Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2018 Filed Apr 3, 2018 18:16 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,008.9685 | $33.45 | $33,750.00 |
DisclosureSEC source: 0001127602-18-013581 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,024.3583 Underlying: Common Stock, par value $.10 · 1,008.9685 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 18:11 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 710.0149 | $33.45 | $23,750.00 |
DisclosureSEC source: 0001127602-18-013578 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,458.9949 Underlying: Common Stock, par value $.10 · 710.0149 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 18:01 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 710.0149 | $33.45 | $23,750.00 |
DisclosureSEC source: 0001127602-18-013570 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,103.3399 Underlying: Common Stock, par value $.10 · 710.0149 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 15:53 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 822.1225 | $33.45 | $27,500.00 |
DisclosureSEC source: 0001127602-18-013917 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,344.4319 Underlying: Common Stock, par value $.10 · 822.1225 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:02 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 3,642.3009 | $39.81 | $145,000.00 |
DisclosureSEC source: 0001127602-18-006341 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,522.3094 Underlying: Common Stock, par value $.10 · 3,642.3009 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 20:03 UTC |
Johnson Charles EndlerDirector
|
GrantCommon Stock, par value $.10 | 3,643 | $39.81 | $145,027.83 |
DisclosureSEC source: 0001127602-18-006306 · form4.xml · nonDerivative · entry 3 Johnson Charles Endler · CIK 0001579871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,715 Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 19:25 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 3,642.3009 | $39.81 | $145,000.00 |
DisclosureSEC source: 0001127602-18-006289 · form4.xml · derivative · entry 2 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,748.98 Underlying: Common Stock, par value $.10 · 3,642.3009 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 19:14 UTC |
Waugh Seth H.Director
|
GrantDeferred Director's Fees (FRI) · Derivative | 3,642.3009 | $39.81 | $145,000.00 |
DisclosureSEC source: 0001127602-18-006286 · form4.xml · derivative · entry 1 Waugh Seth H. · CIK 0001635962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,338.3813 Underlying: Common Stock, par value $.10 · 3,642.3009 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 19:21 UTC |
YANG GEOFFREY YDirector
|
GrantCommon Stock, par value $.10 | 3,643 | $39.81 | $145,027.83 |
DisclosureSEC source: 0001127602-18-006287 · form4.xml · nonDerivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,257 Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 19:05 UTC |
BARKER PETER KDirector
|
GrantCommon Stock, par value $.10 | 3,643 | $39.81 | $145,027.83 |
DisclosureSEC source: 0001127602-18-006280 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,750 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:25 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 77.24 | $38.84 | $3,000.00 |
DisclosureSEC source: 0001127602-18-006289 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,106.6791 Underlying: Common Stock, par value $.10 · 77.24 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:21 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 77.24 | $38.84 | $3,000.00 |
DisclosureSEC source: 0001127602-18-006287 · form4.xml · derivative · entry 2 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,393.325 Underlying: Common Stock, par value $.10 · 77.24 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:05 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 38.62 | $38.84 | $1,500.00 |
DisclosureSEC source: 0001127602-18-006280 · form4.xml · derivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,015.3898 Underlying: Common Stock, par value $.10 · 38.62 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 30, 2018 Filed Oct 23, 2018 20:15 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030848 · form5.xml · nonDerivative · entry 5 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,308,897 F1 · price: Not applicable. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 19:10 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.2447 | $45.12 | $1,500.00 |
DisclosureSEC source: 0001127602-18-002933 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,316.085 Underlying: Common Stock, par value $.10 · 33.2447 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 18:36 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.2447 | $45.12 | $1,500.00 |
DisclosureSEC source: 0001127602-18-003141 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,880.0085 Underlying: Common Stock, par value $.10 · 33.2447 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:20 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 549.133 | $43.25 | $23,750.00 |
DisclosureSEC source: 0001127602-18-000617 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,771.1671 Underlying: Common Stock, par value $.10 · 549.133 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:50 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 491.3295 | $43.25 | $21,250.00 |
