Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2020 Filed Nov 10, 2020 01:47 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
GrantCommon Stock, par value $.10 | 8,694 | $20.13 | $175,010.22 |
DisclosureSEC source: 0001127602-20-028541 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,343.0115 Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 02:20 UTC Amendment |
Nicholls MatthewEVP and CFO
|
GrantCommon Stock, par value $.10 | 918 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028544 · form4a.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,963 F1 · shares: This amendment on Form 4/A to the Form 4 filed on November 9, 2020 (the "Original Form 4") is made solely to: (a) report the correct the number of unvested performance-based restricted stock units scheduled to vest on December 1, 2020 per the certification of certain performance criteria, reflecting the deletion of 918 restricted stock units that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same. F2 · price: Not applicable. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 01:26 UTC Amendment |
Sethi AlokReg. S-K Executive Officer
|
GrantCommon Stock, par value $.10 | 1,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028540 · form4a.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,905 F1 · shares: This amendment on Form 4/A to the Form 4 filed on November 9, 2020 (the "Original Form 4") is made solely to: (a) report the correct number of unvested performance-based restricted stock units scheduled to vest on December 1, 2020 per the certification of certain performance criteria, reflecting the deletion of 3,717 restricted stock units that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same. F2 · price: Not applicable. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 00:53 UTC |
Plafker Jed A.Executive Vice President
|
GrantCommon Stock, par value $.10 | 14,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028538 · form4.xml · nonDerivative · entry 2 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,573.786 F1 · shares: On December 11, 2017, November 2, 2018 and November 1, 2019, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 83,147 shares represent unvested restricted stock awards and 5,988 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 00:53 UTC |
Plafker Jed A.Executive Vice President
|
GrantCommon Stock, par value $.10 | 42,226 | $20.13 | $850,009.38 |
DisclosureSEC source: 0001127602-20-028538 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,299.786 Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:38 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GrantCommon Stock, par value $.10 | 17,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028445 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,941,942.7499 F1 · shares: On November 2, 2018 and November 1, 2019, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 221,287 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:38 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GrantCommon Stock, par value $.10 | 135,371 | $20.13 | $2,725,018.23 |
DisclosureSEC source: 0001127602-20-028445 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924,730.7499 Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 23:17 UTC |
Tyle Craig StevenEVP & General Counsel
|
GrantCommon Stock, par value $.10 | 3,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028529 · form4.xml · nonDerivative · entry 2 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,412.042 F1 · shares: On November 2, 2018 and November 1, 2019 the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 40,424 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 23:17 UTC |
Tyle Craig StevenEVP & General Counsel
|
GrantCommon Stock, par value $.10 | 22,976 | $20.13 | $462,506.88 |
DisclosureSEC source: 0001127602-20-028529 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,382.042 Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:35 UTC |
Sethi AlokReg. S-K Executive Officer
|
GrantCommon Stock, par value $.10 | 5,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028443 · form4.xml · nonDerivative · entry 3 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,622 F1 · shares: On November 3, 2017, February 13, 2018 and November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 69,220 shares represent unvested restricted stock units (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:35 UTC |
Sethi AlokReg. S-K Executive Officer
|
GrantCommon Stock, par value $.10 | 15,649 | $20.13 | $315,014.37 |
DisclosureSEC source: 0001127602-20-028443 · form4.xml · nonDerivative · entry 2 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,276 Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:35 UTC |
Sethi AlokReg. S-K Executive Officer
|
GrantCommon Stock, par value $.10 | 24,839 | $20.13 | $500,009.07 |
DisclosureSEC source: 0001127602-20-028443 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,627 Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:31 UTC |
Nicholls MatthewEVP and CFO
|
GrantCommon Stock, par value $.10 | 1,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028441 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,881 F1 · shares: On May 1, 2019, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 123,774 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:31 UTC |
Nicholls MatthewEVP and CFO
|
GrantCommon Stock, par value $.10 | 67,065 | $20.13 | $1,350,018.45 |
DisclosureSEC source: 0001127602-20-028441 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,045 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 15:43 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,775.8879 | $19.99 | $35,500.00 |
DisclosureSEC source: 0001127602-20-026460 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,020.5187 Underlying: Common Stock, par value $.10 · 1,775.8879 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:56 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 950.4753 | $19.99 | $19,000.00 |
