Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2022 Filed Dec 5, 2022 18:23 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
Tax withholdingCommon Stock, par value $.10 | 1,703 | $27.28 | $46,457.84 |
DisclosureSEC source: 0001127602-22-026856 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,395.0115 F1 · balance_after: Of the amount of securities beneficially owned, 2,898 shares represent unvested restricted stock awards and 37,463 shares represent unvested restricted stock unit awards. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 18:21 UTC |
Sethi AlokEVP, Technology and Operations
|
Tax withholdingCommon Stock, par value $.10 | 6,004 | $27.28 | $163,789.12 |
DisclosureSEC source: 0001127602-22-026855 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,635 F1 · balance_after: Of the amount of securities beneficially owned, 68,378 shares represent unvested restricted stock unit awards. Read SEC document |
| November 21, 2022 Filed Feb 27, 2023 16:27 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GiftCommon Stock, par value $.10 | 3,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-007233 · form4.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 445,934 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| November 21, 2022 Filed Feb 27, 2023 16:27 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GiftCommon Stock, par value $.10 | 3,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-007233 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,260,251.6823 F1 · price: Not applicable. Read SEC document |
| November 21, 2022 Filed Feb 27, 2023 16:27 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GiftCommon Stock, par value $.10 | 614 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-007233 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,259,637.6823 F1 · price: Not applicable. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:20 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GrantCommon Stock, par value $.10 | 50,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-025046 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,263,321.6823 F1 · shares: On November 1, 2019, November 5, 2020 and November 8, 2021, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2022, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2022 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2022. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 535,964 shares represent unvested stock and stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2022 as reported in Footnote 1). Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:20 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GrantCommon Stock, par value $.10 | 338,984 | $22.42 | $7,600,021.28 |
DisclosureSEC source: 0001127602-22-025046 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,212,609.6823 Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:17 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GrantCommon Stock, par value $.10 | 32,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-025044 · form4.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,382,257 F1 · shares: On November 1, 2019, November 5, 2020 and November 8, 2021, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2022, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2022 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2022. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 96,051 shares represent unvested restricted stock and stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2022 as reported in Footnote 1). Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:17 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GrantCommon Stock, par value $.10 | 37,913 | $22.42 | $850,009.46 |
DisclosureSEC source: 0001127602-22-025044 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,349,681 Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:15 UTC |
Spector Adam BenjaminEVP, Global Advisory Services
|
GrantCommon Stock, par value $.10 | 4,664 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-025043 · form4.xml · nonDerivative · entry 2 Spector Adam Benjamin · CIK 0001679191 · EVP, Global Advisory Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,203 F1 · shares: On November 8, 2021, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2022, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2022 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2022. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 112,564 shares represent unvested restricted stock unit awards and 65,894 shares represent unvested performance restricted stock awards. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:15 UTC |
Spector Adam BenjaminEVP, Global Advisory Services
|
GrantCommon Stock, par value $.10 | 78,056 | $22.42 | $1,750,015.52 |
DisclosureSEC source: 0001127602-22-025043 · form4.xml · nonDerivative · entry 1 Spector Adam Benjamin · CIK 0001679191 · EVP, Global Advisory Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,539 Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:14 UTC |
Merchant Thomas CEVP, General Counsel
|
GrantCommon Stock, par value $.10 | 17,842 | $22.42 | $400,017.64 |
DisclosureSEC source: 0001127602-22-025042 · form4.xml · nonDerivative · entry 1 Merchant Thomas C · CIK 0001573664 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,330 F1 · balance_after: Of the amount of securities beneficially owned, 32,456 shares represent unvested restricted stock unit awards. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:13 UTC |
Nicholls MatthewEVP and CFO
|
GrantCommon Stock, par value $.10 | 17,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-025041 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,698 F1 · shares: On November 8, 2021 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2022, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2022 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2022. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 22,355 shares represent unvested restricted stock awards and 170,727 represent unvested restricted stock unit awards. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:13 UTC |
Nicholls MatthewEVP and CFO
|
GrantCommon Stock, par value $.10 | 121,544 | $22.42 | $2,725,016.48 |
DisclosureSEC source: 0001127602-22-025041 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,829 Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:12 UTC |
Murphy TerrenceSection 16 Officer
|
GrantCommon Stock, par value $.10 | 41,649 | $22.42 | $933,770.58 |
DisclosureSEC source: 0001127602-22-025040 · form4.xml · nonDerivative · entry 1 Murphy Terrence · CIK 0001338258 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,649 F1 · balance_after: Of the amount of securities beneficially owned, 41,649 shares represent unvested restricted stock unit awards. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:10 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
