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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2023 Filed Jun 5, 2023 23:59 UTC
Brown KelliSVP, Chief Accounting Officer
GrantClass B Common 148 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000041 · wk-form4_1686009542.xml · nonDerivative · entry 1

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,667

F1 · shares: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 23:53 UTC
Nall Timothy MEVP, Chief Supp/Tech
Tax withholdingClass B Common 98 $65.09 $6,378.82
Disclosure

SEC source: 0000014693-23-000037 · wk-form4_1686009181.xml · nonDerivative · entry 2

Nall Timothy M · CIK 0001871904 · EVP, Chief Supp/Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,841

F2 · shares: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 98 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 28, 2023, was used to calculate the withholding obligation.

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June 01, 2023 Filed Jun 5, 2023 23:53 UTC
Nall Timothy MEVP, Chief Supp/Tech
GrantClass B Common 325 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000037 · wk-form4_1686009181.xml · nonDerivative · entry 1

Nall Timothy M · CIK 0001871904 · EVP, Chief Supp/Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,939

F1 · shares: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:29 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionStock Appreciation Right · Derivative 10,880 $0.00 Strike: $28.03 $0.00
Disclosure

SEC source: 0000014693-23-000032 · wf-form4_168305937737216.xml · derivative · entry 13

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 10,880 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:29 UTC
Hamel Matthew EEVP and General Counsel
Tax withholdingClass B Common 6,600 $65.28 $430,848.00
Disclosure

SEC source: 0000014693-23-000032 · wf-form4_168305937737216.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,041

F2 · price: The closing price of BF-B on April 27, 2023, was used to calculate the withholding obligation.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:29 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionClass B Common 10,880 $28.03 $305,009.92
Disclosure

SEC source: 0000014693-23-000032 · wf-form4_168305937737216.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Totals updated to reflect transfer of 700 Class A shares and 2,900 Class B shares from 2021 GRAT to direct holdings.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:26 UTC
Hinrichs ThomasEVP/Pres., Emerging Intl
Exercise / conversionStock Appreciation Right · Derivative 11,293 $0.00 Strike: $28.03 $0.00
Disclosure

SEC source: 0000014693-23-000030 · wf-form4_168305916788492.xml · derivative · entry 3

Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 11,293 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:26 UTC
Hinrichs ThomasEVP/Pres., Emerging Intl
Tax withholdingClass B Common 7,909 $65.28 $516,299.52
Disclosure

SEC source: 0000014693-23-000030 · wf-form4_168305916788492.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,387

F1 · price: The closing price of BF-B on April 27, 2023, was used to calculate the withholding obligation.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:26 UTC
Hinrichs ThomasEVP/Pres., Emerging Intl
Exercise / conversionClass B Common 11,293 $28.03 $316,587.96
Disclosure

SEC source: 0000014693-23-000030 · wf-form4_168305916788492.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 23:19 UTC
Shepherd Jeremy JEVP, Pres, USA & Canada
Exercise / conversionStock Appreciation Right · Derivative 1,683 $0.00 Strike: $28.03 $0.00
Disclosure

SEC source: 0000014693-23-000028 · wf-form4_168013194403216.xml · derivative · entry 4

Shepherd Jeremy J · CIK 0001938704 · EVP, Pres, USA & Canada

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 1,683 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 23:19 UTC
Shepherd Jeremy JEVP, Pres, USA & Canada
SaleClass B Common 473 $63.16 $29,876.19
Disclosure

SEC source: 0000014693-23-000028 · wf-form4_168013194403216.xml · nonDerivative · entry 3

Shepherd Jeremy J · CIK 0001938704 · EVP, Pres, USA & Canada

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,722

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.1604 to $63.18, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 28, 2023 Filed Mar 29, 2023 23:19 UTC
Shepherd Jeremy JEVP, Pres, USA & Canada
Tax withholdingClass B Common 1,210 $63.06 $76,302.60
Disclosure

SEC source: 0000014693-23-000028 · wf-form4_168013194403216.xml · nonDerivative · entry 2

Shepherd Jeremy J · CIK 0001938704 · EVP, Pres, USA & Canada

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,195

F1 · price: The closing price of BF-B on March 27, 2023, was used to calculate the withholding obligation.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 23:19 UTC
Shepherd Jeremy JEVP, Pres, USA & Canada
Exercise / conversionClass B Common 1,683 $28.03 $47,181.22
Disclosure

SEC source: 0000014693-23-000028 · wf-form4_168013194403216.xml · nonDerivative · entry 1

Shepherd Jeremy J · CIK 0001938704 · EVP, Pres, USA & Canada

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:36 UTC GiftClass B Common 3,260 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 10

