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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2016 Filed Dec 27, 2016 23:02 UTC OtherClass A Common 643,090 $46.51 $29,910,115.90
Disclosure

SEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 7

Brown Owsley III · CIK 0001548895 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,038

F6 · kind: On December 22, 2016, a limited partnership transferred 643,090 Class A shares to the reporting person as a partial redemption of the reporting person's interest in the partnership.

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December 22, 2016 Filed Jun 14, 2017 22:09 UTC GiftClass B Common 307 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 17

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,858

Read SEC document
December 16, 2016 Filed Jun 14, 2017 22:09 UTC GiftClass B Common 309 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 16

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,551

F5 · balance_after: Reflects the acquisition of 3,121 additional shares in the August 2016 stock split.

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December 12, 2016 Filed Dec 13, 2016 21:23 UTC GiftClass A Common 5,500 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000253 · wf-form4_148166414015832.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,704

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December 09, 2016 Filed Dec 13, 2016 21:23 UTC PurchaseClass A Common 1,865 $48.00 $89,520.00
Disclosure

SEC source: 0000014693-16-000253 · wf-form4_148166414015832.xml · nonDerivative · entry 2

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Williams Trust

Disclosed balance after: 33,855

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November 22, 2016 Filed Mar 28, 2017 00:05 UTC GiftClass A Common 2,516 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000034 · wf-form4_149065954110922.xml · nonDerivative · entry 2

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Garvin Brown II Trust

Disclosed balance after: 1,000

F3 · balance_after: Reflects the acquisition of 1,758 additional shares in the August 2016 stock split.

F2 · ownership.nature: The reporting person will no longer report the shares held by this trust on future forms because he ceased to have a pecuniary interest in them on March 6, 2017.

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November 22, 2016 Filed Mar 28, 2017 00:05 UTC GiftClass A Common 3,000 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000034 · wf-form4_149065954110922.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Albrecht Trust

Disclosed balance after: 1,758

F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 2,379 additional shares.

F2 · ownership.nature: The reporting person will no longer report the shares held by this trust on future forms because he ceased to have a pecuniary interest in them on March 6, 2017.

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October 31, 2016 Filed Nov 2, 2016 20:48 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 7,600 $0.00 Strike: $16.83 $0.00
Disclosure

SEC source: 0000014693-16-000245 · wf-form4_147811967759313.xml · derivative · entry 7

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,118

Underlying: Class B Common · 7,600 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 11,359 shares at an exercise price of $33.65, but were adjusted to reflect the August 2016 stock split.

F7 · balance_after: These stock appreciation rights were previously reported as covering 11,359 shares at an exercise price of $33.65, but were adjusted to reflect the August 2016 stock split.

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October 31, 2016 Filed Nov 2, 2016 20:48 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 5,197 $46.03 $239,217.91
Disclosure

SEC source: 0000014693-16-000245 · wf-form4_147811967759313.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,505

F2 · price: The closing price of BF-B on October 28, 2016 was used to calculate the withholding obligation.

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October 31, 2016 Filed Nov 2, 2016 20:48 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 7,600 $16.83 $127,870.00
Disclosure

SEC source: 0000014693-16-000245 · wf-form4_147811967759313.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 2,983 additonal shares. Total also updated to correct prior reporting error.

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October 14, 2016 Filed Oct 18, 2016 20:40 UTC
Steiner Lisa PSVP, Chief of Staff
SaleClass B Common 10,510 $45.30 $476,103.00
Disclosure

SEC source: 0000014693-16-000243 · wf-form4_147682316167663.xml · nonDerivative · entry 1

Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects the acquisition of additional shares in the August 2016 stock split. Total also updated to correct prior reporting error.

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October 11, 2016 Filed Oct 13, 2016 20:21 UTC OtherClass B Common 26,211 $46.67 $1,223,267.37
Disclosure

SEC source: 0000014693-16-000241 · wf-form4_147639004883619.xml · nonDerivative · entry 13

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brown Ventures, LLC

Disclosed balance after: 102,751

F2 · kind: On October 11, 2016, Brown Ventures, LLC exchanged 26,211 Class B shares for 25,000 Class A shares held by a relative of the filing person. The closing prices on October 6, 2016 ($48.93 for Class A and $46.67 for Class B) were used to value the transaction.

