Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FRANKLIN TEMPLETON INCBEN · Entity 462 | EVP and CFO | December 20, 2018 | December 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FRANKLIN TEMPLETON INC
Report date December 20, 2018 · Filed December 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10SEC Table I · non-derivative | Direct | 149,377.517 |
Reported balance
After 2018-12-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-20 · Tax withholding · Disposed 2,696 · Balance 149,377.517 F1: Of the amount of securities beneficially owned, 36,681 shares represent unvested restricted stock awards. |
| Common Stock, par value $.10SEC Table I · non-derivative | IndirectBy Trust | 17,678 |
Reported balance
Holding disclosure · report date 2018-12-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 17,678 F2: Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the amount of securities beneficially owned, 36,681 shares represent unvested restricted stock awards.
F2: Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2018 Filed Dec 21, 2018 19:55 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 2,696 | $28.61 | $77,132.56 |
DisclosureSEC source: 0001127602-18-037141 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,377.517 F1 · balance_after: Of the amount of securities beneficially owned, 36,681 shares represent unvested restricted stock awards. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 18:40 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 3,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-036037 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,073.517 F1 · shares: On November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On December 10, 2018, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 20, 2018. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 36,681 shares represent unvested restricted stock awards (which excludes the unvested restricted stock unites scheduled to vest on December 20, 2018 as reported in Footnote 3). Read SEC document |
| November 02, 2018 Filed Nov 7, 2018 00:28 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 1,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-032318 · form4.xml · nonDerivative · entry 2 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,449.517 F1 · shares: On November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 2, 2018, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 20, 2018. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 36,681 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 20, 2018 as reported on Footnote 1.) Read SEC document |
| November 02, 2018 Filed Nov 7, 2018 00:28 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 19,544 | $30.70 | $600,000.80 |
DisclosureSEC source: 0001127602-18-032318 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,637.517 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 22:08 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 6,521 | $31.74 | $206,976.54 |
DisclosureSEC source: 0001127602-18-026693 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,093.517 F1 · balance_after: Of the amount of securities beneficially owned, 17,137 shares represent unvested restricted stock awards. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:44 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 938 | $43.48 | $40,784.24 |
DisclosureSEC source: 0001127602-17-033753 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,614.517 F1 · balance_after: Of the amount of securities beneficially owned, 35,988 shares represent unvested restricted stock awards. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:06 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 1,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-031465 · form4.xml · nonDerivative · entry 2 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,552.517 F1 · shares: On November 4, 2014, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2017, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2017 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2017. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 35,988 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2017 as reported on Footnote 1.) Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:06 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 16,359 | $42.79 | $700,001.61 |
DisclosureSEC source: 0001127602-17-031465 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,756.517 Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 18:27 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 7,623 | $43.23 | $329,542.29 |
DisclosureSEC source: 0001127602-17-026929 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,397.517 F1 · balance_after: Of the amount of securities beneficially owned, 19,629 shares represent unvested restricted stock awards. Read SEC document |
| June 22, 2017 Filed Jun 22, 2017 22:55 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 17,141 | $44.51 | $762,894.49 |
DisclosureSEC source: 0001127602-17-022054 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,020.517 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.4600 to $44.5900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 18:23 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 1,866.2213 | $39.25 | $73,249.19 |
DisclosureSEC source: 0001127602-16-070371 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:26 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 4,230 | $41.96 | $177,502.22 |
DisclosureSEC source: 0001127602-16-069588 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,161.517 F1 · balance_after: Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 23:23 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 1,787 | $39.56 | $70,693.72 |
DisclosureSEC source: 0001127602-16-069183 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,391.517 F1 · balance_after: Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:48 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 5,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065998 · form4.xml · nonDerivative · entry 2 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,594.517 F1 · shares: On November 4, 2013, November 4, 2014 and November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2016, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2016 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2016. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2016 as reported on Footnote 1). Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:48 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 18,695 | $33.70 | $630,021.50 |
DisclosureSEC source: 0001127602-16-065998 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,755.517 Read SEC document |
| November 01, 2016 Filed Dec 5, 2016 23:21 UTC Amendment | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 3,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069182 · form4a.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,178.517 F1 · shares: On November 3, 2016, the Reporting Person reported that 5,839 restricted stock performance units were scheduled to vest on December 1, 2016. The number of shares reported in Column 4 of this Amendment reflects the correct number of such restricted stock units that vested on December 1, 2016. F2 · price: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.