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,061

Read SEC document
February 22, 2023 Filed Feb 22, 2023 22:33 UTC
Whiting Lawson EDirector · President & CEO
Exercise / conversionStock Appreciation Right · Derivative 22,195 $0.00 Strike: $28.03 $0.00
Disclosure

SEC source: 0000014693-23-000017 · wf-form4_167710518866543.xml · derivative · entry 4

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 22,195 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 22, 2023 22:33 UTC
Whiting Lawson EDirector · President & CEO
Tax withholdingClass B Common 15,394 $64.90 $999,070.60
Disclosure

SEC source: 0000014693-23-000017 · wf-form4_167710518866543.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,444

F1 · price: The closing price of BF-B on February 21, 2023, was used to calculate the withholding obligation.

Read SEC document
February 22, 2023 Filed Feb 22, 2023 22:33 UTC
Whiting Lawson EDirector · President & CEO
Exercise / conversionClass B Common 22,195 $28.03 $622,214.63
Disclosure

SEC source: 0000014693-23-000017 · wf-form4_167710518866543.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:43 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionStock Appreciation Right · Derivative 10,880 $0.00 Strike: $28.03 $0.00
Disclosure

SEC source: 0000014693-23-000015 · wf-form4_167537421064206.xml · derivative · entry 13

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,880

Underlying: Class B Common · 10,880 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:43 UTC
Hamel Matthew EEVP and General Counsel
Tax withholdingClass B Common 6,649 $66.00 $438,834.00
Disclosure

SEC source: 0000014693-23-000015 · wf-form4_167537421064206.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,861

F2 · price: The closing price of BF-B on January 30, 2023, was used to calculate the withholding obligation.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:43 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionClass B Common 10,880 $28.03 $305,009.92
Disclosure

SEC source: 0000014693-23-000015 · wf-form4_167537421064206.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Totals updated to reflect transfer of 2,864 Class A shares and 4,792 Class B shares from GRAT to direct holdings.

Read SEC document
January 23, 2023 Filed Jun 9, 2023 21:03 UTC GiftClass A Common 1,586 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 4

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,005,089

Read SEC document
January 19, 2023 Filed Jun 9, 2023 21:03 UTC GiftClass B Common 15,305 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 8

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,904

Read SEC document
January 06, 2023 Filed Mar 28, 2023 20:36 UTC GiftClass A Common 1,700 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 8

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,449

Read SEC document
January 05, 2023 Filed Jun 9, 2023 21:03 UTC GiftClass A Common 258 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 6

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 6,742

Read SEC document
January 05, 2023 Filed Jun 9, 2023 21:03 UTC GiftClass A Common 258 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 3

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,006,675

Read SEC document
January 04, 2023 Filed Mar 28, 2023 20:36 UTC GiftClass A Common 260 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 7

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,149

Read SEC document
January 03, 2023 Filed Mar 28, 2023 20:36 UTC GiftClass A Common 260 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 6

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,889

Read SEC document
December 22, 2022 Filed Jun 9, 2023 21:03 UTC GiftClass A Common 235 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 5

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 6,484

Read SEC document
December 22, 2022 Filed Jun 9, 2023 21:03 UTC GiftClass A Common 235 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 2

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,006,417

Read SEC document
December 21, 2022 Filed Mar 28, 2023 20:36 UTC GiftClass B Common 484 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 9

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 11,490

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:55 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionStock Appreciation Right · Derivative 10,880 $28.03 Strike: $28.03 $305,009.92
Disclosure

SEC source: 0000014693-22-000135 · wf-form4_166742251720218.xml · derivative · entry 9

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,760

Underlying: Class B Common · 10,880 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:55 UTC
Hamel Matthew EEVP and General Counsel
Tax withholdingClass B Common 7,457 $68.17 $508,343.69
Disclosure

SEC source: 0000014693-22-000135 · wf-form4_166742251720218.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,838

F1 · price: The closing price of BF-B on October 28, 2022, was used to calculate the withholding obligation.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:55 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionClass B Common 10,880 $28.03 $305,009.92
Disclosure

SEC source: 0000014693-22-000135 · wf-form4_166742251720218.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2022 Filed Jun 9, 2023 21:03 UTC GiftClass A Common 1,477 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,006,182

Read SEC document
August 15, 2022 Filed Jun 9, 2023 21:03 UTC GiftClass B Common 7,344 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 7

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 681,599

Read SEC document
July 29, 2022 Filed Aug 1, 2022 22:04 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionStock Appreciation Right · Derivative 10,880 $0.00 Strike: $28.03 $0.00
Disclosure

