Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC |
Whiting Lawson EEVP, Chief Brands & Strategy
|
Exercise / conversionStock Appreciation Right · Derivative | 7,910 | $0.00 Strike: $19.22 | $0.00 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · derivative · entry 8 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 7,910 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 3,955 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split. F5 · balance_after: These stock appreciation rights were previously reported as covering 3,955 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC |
Whiting Lawson EEVP, Chief Brands & Strategy
|
Exercise / conversionStock Appreciation Right · Derivative | 8,248 | $0.00 Strike: $13.53 | $0.00 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · derivative · entry 7 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 8,248 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 4,124 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split. F4 · balance_after: These stock appreciation rights were previously reported as covering 4,124 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC |
Whiting Lawson EEVP, Chief Brands & Strategy
|
SaleClass B Common | 6,723 | $46.52 | $312,754.63 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · nonDerivative · entry 4 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC |
Whiting Lawson EEVP, Chief Brands & Strategy
|
Tax withholdingClass B Common | 9,885 | $46.21 | $456,785.85 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · nonDerivative · entry 3 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,723 F1 · price: The closing price of BF-B on March 9, 2017 was used to calculate the withholding obligation. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC |
Whiting Lawson EEVP, Chief Brands & Strategy
|
Exercise / conversionClass B Common | 8,248 | $13.53 | $111,554.20 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC |
Whiting Lawson EEVP, Chief Brands & Strategy
|
Exercise / conversionClass B Common | 7,910 | $19.22 | $151,990.65 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Jun 14, 2017 22:09 UTC |
Brown Stuart RDirector
|
GiftClass A Common | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 12 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child-2 account Disclosed balance after: 1,177 Read SEC document |
| February 15, 2017 Filed Jun 14, 2017 22:09 UTC |
Brown Stuart RDirector
|
GiftClass A Common | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 9 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child-1 account Disclosed balance after: 3,337 Read SEC document |
| February 15, 2017 Filed Jun 14, 2017 22:09 UTC |
Brown Stuart RDirector
|
GiftClass A Common | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 5 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,036 Read SEC document |
| February 13, 2017 Filed Mar 28, 2017 00:17 UTC |
Brown George Garvin IVDirector
|
GiftClass A Common | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000039 · wf-form4_149066023900168.xml · nonDerivative · entry 4 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Crummey Trust Disclosed balance after: 15,842 F4 · balance_after: Reflects the acquisition of 7,346 additional shares in the August 2016 stock split. Read SEC document |
| February 13, 2017 Filed Mar 28, 2017 00:17 UTC |
Brown George Garvin IVDirector
|
GiftClass A Common | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000039 · wf-form4_149066023900168.xml · nonDerivative · entry 3 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's trust Disclosed balance after: 18,012 F3 · balance_after: Reflects the acquisition of 7,471 additional shares in the August 2016 stock split. Read SEC document |
| February 13, 2017 Filed Mar 28, 2017 00:17 UTC |
Brown George Garvin IVDirector
|
GiftClass A Common | 3,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000039 · wf-form4_149066023900168.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,029 F2 · balance_after: Reflects the acquisition of 57,837 additional shares in the August 2016 stock split. Read SEC document |
| February 13, 2017 Filed Mar 28, 2017 00:24 UTC |
Brown Campbell PDirector
|
GiftClass A Common | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000041 · wf-form4_149066063826617.xml · nonDerivative · entry 3 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust FBO Geo Garvin Brown IV Disclosed balance after: 17,159 F3 · balance_after: Reflects the acquisition of 8,042 additional shares in the August 2016 stock split and total corrected as a result of a prior reporting error. Read SEC document |
| February 13, 2017 Filed Mar 28, 2017 00:24 UTC |
Brown Campbell PDirector
|