F14 · balance_after: Reflects the acquisition of 64,481 additional shares in the August 2016 stock split.

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October 11, 2016 Filed Oct 13, 2016 20:21 UTC OtherClass A Common 25,000 $48.93 $1,223,250.00
Disclosure

SEC source: 0000014693-16-000241 · wf-form4_147639004883619.xml · nonDerivative · entry 2

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brown Ventures, LLC

Disclosed balance after: 1,961,790

F2 · kind: On October 11, 2016, Brown Ventures, LLC exchanged 26,211 Class B shares for 25,000 Class A shares held by a relative of the filing person. The closing prices on October 6, 2016 ($48.93 for Class A and $46.67 for Class B) were used to value the transaction.

F3 · balance_after: Reflects the acquisition of 968,395 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:07 UTC GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 7

Barzun Brooke Brown · CIK 0001543144 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-3

Disclosed balance after: 17,391

F6 · balance_after: Reflects the acquisition of 8,554 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:07 UTC GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 6

Barzun Brooke Brown · CIK 0001543144 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-2

Disclosed balance after: 17,391

F6 · balance_after: Reflects the acquisition of 8,554 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:07 UTC GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 5

Barzun Brooke Brown · CIK 0001543144 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-1

Disclosed balance after: 9,763

F5 · balance_after: Reflects the acquisition of 4,740 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:07 UTC GiftClass A Common 1,801 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 4

Barzun Brooke Brown · CIK 0001543144 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · OB3 GST Non-Exempt Trust

Disclosed balance after: 12,517

F4 · balance_after: Reflects the acquisition of 5,358 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:07 UTC GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 3

Barzun Brooke Brown · CIK 0001543144 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,575

F3 · balance_after: Reflects the acquisition of 3,646 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:07 UTC GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 2

Barzun Brooke Brown · CIK 0001543144 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · BBB Revocable Trust

Disclosed balance after: 411,337

F2 · balance_after: Reflects the acquisition of 205,527 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:07 UTC GiftClass A Common 1,801 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 1

Barzun Brooke Brown · CIK 0001543144 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,375

F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 237,088 additional shares.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:05 UTC
Holland Augusta BrownDirector · 10% owner
GiftClass A Common 1,792 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 9

Holland Augusta Brown · CIK 0001548896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Children

Disclosed balance after: 233,564

F7 · balance_after: Reflects the acquisition of 115,886 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:05 UTC
Holland Augusta BrownDirector · 10% owner
GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 8

Holland Augusta Brown · CIK 0001548896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-3

Disclosed balance after: 5,767

F6 · balance_after: Reflects the acquisition of 2,742 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:05 UTC
Holland Augusta BrownDirector · 10% owner
GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 7

Holland Augusta Brown · CIK 0001548896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-2

Disclosed balance after: 5,767

F6 · balance_after: Reflects the acquisition of 2,742 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:05 UTC
Holland Augusta BrownDirector · 10% owner
GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 6

Holland Augusta Brown · CIK 0001548896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-1

Disclosed balance after: 7,849

F5 · balance_after: Reflects the acquisition of 3,783 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:05 UTC
Holland Augusta BrownDirector · 10% owner
GiftClass A Common 1,801 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 5

Holland Augusta Brown · CIK 0001548896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Barzun Children

Disclosed balance after: 255,563

F4 · balance_after: Reflects the acquisition of 126,881 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:05 UTC
Holland Augusta BrownDirector · 10% owner
GiftClass A Common 1,801 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 4

Holland Augusta Brown · CIK 0001548896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · OB3 GST Non-Exempt Trust

Disclosed balance after: 12,517

F3 · balance_after: Reflects the acquisition of 5,358 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:05 UTC
Holland Augusta BrownDirector · 10% owner
GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 3

Holland Augusta Brown · CIK 0001548896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,033

F2 · balance_after: Reflects the acquisition of 2,375 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:05 UTC
Holland Augusta BrownDirector · 10% owner
GiftClass A Common 1,792 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 2

Holland Augusta Brown · CIK 0001548896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032,701

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:05 UTC
Holland Augusta BrownDirector · 10% owner
GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,493

F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 517,105 additional shares.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:02 UTC GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 6