SEC source: 0000014693-22-000111 · wf-form4_165939142465242.xml · derivative · entry 10

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,640

Underlying: Class B Common · 10,880 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 22:04 UTC
Hamel Matthew EEVP and General Counsel
Tax withholdingClass B Common 7,280 $73.61 $535,880.80
Disclosure

SEC source: 0000014693-22-000111 · wf-form4_165939142465242.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,415

Read SEC document
July 29, 2022 Filed Aug 1, 2022 22:04 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionClass B Common 10,880 $28.03 $305,009.92
Disclosure

SEC source: 0000014693-22-000111 · wf-form4_165939142465242.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 21:43 UTC
Brown KelliSVP, Chief Accounting Officer
GrantStock Appreciation Right · Derivative 1,697 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000101 · wf-form4_165939020978673.xml · derivative · entry 1

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697

Underlying: Class B Common · 1,697 shares

Expires 2032-04-30

Read SEC document
July 28, 2022 Filed Aug 1, 2022 22:21 UTC GrantStock Appreciation Right · Derivative 6,747 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000118 · wf-form4_165939245690292.xml · derivative · entry 1

Nall Timothy M · CIK 0001871904 · SVP CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,747

Underlying: Class B Common · 6,747 shares

Expires 2032-04-30

Read SEC document
July 28, 2022 Filed Aug 1, 2022 22:20 UTC
Whiting Lawson EDirector · President & CEO
GrantStock Appreciation Right · Derivative 86,430 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000117 · wf-form4_165939238207875.xml · derivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,430

Underlying: Class B Common · 86,430 shares

Expires 2032-04-30

Read SEC document
July 28, 2022 Filed Aug 1, 2022 22:19 UTC
Shepherd Jeremy JVP, Pres, USA & Canada
GrantStock Appreciation Right · Derivative 6,114 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000116 · wf-form4_165939235107537.xml · derivative · entry 1

Shepherd Jeremy J · CIK 0001938704 · VP, Pres, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,114

Underlying: Class B Common · 6,114 shares

Expires 2032-04-30

Read SEC document
July 28, 2022 Filed Aug 1, 2022 22:19 UTC GrantDeferred Stock Units · Derivative 2,981.9695 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000115 · wf-form4_165939231347479.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,640.05

Underlying: Class A Common · 2,981.9695 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 22:17 UTC
Peterson Crystal LSVP, Chief Inclusion Officer
GrantStock Appreciation Right · Derivative 3,624 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000114 · wf-form4_165939223138421.xml · derivative · entry 1

Peterson Crystal L · CIK 0001934972 · SVP, Chief Inclusion Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,624

Underlying: Class B Common · 3,624 shares

Expires 2032-04-30

Read SEC document
July 28, 2022 Filed Aug 1, 2022 22:16 UTC
Cunningham Leanne DSVP, Chief Fin Officer
GrantStock Appreciation Right · Derivative 16,125 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000113 · wf-form4_165939216203540.xml · derivative · entry 1

Cunningham Leanne D · CIK 0001871903 · SVP, Chief Fin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,125

Underlying: Class B Common · 16,125 shares

Expires 2032-04-30

Read SEC document
July 28, 2022 Filed Aug 1, 2022 22:15 UTC GrantDeferred Stock Units · Derivative 2,981.9695 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000112 · wf-form4_165939208605560.xml · derivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,776.08

Underlying: Class A Common · 2,981.9695 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

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July 28, 2022 Filed Aug 1, 2022 22:04 UTC
Hamel Matthew EEVP and General Counsel
GrantStock Appreciation Right · Derivative 11,364 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000111 · wf-form4_165939142465242.xml · derivative · entry 9

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,364

Underlying: Class B Common · 11,364 shares

Expires 2032-04-30

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July 28, 2022 Filed Aug 1, 2022 22:01 UTC GrantDeferred Stock Units · Derivative 2,011.0957 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000110 · wf-form4_165939121357479.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,854.17

Underlying: Class A Common · 2,011.0957 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

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July 28, 2022 Filed Aug 1, 2022 21:54 UTC
Farrer MarshallDirector · SVP/Pres. Europe
GrantStock Appreciation Right · Derivative 7,253 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000109 · wf-form4_165939083293495.xml · derivative · entry 1

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,253

Underlying: Class B Common · 7,253 shares

Expires 2032-04-30

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July 28, 2022 Filed Aug 1, 2022 21:53 UTC
Hawley Kirsten MSVP, Chief Ppl/Places Officer
GrantStock Appreciation Right · Derivative 9,245 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000108 · wf-form4_165939077802723.xml · derivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,245

Underlying: Class B Common · 9,245 shares

Expires 2032-04-30

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.