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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2020 Filed Aug 3, 2020 21:27 UTC GrantDeferred Stock Units · Derivative 2,142.5171 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000114 · wf-form4_159649002053932.xml · derivative · entry 1

BOUSQUET CHAVANNE PATRICK · CIK 0001070210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,942.7871

Underlying: Class A Common · 2,142.5171 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:18 UTC
Hayes John V.SVP/President, USA & Canada
GrantStock Appreciation Right · Derivative 14,374 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000112 · wf-form4_159648946379522.xml · derivative · entry 5

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,374

Underlying: Class B Common · 14,374 shares

Expires 2030-04-30

F4 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:09 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
GrantStock Appreciation Right · Derivative 17,708 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000108 · wf-form4_159648897029901.xml · derivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,708

Underlying: Class B Common · 17,708 shares

Expires 2030-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:13 UTC
Farrer MarshallDirector · SVP/Pres. Europe
GrantStock Appreciation Right · Derivative 3,358 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000110 · wf-form4_159648917917617.xml · derivative · entry 1

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,358

Underlying: Class B Common · 3,358 shares

Expires 2030-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:05 UTC
Whiting Lawson EDirector · President & CEO
GrantStock Appreciation Right · Derivative 107,803 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000106 · wf-form4_159648869678524.xml · derivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,803

Underlying: Class B Common · 107,803 shares

Expires 2030-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:01 UTC
Morreau Jane CecilEVP, Chief Financial Officer
GrantStock Appreciation Right · Derivative 23,933 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000104 · wf-form4_159648845902939.xml · derivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,933

Underlying: Class B Common · 23,933 shares

Expires 2030-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 20:56 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GrantStock Appreciation Right · Derivative 23,056 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000102 · wf-form4_159648818585276.xml · derivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,056

Underlying: Class B Common · 23,056 shares

Expires 2030-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 20:48 UTC
Hawley Kirsten MSVP, Chief HR Officer
GrantStock Appreciation Right · Derivative 8,847 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000098 · wf-form4_159648766460325.xml · derivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,847

Underlying: Class B Common · 8,847 shares

Expires 2030-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 20:52 UTC
Bentel MatiasSVP, Chief Brands Officer
GrantStock Appreciation Right · Derivative 9,412 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000100 · wf-form4_159648789219521.xml · derivative · entry 1

Bentel Matias · CIK 0001797930 · SVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,412

Underlying: Class B Common · 9,412 shares

Expires 2030-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 20:43 UTC
Alvarez Alejandro ASVP, Chief Production Officer
GrantStock Appreciation Right · Derivative 8,460 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000095 · wf-form4_159648737011531.xml · derivative · entry 1

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460

Underlying: Class B Common · 8,460 shares

Expires 2030-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 20:36 UTC GrantStock Appreciation Right · Derivative 8,894 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000089 · wf-form4_159648695594948.xml · derivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,894

Underlying: Class B Common · 8,894 shares

Expires 2030-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 20:39 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
GrantStock Appreciation Right · Derivative 7,393 $0.00 Strike: $69.21 $0.00
Disclosure

SEC source: 0000014693-20-000092 · wf-form4_159648716695559.xml · derivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Underlying: Class B Common · 7,393 shares

Expires 2030-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 21:40 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 15,245 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-20-000087 · wf-form4_159597239185367.xml · derivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,735

Underlying: Class B Common · 15,245 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 21:40 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 9,265 $68.46 $634,281.90
Disclosure

SEC source: 0000014693-20-000087 · wf-form4_159597239185367.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,063

F1 · price: The closing price of BF-B on July 23, 2020 was used to calculate the withholding obligation.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 21:40 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 15,245 $18.22 $277,718.17
Disclosure

SEC source: 0000014693-20-000087 · wf-form4_159597239185367.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:16 UTC
Hawley Kirsten MSVP, Chief HR Officer
SaleClass B Common 3,562 $64.18 $228,605.24
Disclosure

SEC source: 0000014693-20-000080 · wf-form4_159363452063354.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,184