DisclosureSEC source: 0001127602-18-000410 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,852.1112 Underlying: Common Stock, par value $.10 · 491.3295 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:45 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 491.3295 | $43.25 | $21,250.00 |
DisclosureSEC source: 0001127602-18-000407 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,194.0575 Underlying: Common Stock, par value $.10 · 491.3295 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:41 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 664.7399 | $43.25 | $28,750.00 |
DisclosureSEC source: 0001127602-18-000406 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,906.3843 Underlying: Common Stock, par value $.10 · 664.7399 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 23:36 UTC |
Plafker Jed A.Reg. S-K Executive Officer
|
SaleCommon Stock, par value $.10 | 7,790 | $43.92 | $342,114.99 |
DisclosureSEC source: 0001127602-17-035383 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,683.786 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.91 to $43.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of the amount of securities beneficially owned, 54,489 shares represent unvested restricted stock awards. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 22:51 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
SaleCommon Stock, par value $.10 | 49,988 | $43.58 | $2,178,557.02 |
DisclosureSEC source: 0001127602-17-035284 · form4.xml · nonDerivative · entry 8 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049,530 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.53 to $43.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: Of the amount of securities beneficially owned, 171,365 shares represent unvested restricted stock awards. Read SEC document |
| December 13, 2017 Filed Dec 20, 2017 22:51 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 1,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-035284 · form4.xml · nonDerivative · entry 7 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Child Disclosed balance after: 73,116 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 13, 2017 Filed Dec 20, 2017 22:51 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 1,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-035284 · form4.xml · nonDerivative · entry 6 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,099,518 F1 · price: Not applicable. Read SEC document |
| December 13, 2017 Filed Oct 23, 2018 20:15 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 23,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030848 · form5.xml · nonDerivative · entry 4 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,308,897 F1 · price: Not applicable. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 21:38 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 34.0136 | $44.10 | $1,500.00 |
DisclosureSEC source: 0001127602-17-034494 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,702.728 Underlying: Common Stock, par value $.10 · 34.0136 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 21:36 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 34.0136 | $44.10 | $1,500.00 |
DisclosureSEC source: 0001127602-17-034492 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,222.0341 Underlying: Common Stock, par value $.10 · 34.0136 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 21:33 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 68.0272 | $44.10 | $3,000.00 |
DisclosureSEC source: 0001127602-17-034491 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,360.7817 Underlying: Common Stock, par value $.10 · 68.0272 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 21:31 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 34.0136 | $44.10 | $1,500.00 |
DisclosureSEC source: 0001127602-17-034490 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,241.6444 Underlying: Common Stock, par value $.10 · 34.0136 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 06, 2017 Filed Oct 23, 2018 20:15 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 450,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030848 · form5.xml · nonDerivative · entry 3 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,308,897 F1 · price: Not applicable. Read SEC document |
| December 04, 2017 Filed Oct 19, 2018 17:56 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030698 · form5.xml · nonDerivative · entry 4 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,764.2402 F1 · price: Not applicable. Read SEC document |
| December 04, 2017 Filed Oct 19, 2018 17:56 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 1,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030698 · form5.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Children Disclosed balance after: 173,144 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 04, 2017 Filed Oct 19, 2018 17:56 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 1,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030698 · form5.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,764.2402 F1 · price: Not applicable. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:44 UTC |
Tyle Craig StevenEVP and General Counsel
|
Tax withholdingCommon Stock, par value $.10 | 469 | $43.48 | $20,392.12 |
DisclosureSEC source: 0001127602-17-033850 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,590.042 F1 · balance_after: Of the amount of securities beneficially owned, 23,113 shares represent unvested restricted stock awards. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:45 UTC |