GiftClass A Common | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000041 · wf-form4_149066063826617.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,609,476 F2 · balance_after: Reflects the acquisition of 805,313 additional shares in the August 2016 stock split. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 19:21 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 7,559 | $0.00 Strike: $16.83 | $0.00 |
DisclosureSEC source: 0000014693-17-000008 · wf-form4_148606328621789.xml · derivative · entry 7 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,559 Underlying: Class B Common · 7,559 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 19:21 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Tax withholdingClass B Common | 4,573 | $45.48 | $207,980.04 |
DisclosureSEC source: 0000014693-17-000008 · wf-form4_148606328621789.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,491 F1 · price: The closing price of BF-B on January 30, 2017 was used to calculate the withholding obligation. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 19:21 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionClass B Common | 7,559 | $16.83 | $127,180.18 |
DisclosureSEC source: 0000014693-17-000008 · wf-form4_148606328621789.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:52 UTC |
Steiner Lisa PSVP, Chief of Staff
|
Exercise / conversionStock Appreciation Right · Derivative | 13,478 | $0.00 Strike: $36.21 | $0.00 |
DisclosureSEC source: 0000014693-17-000006 · wf-form4_148477632767668.xml · derivative · entry 8 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 13,478 shares Expires 2023-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:52 UTC |
Steiner Lisa PSVP, Chief of Staff
|
SaleClass B Common | 8,502 | $43.92 | $373,405.29 |
DisclosureSEC source: 0000014693-17-000006 · wf-form4_148477632767668.xml · nonDerivative · entry 4 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482 Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:52 UTC |
Steiner Lisa PSVP, Chief of Staff
|
SaleClass B Common | 1,436 | $43.88 | $63,004.50 |
DisclosureSEC source: 0000014693-17-000006 · wf-form4_148477632767668.xml · nonDerivative · entry 3 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,984 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.871 to $43.88, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:52 UTC |
Steiner Lisa PSVP, Chief of Staff
|
Tax withholdingClass B Common | 12,042 | $44.17 | $531,895.14 |
DisclosureSEC source: 0000014693-17-000006 · wf-form4_148477632767668.xml · nonDerivative · entry 2 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,462 F2 · price: The closing price of BF-B on January 12, 2017 was used to calculate the withholding obligation. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:52 UTC |
Steiner Lisa PSVP, Chief of Staff
|
Exercise / conversionClass B Common | 13,478 | $44.17 | $595,323.26 |
DisclosureSEC source: 0000014693-17-000006 · wf-form4_148477632767668.xml · nonDerivative · entry 1 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total updated to correct prior reporting error. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:40 UTC |
Jones Jill AckermanExecutive Vice President
|
Exercise / conversionStock Appreciation Right · Derivative | 33,518 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0000014693-17-000004 · wf-form4_148477560340507.xml · derivative · entry 11 Jones Jill Ackerman · CIK 0001468766 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 33,518 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 16,759 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 Stock Split. F9 · balance_after: These stock appreciation rights were previously reported as covering 16,759 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 Stock Split. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:40 UTC |
Jones Jill AckermanExecutive Vice President
|
OtherClass B Common | 3,566.0275 | $43.96 | $156,762.57 |
DisclosureSEC source: 0000014693-17-000004 · wf-form4_148477560340507.xml · nonDerivative · entry 4 Jones Jill Ackerman · CIK 0001468766 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401k Disclosed balance after: 11,405.7812 F4 · balance_after: Number of shares acquired through issuer's 401(k) plan as of January 13, 2017, including additional shares issued in the August 2016 stock split. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:40 UTC |
Jones Jill AckermanExecutive Vice President
|
SaleClass B Common | 10,515 | $43.92 | $461,832.47 |
DisclosureSEC source: 0000014693-17-000004 · wf-form4_148477560340507.xml · nonDerivative · entry 3 Jones Jill Ackerman · CIK 0001468766 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,850 F3 · price: The price reported in Column 4 is a weighted average price. These shares were multiple transactions at prices ranging from $43.875 to $43.97, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:40 UTC |
Jones Jill AckermanExecutive Vice President
|