Brown Owsley III · CIK 0001548895 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Victoire Brown

Disclosed balance after: 5,533

F5 · balance_after: Reflects the acquisition of 2,625 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:02 UTC GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 5

Brown Owsley III · CIK 0001548895 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-3

Disclosed balance after: 6,745

F4 · balance_after: Reflects the acquisition of 3,231 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:02 UTC GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 4

Brown Owsley III · CIK 0001548895 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-2

Disclosed balance after: 21,195

F3 · balance_after: Reflects the acquisition of 10,456 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:02 UTC GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 3

Brown Owsley III · CIK 0001548895 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-1

Disclosed balance after: 21,579

F2 · balance_after: Reflects the acquisition of 10,648 additional shares in the August 2016 stock split.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:02 UTC GiftClass A Common 1,801 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 2

Brown Owsley III · CIK 0001548895 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:02 UTC GiftClass A Common 283 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 1

Brown Owsley III · CIK 0001548895 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,749

F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 1,233 additional shares.

Read SEC document
October 10, 2016 Filed Dec 27, 2016 23:00 UTC GiftClass A Common 4,245 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000261 · wf-form4_148287962574002.xml · nonDerivative · entry 1

Brown Christina Lee · CIK 0001542909 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,741

F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 251,493 additional shares.

Read SEC document
September 13, 2016 Filed Mar 28, 2017 00:17 UTC GiftClass B Common 1,200 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000039 · wf-form4_149066023900168.xml · nonDerivative · entry 1

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Crummey Trust

Disclosed balance after: 7,390

F1 · balance_after: Reflects the acquisition of 3,095 additional shares in the August 2016 stock split.

Read SEC document
September 13, 2016 Filed Mar 28, 2017 00:24 UTC GiftClass B Common 1,200 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000041 · wf-form4_149066063826617.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,135

F1 · balance_after: On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 311,794 additional shares. Total also updated to reflect the acquisition of 2,747 additional shares resulting from the dissolution of CBGB LLC on September 14, 2016, and to correct prior reporting error.

Read SEC document
August 11, 2016 Filed Jun 14, 2017 22:09 UTC GiftClass B Common 72,684 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 13

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,680

F4 · balance_after: Reflects the acquisiton of 103,840 additional shares in the August 2016 stock split.

Read SEC document
August 11, 2016 Filed Jun 14, 2017 22:09 UTC GiftClass A Common 51,135 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 3

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,734

F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 207,367 additional shares.

Read SEC document
May 24, 2016 Filed Jun 14, 2017 22:09 UTC OtherClass B Common 27,657 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 19

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SKCJ Investments LLC

Disclosed balance after: 55,314

F7 · balance_after: Reflects the acquisition of 27,657 additional shares in the August 2016 stock split.

Read SEC document
May 24, 2016 Filed Jun 14, 2017 22:09 UTC OtherClass A Common 114,151 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 10

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SKCJ Investments LLC

Disclosed balance after: 228,302

F3 · balance_after: Reflects the acquisition of 114,151 additional shares in the August 2016 stock split.

Read SEC document
April 12, 2016 Filed Jun 14, 2017 22:09 UTC SaleClass B Common 150 $95.76 $14,364.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 18

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2015 Trust

Disclosed balance after: 9,918

F6 · balance_after: Reflects the acquisition of 5,109 additional shares in the August 2016 stock split.

Read SEC document
January 08, 2016 Filed Jun 14, 2017 22:09 UTC GiftClass A Common 4 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 7

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Child-1 account

Disclosed balance after: 1,080

Read SEC document
January 08, 2016 Filed Jun 14, 2017 22:09 UTC GiftClass A Common 4 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 2

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,232

Read SEC document
January 07, 2016 Filed Jun 14, 2017 22:09 UTC GiftClass A Common 265 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 6

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Child-1 account

Disclosed balance after: 1,076

Read SEC document
January 07, 2016 Filed Jun 14, 2017 22:09 UTC GiftClass A Common 265 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,228

Read SEC document
December 24, 2015 Filed Jun 14, 2017 22:09 UTC GiftClass B Common 6 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 15

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,121

Read SEC document
December 21, 2015 Filed Jun 14, 2017 22:09 UTC GiftClass B Common 270 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 14

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,115

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.