DisclosureSEC source: 0001127602-20-026592 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,155.2531 Underlying: Common Stock, par value $.10 · 950.4753 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 15:39 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,738.3691 | $19.99 | $34,750.00 |
DisclosureSEC source: 0001127602-20-026459 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,911.8908 Underlying: Common Stock, par value $.10 · 1,738.3691 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 15:37 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,400.7003 | $19.99 | $28,000.00 |
DisclosureSEC source: 0001127602-20-026458 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,048.0322 Underlying: Common Stock, par value $.10 · 1,400.7003 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 22:02 UTC |
Plafker Jed A.Executive Vice President
|
Tax withholdingCommon Stock, par value $.10 | 10,134 | $21.06 | $213,422.04 |
DisclosureSEC source: 0001127602-20-024589 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,073.786 F1 · balance_after: Of the amount of securities beneficially owned, 46,909 shares represent unvested restricted stock awards. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:46 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
Tax withholdingCommon Stock, par value $.10 | 1,828 | $21.06 | $38,497.68 |
DisclosureSEC source: 0001127602-20-024587 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,649.0115 F1 · balance_after: Of the amount of securities beneficially owned, 16,294 shares represent unvested restricted stock awards and 5,348 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:42 UTC |
Tyle Craig StevenEVP & General Counsel
|
Tax withholdingCommon Stock, par value $.10 | 5,226 | $21.06 | $110,059.56 |
DisclosureSEC source: 0001127602-20-024586 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,406.042 F1 · balance_after: Of the amount of securities beneficially owned, 17,448 shares represent unvested restricted stock awards. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 15:39 UTC |
Nicholls MatthewEVP and CFO
|
Tax withholdingCommon Stock, par value $.10 | 4,727 | $21.06 | $99,550.62 |
DisclosureSEC source: 0001127602-20-024615 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,980 F1 · balance_after: Of the amount of securities beneficially owned, 56,709 shares represent unvested restricted stock awards. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 15:32 UTC |
Sethi AlokReg. S-K Executive Officer
|
Tax withholdingCommon Stock, par value $.10 | 85 | $21.06 | $1,790.10 |
DisclosureSEC source: 0001127602-20-024614 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,788 F1 · balance_after: Of the amount of securities beneficially owned, 28,732 shares represent unvested restricted stock unit awards. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 21:21 UTC |
Byerwalter Mariann HDirector
|
SaleCommon Stock, par value $.10 | 1,827 | $21.90 | $40,011.30 |
DisclosureSEC source: 0001127602-20-023844 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,188 F1 · kind: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:37 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,757.4259 | $20.20 | $35,500.00 |
DisclosureSEC source: 0001127602-20-020932 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,823.0219 Underlying: Common Stock, par value $.10 · 1,757.4259 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:31 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,720.2972 | $20.20 | $34,750.00 |
DisclosureSEC source: 0001127602-20-020917 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,296.2624 Underlying: Common Stock, par value $.10 · 1,720.2972 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:27 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,386.1387 | $20.20 | $28,000.00 |
DisclosureSEC source: 0001127602-20-020907 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,258.6621 Underlying: Common Stock, par value $.10 · 1,386.1387 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:09 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 940.5941 | $20.20 | $19,000.00 |
DisclosureSEC source: 0001127602-20-021201 · form4.xml · derivative · entry 2 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,719.7704 Underlying: Common Stock, par value $.10 · 940.5941 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:09 UTC |
STEIN LAURADirector
|
OtherDeferred Director's Fees (FRI) · Derivative | 4,035.099 | $20.20 | $81,509.00 |
DisclosureSEC source: 0001127602-20-021201 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,779.1763 Underlying: Common Stock, par value $.10 · 4,035.099 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 18:05 UTC |
Tyle Craig StevenEVP & General Counsel
|
SaleCommon Stock, par value $.10 | 5,000 | $18.96 | $94,800.00 |
DisclosureSEC source: 0001127602-20-018379 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,403.042 F1 · kind: Reflects sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2019. F2 · balance_after: Of the amount of securities beneficially owned, 32,558 shares represent unvested restricted stock awards. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 00:08 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 2,238.3355 | $15.86 | $35,500.00 |
DisclosureSEC source: 0001127602-20-012887 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,589.8403 Underlying: Common Stock, par value $.10 · 2,238.3355 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 00:05 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 2,191.0467 | $15.86 | $34,750.00 |
DisclosureSEC source: 0001127602-20-012883 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,513.3779 Underlying: Common Stock, par value $.10 · 2,191.0467 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 00:07 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,197.9824 | $15.86 | $19,000.00 |