Tax withholdingClass B Common | 23,003 | $44.17 | $1,016,042.51 |
DisclosureSEC source: 0000014693-17-000004 · wf-form4_148477560340507.xml · nonDerivative · entry 2 Jones Jill Ackerman · CIK 0001468766 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,365 F2 · price: The closing price of BF-B on January 12, 2017 was used to calculate the withholding obligation. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:40 UTC |
Jones Jill AckermanExecutive Vice President
|
Exercise / conversionClass B Common | 33,518 | $11.60 | $388,808.80 |
DisclosureSEC source: 0000014693-17-000004 · wf-form4_148477560340507.xml · nonDerivative · entry 1 Jones Jill Ackerman · CIK 0001468766 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of additional shares. Total also updated to correct prior dividend reinvestment. Read SEC document |
| January 13, 2017 Filed May 2, 2017 23:58 UTC Amendment |
Jones Jill AckermanExecutive Vice President
|
SaleClass B Common | 15,000 | $43.90 | $658,500.00 |
DisclosureSEC source: 0000014693-17-000067 · wf-form4a_149376946726210.xml · nonDerivative · entry 1 Jones Jill Ackerman · CIK 0001468766 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,850 F1 · price: The price reported in Column 4 is a weighted average price. These shares were multiple transactions at prices ranging from $43.86 to $43.95, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Amended to include inadvertently omitted transaction. Read SEC document |
| January 12, 2017 Filed Mar 21, 2017 23:23 UTC |
Barzun Brooke Brown10% owner
|
GiftClass B Common | 157,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000026 · wf-form4_149013860763063.xml · nonDerivative · entry 1 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 24,546 F1 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017. Read SEC document |
| January 12, 2017 Filed Mar 21, 2017 23:28 UTC |
Holland Augusta BrownDirector · 10% owner
|
GiftClass B Common | 157,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000030 · wf-form4_149013887813741.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 24,546 F1 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017. Read SEC document |
| January 12, 2017 Filed Mar 21, 2017 23:17 UTC |
Brown Owsley III10% owner
|
GiftClass B Common | 157,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000022 · wf-form4_149013822504986.xml · nonDerivative · entry 1 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 24,546 F1 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017. Read SEC document |
| January 12, 2017 Filed Mar 21, 2017 23:13 UTC |
Brown Christina Lee10% owner
|
GiftClass B Common | 157,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000020 · wf-form4_149013798995174.xml · nonDerivative · entry 1 Brown Christina Lee · CIK 0001542909 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,975 F1 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017. Read SEC document |
| January 12, 2017 Filed Jun 14, 2017 22:09 UTC |
Brown Stuart RDirector
|
GiftClass A Common | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 11 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child-2 account Disclosed balance after: 602 Read SEC document |
| January 12, 2017 Filed Jun 14, 2017 22:09 UTC |
Brown Stuart RDirector
|
GiftClass A Common | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 8 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child-1 account Disclosed balance after: 2,762 F2 · balance_after: Reflects the acquisition of 1,080 additional shares in the August 2016 stock split. Read SEC document |
| January 12, 2017 Filed Jun 14, 2017 22:09 UTC |
Brown Stuart RDirector
|
GiftClass A Common | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 4 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,336 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:17 UTC |
Morreau Jane CecilEVP, Chief Financial Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 14,262 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0000014693-17-000002 · wf-form4_148364740825849.xml · derivative · entry 6 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 14,262 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 7,131 shares at an exercise price of $35.51, but were adjusted to reflect the August 2016 stock split. F6 · balance_after: These stock appreciation rights were previously reported as covering 7,131 shares at an exercise price of $35.51, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:17 UTC |
Morreau Jane CecilEVP, Chief Financial Officer
|
SaleClass B Common | 5,423 | $45.17 | $244,949.86 |
DisclosureSEC source: 0000014693-17-000002 · wf-form4_148364740825849.xml · nonDerivative · entry 3 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.1644 to $45.19, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:17 UTC |
Morreau Jane CecilEVP, Chief Financial Officer