JOHNSON RUPERT H JRDirector · Vice Chairman · 10% owner
|
SaleCommon Stock, par value $.10 | 250,000 | $42.95 | $10,737,500.00 |
DisclosureSEC source: 0001127602-17-033754 · form4.xml · nonDerivative · entry 2 JOHNSON RUPERT H JR · CIK 0001010261 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,976,045 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:45 UTC |
JOHNSON RUPERT H JRDirector · Vice Chairman · 10% owner
|
SaleCommon Stock, par value $.10 | 150,000 | $42.95 | $6,442,500.00 |
DisclosureSEC source: 0001127602-17-033754 · form4.xml · nonDerivative · entry 1 JOHNSON RUPERT H JR · CIK 0001010261 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 756,735 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:44 UTC |
LEWIS KENNETH AEVP and CFO
|
Tax withholdingCommon Stock, par value $.10 | 938 | $43.48 | $40,784.24 |
DisclosureSEC source: 0001127602-17-033753 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,614.517 F1 · balance_after: Of the amount of securities beneficially owned, 35,988 shares represent unvested restricted stock awards. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 17:04 UTC |
Sethi AlokReg. S-K Executive Officer
|
Tax withholdingCommon Stock, par value $.10 | 891 | $43.48 | $38,740.68 |
DisclosureSEC source: 0001127602-17-033880 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,500.668 F1 · balance_after: Of the amount of securities beneficially owned, 5,726 shares represent unvested restricted stock awards and 12,901 shares represent unvested restricted stock unit awards. Read SEC document |
| November 30, 2017 Filed Dec 20, 2017 22:51 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-035284 · form4.xml · nonDerivative · entry 5 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100,786 F1 · price: Not applicable. Read SEC document |
| November 27, 2017 Filed Dec 20, 2017 22:51 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 6,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-035284 · form4.xml · nonDerivative · entry 4 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,110,786 F1 · price: Not applicable. Read SEC document |
| November 21, 2017 Filed Oct 23, 2018 20:15 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 145,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030848 · form5.xml · nonDerivative · entry 2 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,308,897 F1 · price: Not applicable. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 19:18 UTC |
Byerwalter Mariann HDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 36.2932 | $41.33 | $1,500.00 |
DisclosureSEC source: 0001127602-17-031853 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,752.5581 Underlying: Common Stock, par value $.10 · 36.2932 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 19:15 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 36.2932 | $41.33 | $1,500.00 |
DisclosureSEC source: 0001127602-17-031852 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,188.0205 Underlying: Common Stock, par value $.10 · 36.2932 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 19:12 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 36.2932 | $41.33 | $1,500.00 |
DisclosureSEC source: 0001127602-17-031851 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,668.7144 Underlying: Common Stock, par value $.10 · 36.2932 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 08, 2017 Filed Dec 20, 2017 22:51 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-035284 · form4.xml · nonDerivative · entry 3 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,685 F1 · price: Not applicable. F3 · ownership.nature: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| November 08, 2017 Filed Dec 20, 2017 22:51 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 1,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-035284 · form4.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Child Disclosed balance after: 71,848 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| November 08, 2017 Filed Dec 20, 2017 22:51 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-035284 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,116,886 F1 · price: Not applicable. Read SEC document |
| November 08, 2017 Filed Feb 15, 2018 20:03 UTC |
Johnson Charles EndlerDirector
|
GiftCommon Stock, par value $.10 | 2,013 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006306 · form4.xml · nonDerivative · entry 2 Johnson Charles Endler · CIK 0001579871 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As a Trustee for Minor Child Disclosed balance after: 60,510 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| November 08, 2017 Filed Feb 15, 2018 20:03 UTC |
Johnson Charles EndlerDirector
|
GiftCommon Stock, par value $.10 | 671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006306 · form4.xml · nonDerivative · entry 1 Johnson Charles Endler · CIK 0001579871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,072 F1 · price: Not applicable. Read SEC document |
| November 08, 2017 Filed Oct 19, 2018 17:56 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 3,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030698 · form5.xml · nonDerivative · entry 5 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Children Disclosed balance after: 173,144 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.