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.15 to $64.19, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:47 UTC
Hawley Kirsten MSVP, Chief HR Officer
Exercise / conversionStock Appreciation Right · Derivative 14,032 $0.00 Strike: $40.15 $0.00
Disclosure

SEC source: 0000014693-20-000078 · wf-form4_159347086291332.xml · derivative · entry 5

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 14,032 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:47 UTC
Hawley Kirsten MSVP, Chief HR Officer
Tax withholdingClass B Common 10,470 $63.81 $668,090.70
Disclosure

SEC source: 0000014693-20-000078 · wf-form4_159347086291332.xml · nonDerivative · entry 2

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,746

F1 · price: The closing price of BF-B on June 24, 2020 was used to calculate the withholding obligation.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:47 UTC
Hawley Kirsten MSVP, Chief HR Officer
Exercise / conversionClass B Common 14,032 $40.15 $563,314.64
Disclosure

SEC source: 0000014693-20-000078 · wf-form4_159347086291332.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:28 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass B Common 245 $62.20 $15,239.00
Disclosure

SEC source: 0000014693-20-000058 · wf-form4_159122328825182.xml · nonDerivative · entry 4

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,381

F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 245 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:28 UTC
Hayes John V.SVP/President, USA & Canada
GrantClass B Common 525 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000058 · wf-form4_159122328825182.xml · nonDerivative · entry 3

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,626

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:28 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass A Common 977 $56.72 $55,415.44
Disclosure

SEC source: 0000014693-20-000058 · wf-form4_159122328825182.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,451

F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 977 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:28 UTC
Hayes John V.SVP/President, USA & Canada
GrantClass A Common 2,098 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000058 · wf-form4_159122328825182.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,428

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:18 UTC Tax withholdingClass B Common 389 $62.20 $24,195.80
Disclosure

SEC source: 0000014693-20-000052 · wf-form4_159121908994506.xml · nonDerivative · entry 2

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,777

F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 389 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:18 UTC GrantClass B Common 1,230 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000052 · wf-form4_159121908994506.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,166

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:08 UTC
Bentel MatiasSVP, Chief Brands Officer
Tax withholdingClass B Common 275 $62.20 $17,105.00
Disclosure

SEC source: 0000014693-20-000048 · wf-form4_159121848019925.xml · nonDerivative · entry 2

Bentel Matias · CIK 0001797930 · SVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199

F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 275 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:08 UTC
Bentel MatiasSVP, Chief Brands Officer
GrantClass B Common 880 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000048 · wf-form4_159121848019925.xml · nonDerivative · entry 1

Bentel Matias · CIK 0001797930 · SVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,474

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:05 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass B Common 108 $62.20 $6,717.60
Disclosure

SEC source: 0000014693-20-000046 · wf-form4_159121831807423.xml · nonDerivative · entry 4

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,098.818

F5 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 108 shares of Class B common stock.

F6 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:05 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
GrantClass B Common 340 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000046 · wf-form4_159121831807423.xml · nonDerivative · entry 3

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206.818

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

F4 · balance_after: Total updated to reflect dividend reinvestment.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:05 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass A Common 428 $56.72 $24,276.16
Disclosure

SEC source: 0000014693-20-000046 · wf-form4_159121831807423.xml · nonDerivative · entry 2

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,905

F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 428 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:05 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
GrantClass A Common 1,355 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000046 · wf-form4_159121831807423.xml · nonDerivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:02 UTC
Brown KelliSVP, Chief Accounting Officer
Tax withholdingClass B Common 217 $62.20 $13,497.40
Disclosure

SEC source: 0000014693-20-000044 · wf-form4_159121813188273.xml · nonDerivative · entry 2

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149

F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 217 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:02 UTC
Brown KelliSVP, Chief Accounting Officer
GrantClass B Common 631 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000044 · wf-form4_159121813188273.xml · nonDerivative · entry 1

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:59 UTC
Hinrichs ThomasSVP/Pres., International Div
Tax withholdingClass B Common 296 $62.20 $18,411.20
Disclosure