|
Tax withholdingClass B Common | 8,839 | $44.92 | $397,047.88 |
DisclosureSEC source: 0000014693-17-000002 · wf-form4_148364740825849.xml · nonDerivative · entry 2 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,527 F2 · price: The closing price of BF-B on December 30, 2016 was used to calculate the withholding obligation. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:17 UTC |
Morreau Jane CecilEVP, Chief Financial Officer
|
Exercise / conversionClass B Common | 14,262 | $17.76 | $253,221.81 |
DisclosureSEC source: 0000014693-17-000002 · wf-form4_148364740825849.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 52 additional shares. Read SEC document |
| January 03, 2017 Filed Mar 28, 2017 20:44 UTC |
Brown J McCauley10% owner
|
GiftClass A Common | 13,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 7 Brown J McCauley · CIK 0001351766 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,589 Read SEC document |
| January 03, 2017 Filed Mar 28, 2017 20:44 UTC |
Brown J McCauley10% owner
|
GiftClass A Common | 13,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 6 Brown J McCauley · CIK 0001351766 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8,319 Read SEC document |
| December 30, 2016 Filed Mar 28, 2017 20:44 UTC |
Brown J McCauley10% owner
|
GiftClass A Common | 110,241 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 5 Brown J McCauley · CIK 0001351766 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse GRAT Disclosed balance after: 156,888 Read SEC document |
| December 30, 2016 Filed Mar 28, 2017 20:44 UTC |
Brown J McCauley10% owner
|
GiftClass A Common | 110,241 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 4 Brown J McCauley · CIK 0001351766 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 22,204 Read SEC document |
| December 28, 2016 Filed Mar 28, 2017 20:44 UTC |
Brown J McCauley10% owner
|
GiftClass A Common | 14,738 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 3 Brown J McCauley · CIK 0001351766 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Irrev Trust Disclosed balance after: 116,146 Read SEC document |
| December 28, 2016 Filed Mar 28, 2017 20:44 UTC |
Brown J McCauley10% owner
|
GiftClass A Common | 132,011 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 2 Brown J McCauley · CIK 0001351766 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 132,445 Read SEC document |
| December 28, 2016 Filed Mar 28, 2017 20:44 UTC |
Brown J McCauley10% owner
|
GiftClass A Common | 146,749 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 1 Brown J McCauley · CIK 0001351766 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse GRAT Disclosed balance after: 46,647 Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 23:07 UTC |
Barzun Brooke Brown10% owner
|
OtherClass A Common | 115,020 | $46.51 | $5,349,580.20 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 10 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · OB3 GST Exempt Trust Disclosed balance after: 175,964 F7 · kind: On December 22, 2016, Guilford-Brown LP transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership. F10 · balance_after: Reflects the acquisition of 30,472 additional shares in the August 2016 stock split. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 23:07 UTC |
Barzun Brooke Brown10% owner
|
OtherClass A Common | 643,090 | $46.51 | $29,910,115.90 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 9 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Guilford-Brown LP Disclosed balance after: 723,110 F9 · kind: On December 22, 2016, Guilford-Brown LP transferred 643,090 Class A shares to a limited partner as a partial redemption of a limited partner's interest. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 23:07 UTC |
Barzun Brooke Brown10% owner
|
OtherClass A Common | 115,020 | $46.51 | $5,349,580.20 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 8 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Guilford-Brown LP Disclosed balance after: 1,366,200 F7 · kind: On December 22, 2016, Guilford-Brown LP transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership. F8 · balance_after: Reflects the acquisition of 740,610 additional shares in the August 2016 stock split. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 23:05 UTC |
Holland Augusta BrownDirector · 10% owner
|
OtherClass A Common | 115,020 | $46.51 | $5,349,580.20 |
DisclosureSEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 10 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · OB3 GST Exempt Trust Disclosed balance after: 175,964 F8 · kind: On December 22, 2016, a limited partnership transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership. F9 · balance_after: Reflects the acquisition of 30,472 additional shares in the August 2016 stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.