GrantCommon Stock, par value $.10 | 24,755 | $22.42 | $555,007.10 |
DisclosureSEC source: 0001127602-22-025038 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,098.0115 F1 · balance_after: Of the amount of securities beneficially owned, 2,898 shares represent unvested restricted stock awards and 43,154 shares represent unvested restricted stock unit awards. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:11 UTC |
Sethi AlokEVP, Technology and Operations
|
GrantCommon Stock, par value $.10 | 39,029 | $22.42 | $875,030.18 |
DisclosureSEC source: 0001127602-22-025039 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,639 F1 · balance_after: Of the amount of securities beneficially owned, 84,229 shares represent unvested restricted stock unit awards. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 18:31 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,548.5739 | $22.44 | $34,750.00 |
DisclosureSEC source: 0001127602-22-023408 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,725.3058 Underlying: Common Stock, par value $.10 · 1,548.5739 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 18:30 UTC |
King Karen MatsushimaDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,414.8841 | $22.44 | $31,750.00 |
DisclosureSEC source: 0001127602-22-023406 · form4.xml · derivative · entry 1 King Karen Matsushima · CIK 0001870975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,002.5239 Underlying: Common Stock, par value $.10 · 1,414.8841 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · derivative.expiration_date: Expiration Date is 01/20/2058. F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 18:30 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,381.4616 | $22.44 | $31,000.00 |
DisclosureSEC source: 0001127602-22-023407 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,292.5217 Underlying: Common Stock, par value $.10 · 1,381.4616 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:45 UTC |
Sethi AlokEVP, Technology and Operations
|
Tax withholdingCommon Stock, par value $.10 | 4,115 | $26.07 | $107,278.05 |
DisclosureSEC source: 0001127602-22-021965 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,610 F1 · balance_after: Of the amount of securities beneficially owned, 45,200 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:47 UTC |
Spector Adam BenjaminEVP, Global Advisory Services
|
Tax withholdingCommon Stock, par value $.10 | 7,914 | $26.07 | $206,317.98 |
DisclosureSEC source: 0001127602-22-021967 · form4.xml · nonDerivative · entry 1 Spector Adam Benjamin · CIK 0001679191 · EVP, Global Advisory Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,483 F1 · balance_after: Of the amount of securities beneficially owned, 34,508 shares represent unvested restricted stock unit awards and 65,894 shares represent unvested performance restricted stock awards. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:46 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
Tax withholdingCommon Stock, par value $.10 | 2,875 | $26.07 | $74,951.25 |
DisclosureSEC source: 0001127602-22-021966 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,343.0115 F1 · balance_after: Of the amount of securities beneficially owned, 2,898 shares represent unvested restricted stock awards and 18,399 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:43 UTC |
Plafker Jed A.Executive Vice President
|
Tax withholdingCommon Stock, par value $.10 | 11,453 | $26.07 | $298,579.71 |
DisclosureSEC source: 0001127602-22-021964 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,647.786 F1 · balance_after: Of the amount of securities beneficially owned, 14,075 shares represent unvested restricted stock awards and 21,284 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:42 UTC |
Nicholls MatthewEVP and CFO
|
Tax withholdingCommon Stock, par value $.10 | 28,111 | $26.07 | $732,853.77 |
DisclosureSEC source: 0001127602-22-021963 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,285 F1 · balance_after: Of the amount of securities beneficially owned, 22,355 shares represent unvested restricted stock awards and 49,183 represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:41 UTC |
Merchant Thomas CEVP, General Counsel
|
Tax withholdingCommon Stock, par value $.10 | 2,435 | $26.07 | $63,480.45 |
DisclosureSEC source: 0001127602-22-021962 · form4.xml · nonDerivative · entry 1 Merchant Thomas C · CIK 0001573664 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,488 F1 · balance_after: Of the amount of securities beneficially owned, 14,614 shares represent unvested restricted stock unit awards. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:40 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
SaleCommon Stock, par value $.10 | 55,201 | $28.75 | $1,587,210.91 |
DisclosureSEC source: 0001127602-22-021273 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870,067.8734 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.7050 to $28.8200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:22 UTC |
Plafker Jed A.Executive Vice President
|
SaleCommon Stock, par value $.10 | 19,166 | $29.02 | $556,187.74 |
DisclosureSEC source: 0001127602-22-020920 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,100.786 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.960 to $29.060 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 20:56 UTC |
Spector Adam BenjaminEVP, Global Advisory Services
|
Tax withholdingCommon Stock, par value $.10 | 30,219 | $27.45 | $829,511.55 |
DisclosureSEC source: 0001127602-22-020028 · form4.xml · nonDerivative · entry 1 Spector Adam Benjamin · CIK 0001679191 · EVP, Global Advisory Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,397 F1 · balance_after: Of the amount of securities beneficially owned, 117,657 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 18:38 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,473.7066 | $23.58 | $34,750.00 |
DisclosureSEC source: 0001127602-22-018684 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,644.6612 Underlying: Common Stock, par value $.10 · 1,473.7066 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 18:37 UTC |
King Karen MatsushimaDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,346.4801 | $23.58 | $31,750.00 |
DisclosureSEC source: 0001127602-22-018683 · form4.xml · derivative · entry 1 King Karen Matsushima · CIK 0001870975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,468.4132 Underlying: Common Stock, par value $.10 · 1,346.4801 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · derivative.expiration_date: Expiration Date is 01/20/2058. F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 18:36 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,314.6735 | $23.58 | $31,000.00 |