SEC source: 0000014693-20-000042 · wf-form4_159121794230914.xml · nonDerivative · entry 4

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 296 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:59 UTC
Hinrichs ThomasSVP/Pres., International Div
GrantClass B Common 621 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000042 · wf-form4_159121794230914.xml · nonDerivative · entry 3

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,193

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:59 UTC
Hinrichs ThomasSVP/Pres., International Div
Tax withholdingClass A Common 1,179 $56.72 $66,872.88
Disclosure

SEC source: 0000014693-20-000042 · wf-form4_159121794230914.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,702

F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 1,179 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:59 UTC
Hinrichs ThomasSVP/Pres., International Div
GrantClass A Common 2,481 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000042 · wf-form4_159121794230914.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,881

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:56 UTC
Alvarez Alejandro ASVP, Chief Production Officer
Tax withholdingClass B Common 276 $62.20 $17,167.20
Disclosure

SEC source: 0000014693-20-000040 · wf-form4_159121776177127.xml · nonDerivative · entry 4

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,326

F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 276 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:56 UTC
Alvarez Alejandro ASVP, Chief Production Officer
GrantClass B Common 884 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000040 · wf-form4_159121776177127.xml · nonDerivative · entry 3

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,602

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

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June 01, 2020 Filed Jun 3, 2020 20:56 UTC
Alvarez Alejandro ASVP, Chief Production Officer
Tax withholdingClass A Common 1,084 $56.72 $61,484.48
Disclosure

SEC source: 0000014693-20-000040 · wf-form4_159121776177127.xml · nonDerivative · entry 2

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,747

F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 1,084 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation.

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June 01, 2020 Filed Jun 3, 2020 20:56 UTC
Alvarez Alejandro ASVP, Chief Production Officer
GrantClass A Common 3,532 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000040 · wf-form4_159121776177127.xml · nonDerivative · entry 1

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,831

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:53 UTC
Hawley Kirsten MSVP, Chief HR Officer
Tax withholdingClass B Common 231 $62.20 $14,368.20
Disclosure

SEC source: 0000014693-20-000038 · wf-form4_159121760372770.xml · nonDerivative · entry 4

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,184

F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 231 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:53 UTC
Hawley Kirsten MSVP, Chief HR Officer
GrantClass B Common 737 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000038 · wf-form4_159121760372770.xml · nonDerivative · entry 3

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,415

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:53 UTC
Hawley Kirsten MSVP, Chief HR Officer
Tax withholdingClass A Common 927 $56.72 $52,579.44
Disclosure

SEC source: 0000014693-20-000038 · wf-form4_159121760372770.xml · nonDerivative · entry 2

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,823

F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 927 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:53 UTC
Hawley Kirsten MSVP, Chief HR Officer
GrantClass A Common 2,943 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000038 · wf-form4_159121760372770.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:47 UTC
Whiting Lawson EPresident & CEO
Tax withholdingClass B Common 378 $62.20 $23,511.60
Disclosure

SEC source: 0000014693-20-000034 · wf-form4_159121721198205.xml · nonDerivative · entry 4

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913

F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 378 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:47 UTC
Whiting Lawson EPresident & CEO
GrantClass B Common 1,196 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000034 · wf-form4_159121721198205.xml · nonDerivative · entry 3

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,291

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:47 UTC
Whiting Lawson EPresident & CEO
Tax withholdingClass A Common 1,510 $56.72 $85,647.20
Disclosure

SEC source: 0000014693-20-000034 · wf-form4_159121721198205.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,658

F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 1,510 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:47 UTC
Whiting Lawson EPresident & CEO
GrantClass A Common 4,782 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000034 · wf-form4_159121721198205.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,168

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:49 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass B Common 926 $62.20 $57,597.20
Disclosure

SEC source: 0000014693-20-000036 · wf-form4_159121737697650.xml · nonDerivative · entry 4

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,591.8464

F5 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 926 shares of Class B common stock.

F6 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.