DisclosureSEC source: 0001127602-20-012885 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,223.4508 Underlying: Common Stock, par value $.10 · 1,197.9824 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 00:04 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,765.4477 | $15.86 | $28,000.00 |
DisclosureSEC source: 0001127602-20-012882 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,425.1573 Underlying: Common Stock, par value $.10 · 1,765.4477 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| March 16, 2020 Filed Nov 13, 2020 17:06 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028911 · form5.xml · nonDerivative · entry 1 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,386,261 F1 · shares: Reporting Person transferred the shares to the independent trustees of separate irrevocable grantor retained annuity trusts for estate planning purposes. F2 · price: Not applicable. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:12 UTC |
Tyle Craig StevenEVP & General Counsel
|
SaleCommon Stock, par value $.10 | 5,000 | $21.95 | $109,750.00 |
DisclosureSEC source: 0001127602-20-008793 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,403.042 F1 · kind: Reflects sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2019. F2 · balance_after: Of the amount of securities beneficially owned, 32,558 shares represent unvested restricted stock awards. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 16:57 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 191.9386 | $26.05 | $5,000.00 |
DisclosureSEC source: 0001127602-20-006292 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,659.7096 Underlying: Common Stock, par value $.10 · 191.9386 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 16:56 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 191.9386 | $26.05 | $5,000.00 |
DisclosureSEC source: 0001127602-20-006290 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,322.3312 Underlying: Common Stock, par value $.10 · 191.9386 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 16:53 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 191.9386 | $26.05 | $5,000.00 |
DisclosureSEC source: 0001127602-20-006287 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,351.5048 Underlying: Common Stock, par value $.10 · 191.9386 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 16:54 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 95.9693 | $26.05 | $2,500.00 |
DisclosureSEC source: 0001127602-20-006288 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,025.4684 Underlying: Common Stock, par value $.10 · 95.9693 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:46 UTC |
BARKER PETER KDirector
|
GrantCommon Stock, par value $.10 | 6,360 | $25.16 | $160,017.60 |
DisclosureSEC source: 0001127602-20-005117 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,765 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:30 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 6,359.3005 | $25.16 | $160,000.00 |
DisclosureSEC source: 0001127602-20-005107 · form4.xml · derivative · entry 2 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,130.3926 Underlying: Common Stock, par value $.10 · 6,359.3005 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:49 UTC |
YANG GEOFFREY YDirector
|
GrantCommon Stock, par value $.10 | 6,360 | $25.16 | $160,017.60 |
DisclosureSEC source: 0001127602-20-005121 · form4.xml · nonDerivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,272 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:48 UTC |
Byerwalter Mariann HDirector
|
GrantCommon Stock, par value $.10 | 6,360 | $25.16 | $160,017.60 |
DisclosureSEC source: 0001127602-20-005119 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,015 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:32 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 3,179.6502 | $25.16 | $80,000.00 |
DisclosureSEC source: 0001127602-20-005109 · form4.xml · derivative · entry 2 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,929.4991 Underlying: Common Stock, par value $.10 · 3,179.6502 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:43 UTC |
Waugh Seth H.Director
|
GrantDeferred Director's Fees (FRI) · Derivative | 6,359.3005 | $25.16 | $160,000.00 |
DisclosureSEC source: 0001127602-20-005114 · form4.xml · derivative · entry 1 Waugh Seth H. · CIK 0001635962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,528.7939 Underlying: Common Stock, par value $.10 · 6,359.3005 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 23:28 UTC |
Noto AnthonyDirector
|
GrantCommon Stock, par value $.10 | 6,360 | $25.16 | $160,017.60 |
DisclosureSEC source: 0001127602-20-005359 · form4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,360 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:46 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 58.5938 | $25.60 | $1,500.00 |
DisclosureSEC source: 0001127602-20-005117 · form4.xml · derivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,467.771 Underlying: Common Stock, par value $.10 · 58.5938 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:30 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 117.1876 | $25.60 | $3,000.00 |
DisclosureSEC source: 0001127602-20-005107 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,771.0921 Underlying: Common Stock, par value $.10 · 117.1876 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:49 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 117.1876 | $25.60 | $3,000.00 |
DisclosureSEC source: 0001127602-20-005121 · form4.xml · derivative · entry 2 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,159.5662 Underlying: Common Stock, par value $.10 · 117.1876 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.