DisclosureSEC source: 0001127602-22-018682 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,706.2047 Underlying: Common Stock, par value $.10 · 1,314.6735 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 21, 2022 Filed Oct 31, 2022 19:50 UTC |
JOHNSON CHARLES B10% owner
|
OtherCommon Stock, par value $.10 | 78,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024503 · form5.xml · nonDerivative · entry 3 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,562,490 F2 · shares: Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes. F1 · price: Not applicable. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 17:42 UTC |
Byerwalter Mariann HDirector
|
SaleCommon Stock, par value $.10 | 3,135 | $23.37 | $73,264.95 |
DisclosureSEC source: 0001127602-22-017593 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,523 F1 · shares: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022. F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| May 09, 2022 Filed Dec 21, 2023 19:20 UTC Amendment |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-030257 · form5a.xml · nonDerivative · entry 4 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,311,568 F1 · price: Not applicable. Read SEC document |
| May 05, 2022 Filed May 6, 2022 18:44 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 199.6805 | $25.04 | $5,000.00 |
DisclosureSEC source: 0001127602-22-013625 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,170.9546 Underlying: Common Stock, par value $.10 · 199.6805 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 05, 2022 Filed May 6, 2022 18:42 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 199.6805 | $25.04 | $5,000.00 |
DisclosureSEC source: 0001127602-22-013622 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,391.5312 Underlying: Common Stock, par value $.10 · 199.6805 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 05, 2022 Filed May 6, 2022 18:43 UTC |
King Karen MatsushimaDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 199.6805 | $25.04 | $5,000.00 |
DisclosureSEC source: 0001127602-22-013624 · form4.xml · derivative · entry 1 King Karen Matsushima · CIK 0001870975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,121.9331 Underlying: Common Stock, par value $.10 · 199.6805 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · derivative.expiration_date: Expiration Date is 01/20/2058. F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 15:29 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,244.1819 | $27.93 | $34,750.00 |
DisclosureSEC source: 0001127602-22-011389 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,480.9084 Underlying: Common Stock, par value $.10 · 1,244.1819 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 15:28 UTC |
King Karen MatsushimaDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,136.7705 | $27.93 | $31,750.00 |
DisclosureSEC source: 0001127602-22-011388 · form4.xml · derivative · entry 1 King Karen Matsushima · CIK 0001870975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,823.7301 Underlying: Common Stock, par value $.10 · 1,136.7705 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · derivative.expiration_date: Expiration Date is 01/20/2058. F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 15:26 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,109.9177 | $27.93 | $31,000.00 |
DisclosureSEC source: 0001127602-22-011386 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,011.5042 Underlying: Common Stock, par value $.10 · 1,109.9177 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:59 UTC |
Waugh Seth H.Director
|
GrantDeferred Director's Fees (FRI) · Derivative | 5,511.5398 | $29.03 | $160,000.00 |
DisclosureSEC source: 0001127602-22-006599 · form4.xml · derivative · entry 1 Waugh Seth H. · CIK 0001635962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,741.7353 Underlying: Common Stock, par value $.10 · 5,511.5398 shares Expires 2034-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:58 UTC |
YANG GEOFFREY YDirector
|
GrantCommon Stock, par value $.10 | 5,512 | $29.03 | $160,013.36 |
DisclosureSEC source: 0001127602-22-006598 · form4.xml · nonDerivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,795 Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:56 UTC |
Thiel John WDirector
|
GrantCommon Stock, par value $.10 | 5,512 | $29.03 | $160,013.36 |
DisclosureSEC source: 0001127602-22-006597 · form4.xml · nonDerivative · entry 1 Thiel John W · CIK 0001843873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,523 Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:55 UTC |
Noto AnthonyDirector
|
GrantCommon Stock, par value $.10 | 5,512 | $29.03 | $160,013.36 |
DisclosureSEC source: 0001127602-22-006594 · form4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,883 Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:53 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 5,511.5398 | $29.03 | $160,000.00 |
DisclosureSEC source: 0001127602-22-006592 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,901.5865 Underlying: Common Stock, par value $.10 · 5,511.5398 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:54 UTC |
King Karen MatsushimaDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 5,511.5398 | $29.03 | $160,000.00 |
DisclosureSEC source: 0001127602-22-006593 · form4.xml · derivative · entry 1 King Karen Matsushima · CIK 0001870975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,686.9596 Underlying: Common Stock, par value $.10 · 5,511.5398 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · derivative.expiration_date: Expiration Date is 01/20/2058. F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:51 UTC |
Friedman Alexander SDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 5,511.5398 | $29.03 | $160,000.00 |
DisclosureSEC source: 0001127602-22-006590 · form4.xml · derivative · entry 1 Friedman Alexander S · CIK 0001843874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,741.7353 Underlying: Common Stock, par value $.10 · 5,511.5398 shares Expires 2046-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:50 UTC |
Byerwalter Mariann HDirector
|
GrantCommon Stock, par value $.10 | 5,512 | $29.03 | $160,013.36 |
DisclosureSEC source: 0001127602-22-006589 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 14,658 F1 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:29 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,040.1078 | $33.41 | $34,750.00 |
DisclosureSEC source: 0001127602-22-000791 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,892.6034 Underlying: Common Stock, par value $.10 · 1,040.1078 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.