 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000059 · wf-form4_162275396370553.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,723

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:50 UTC
Farrer MarshallDirector · SVP/Pres. Europe
Tax withholdingClass B Common 116 $76.28 $8,848.48
Disclosure

SEC source: 0000014693-21-000055 · wf-form4_162275342673379.xml · nonDerivative · entry 2

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,169

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 116 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:50 UTC
Farrer MarshallDirector · SVP/Pres. Europe
GrantClass B Common 392 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000055 · wf-form4_162275342673379.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,285

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:47 UTC
Bentel MatiasSVP, Chief Brands Officer
Tax withholdingClass B Common 170 $76.28 $12,967.60
Disclosure

SEC source: 0000014693-21-000053 · wf-form4_162275315586856.xml · nonDerivative · entry 2

Bentel Matias · CIK 0001797930 · SVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,577

F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 170 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:47 UTC
Bentel MatiasSVP, Chief Brands Officer
GrantClass B Common 548 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000053 · wf-form4_162275315586856.xml · nonDerivative · entry 1

Bentel Matias · CIK 0001797930 · SVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:49 UTC
Farrer MarshallDirector · SVP/Pres. Europe
Exercise / conversionStock Appreciation Right · Derivative 3,916 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-21-000046 · wf-form4_162016130216678.xml · derivative · entry 3

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 3,916 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:49 UTC
Farrer MarshallDirector · SVP/Pres. Europe
Tax withholdingClass B Common 1,800 $78.09 $140,562.00
Disclosure

SEC source: 0000014693-21-000046 · wf-form4_162016130216678.xml · nonDerivative · entry 2

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,893

F1 · price: The closing price of BF-B on April 29, 2021 was used to calculate the withholding obligation.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:49 UTC
Farrer MarshallDirector · SVP/Pres. Europe
Exercise / conversionClass B Common 3,916 $18.22 $71,337.77
Disclosure

SEC source: 0000014693-21-000046 · wf-form4_162016130216678.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:53 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 15,245 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-21-000048 · wf-form4_162016157790768.xml · derivative · entry 8

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 15,245 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:53 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 8,714 $78.09 $680,476.26
Disclosure

SEC source: 0000014693-21-000048 · wf-form4_162016157790768.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,952

F1 · price: The closing price of BF-B on April 29, 2021 was used to calculate the withholding obligation.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:53 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 15,245 $18.22 $277,718.17
Disclosure

SEC source: 0000014693-21-000048 · wf-form4_162016157790768.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:44 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
Exercise / conversionStock Appreciation Right · Derivative 12,302 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-21-000044 · wf-form4_162016103023127.xml · derivative · entry 3

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 12,302 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:44 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
Tax withholdingClass B Common 7,349 $78.09 $573,883.41
Disclosure

SEC source: 0000014693-21-000044 · wf-form4_162016103023127.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,850

F1 · price: The closing price of BF-B on April 29, 2021 was used to calculate the withholding obligation.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:44 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
Exercise / conversionClass B Common 12,302 $18.22 $224,105.53
Disclosure

SEC source: 0000014693-21-000044 · wf-form4_162016103023127.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 20:38 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionStock Appreciation Right · Derivative 14,456 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-21-000040 · wf-form4_161964230326261.xml · derivative · entry 6

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 14,456 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 20:38 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass B Common 6,928 $75.96 $526,250.88
Disclosure

SEC source: 0000014693-21-000040 · wf-form4_161964230326261.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808

F1 · price: The closing price of BF-B on April 26, 2021 was used to calculate the withholding obligation.

F2 · balance_after: Updated to reflect transfer from direct holdings to revocable trust.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 20:38 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionClass B Common 14,456 $18.22 $263,344.95
Disclosure

SEC source: 0000014693-21-000040 · wf-form4_161964230326261.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:26 UTC
Alvarez Alejandro ASVP, Chief Production Officer
Exercise / conversionStock Appreciation Right · Derivative 10,589 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-21-000035 · wf-form4_161593354403926.xml · derivative · entry 5

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 10,589 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2021 Filed Mar 16, 2021 22:26 UTC
Alvarez Alejandro ASVP, Chief Production Officer
SaleClass B Common 5,379 $72.23 $388,542.38
Disclosure

SEC source: 0000014693-21-000035 · wf-form4_161593354403926.xml · nonDerivative · entry 3

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,326

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.211 to $72.28, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 15, 2021 Filed Mar 16, 2021 22:26 UTC
Alvarez Alejandro ASVP, Chief Production Officer
Tax withholdingClass B Common 5,210 $71.91 $374,651.10
Disclosure

SEC source: 0000014693-21-000035 · wf-form4_161593354403926.xml · nonDerivative · entry 2

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,705

F1 · price: The closing price of BF-B on March 12, 2021 was used to calculate the withholding obligation.

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March 15, 2021 Filed Mar 16, 2021 22:26 UTC
Alvarez Alejandro ASVP, Chief Production Officer
Exercise / conversionClass B Common 10,589 $18.22 $192,899.81
Disclosure

SEC source: 0000014693-21-000035 · wf-form4_161593354403926.xml · nonDerivative · entry 1

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:41 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 15,245 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · derivative · entry 11

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,245

Underlying: Class B Common · 15,245 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:41 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 7,421 $74.13 $550,118.73
Disclosure

SEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,421

F1 · price: The closing price of BF-B on January 28, 2021 was used to calculate the withholding obligation.

F2 · balance_after: Total updated to reflect transfer of shares from direct holdings to a grantor retained annuity trust.

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January 29, 2021 Filed Feb 2, 2021 22:41 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 15,245 $18.22 $277,718.17
Disclosure

SEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 5

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 15, 2021 22:38 UTC
Whiting Lawson EDirector · President & CEO
Exercise / conversionStock Appreciation Right · Derivative 21,848 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-21-000004 · wf-form4_161075029033158.xml · derivative · entry 4

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 21,848 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 15, 2021 22:38 UTC
Whiting Lawson EDirector · President & CEO
Tax withholdingClass B Common 13,129 $73.46 $964,456.34
Disclosure

SEC source: 0000014693-21-000004 · wf-form4_161075029033158.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,632

F1 · price: The closing price of BF-B on January 14, 2021 was used to calculate the withholding obligation.

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January 15, 2021 Filed Jan 15, 2021 22:38 UTC
Whiting Lawson EDirector · President & CEO
Exercise / conversionClass B Common 21,848 $18.22 $398,005.02
Disclosure

SEC source: 0000014693-21-000004 · wf-form4_161075029033158.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 15, 2021 Filed Jan 20, 2021 00:59 UTC OtherClass B Common 189,452 $73.46 $13,917,143.92
Disclosure

SEC source: 0000014693-21-000006 · wf-form4_161110433329667.xml · nonDerivative · entry 3

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SCB 2020 LLC

Disclosed balance after: 191,850

F1 · kind: On January 15, 2021, the reporting person transferred LLC units to a family trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.