Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 3, 2019 18:35 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 203.5228 | $33.78 | $6,875.00 |
DisclosureSEC source: 0001127602-19-014507 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,502.5697 Underlying: Common Stock, par value $.10 · 203.5228 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:34 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 703.0787 | $33.78 | $23,750.00 |
DisclosureSEC source: 0001127602-19-014434 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,838.6776 Underlying: Common Stock, par value $.10 · 703.0787 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:39 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 703.0787 | $33.78 | $23,750.00 |
DisclosureSEC source: 0001127602-19-014443 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,406.1187 Underlying: Common Stock, par value $.10 · 703.0787 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:05 UTC |
Tyle Craig StevenEVP and General Counsel
|
SaleCommon Stock, par value $.10 | 10,663 | $32.82 | $349,982.05 |
DisclosureSEC source: 0001127602-19-009553 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,165.042 F1 · kind: Reflects sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.65 to $33.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. F3 · balance_after: Of the amount of securities beneficially owned, 27,757 shares represent unvested restricted stock awards. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 22:20 UTC |
Waugh Seth H.Director
|
GrantDeferred Director's Fees (FRI) · Derivative | 4,654.8957 | $31.15 | $145,000.00 |
DisclosureSEC source: 0001127602-19-005716 · form4.xml · derivative · entry 1 Waugh Seth H. · CIK 0001635962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,512.5333 Underlying: Common Stock, par value $.10 · 4,654.8957 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 22:13 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,163.7239 | $31.15 | $36,250.00 |
DisclosureSEC source: 0001127602-19-005713 · form4.xml · derivative · entry 2 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,299.0469 Underlying: Common Stock, par value $.10 · 1,163.7239 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 22:34 UTC |
Byerwalter Mariann HDirector
|
GrantCommon Stock, par value $.10 | 4,655 | $31.15 | $145,003.25 |
DisclosureSEC source: 0001127602-19-005723 · form4.xml · nonDerivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,655 Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 22:17 UTC |
Johnson Charles EndlerDirector
|
GrantCommon Stock, par value $.10 | 4,655 | $31.15 | $145,003.25 |
DisclosureSEC source: 0001127602-19-005715 · form4.xml · nonDerivative · entry 3 Johnson Charles Endler · CIK 0001579871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,310 Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 22:15 UTC |
YANG GEOFFREY YDirector
|
GrantCommon Stock, par value $.10 | 4,655 | $31.15 | $145,003.25 |
DisclosureSEC source: 0001127602-19-005714 · form4.xml · nonDerivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,912 Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 22:12 UTC |
BARKER PETER KDirector
|
GrantCommon Stock, par value $.10 | 4,655 | $31.15 | $145,003.25 |
DisclosureSEC source: 0001127602-19-005712 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,405 Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 22:10 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 4,654.8957 | $31.15 | $145,000.00 |
DisclosureSEC source: 0001127602-19-005711 · form4.xml · derivative · entry 2 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,703.04 Underlying: Common Stock, par value $.10 · 4,654.8957 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 22:13 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 24.55 | $30.55 | $750.00 |
DisclosureSEC source: 0001127602-19-005713 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,135.323 Underlying: Common Stock, par value $.10 · 24.55 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 22:15 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 98.1996 | $30.55 | $3,000.00 |
DisclosureSEC source: 0001127602-19-005714 · form4.xml · derivative · entry 2 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,135.5989 Underlying: Common Stock, par value $.10 · 98.1996 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 22:12 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 49.0998 | $30.55 | $1,500.00 |
DisclosureSEC source: 0001127602-19-005712 · form4.xml · derivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,445.2551 Underlying: Common Stock, par value $.10 · 49.0998 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 22:10 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 98.1996 | $30.55 | $3,000.00 |
DisclosureSEC source: 0001127602-19-005711 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,048.1443 Underlying: Common Stock, par value $.10 · 98.1996 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 17:06 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 47.1254 | $31.83 | $1,500.00 |
DisclosureSEC source: 0001127602-19-002847 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,037.3993 Underlying: Common Stock, par value $.10 · 47.1254 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 20:09 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 11.7813 | $31.83 | $375.00 |
DisclosureSEC source: 0001127602-19-003023 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,110.773 Underlying: Common Stock, par value $.10 · 11.7813 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:06 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 795.6449 | $29.85 | $23,750.00 |
DisclosureSEC source: 0001127602-19-000579 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,566.1554 Underlying: Common Stock, par value $.10 · 795.6449 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:15 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 230.3182 | $29.85 | $6,875.00 |
DisclosureSEC source: 0001127602-19-000585 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,896.1196 Underlying: Common Stock, par value $.10 · 230.3182 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:00 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,130.6532 | $29.85 | $33,750.00 |
DisclosureSEC source: 0001127602-19-000575 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,232.4079 Underlying: Common Stock, par value $.10 · 1,130.6532 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:27 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 795.6449 | $29.85 | $23,750.00 |
DisclosureSEC source: 0001127602-19-001180 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,801.6303 Underlying: Common Stock, par value $.10 · 795.6449 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 26, 2018 Filed Nov 7, 2019 19:15 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 2,705,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032136 · form5.xml · nonDerivative · entry 4 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,480,461 F1 · price: Not applicable. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 19:55 UTC |
LEWIS KENNETH AEVP and CFO
|
Tax withholdingCommon Stock, par value $.10 | 2,696 | $28.61 | $77,132.56 |
DisclosureSEC source: 0001127602-18-037141 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,377.517 F1 · balance_after: Of the amount of securities beneficially owned, 36,681 shares represent unvested restricted stock awards. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 00:58 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 46.8019 | $32.05 | $1,500.00 |
DisclosureSEC source: 0001127602-18-035959 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,005.9854 Underlying: Common Stock, par value $.10 · 46.8019 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 20:12 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 46.8019 | $32.05 | $1,500.00 |
DisclosureSEC source: 0001127602-18-035799 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,101.7547 Underlying: Common Stock, par value $.10 · 46.8019 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 20:07 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 93.6038 | $32.05 | $3,000.00 |
DisclosureSEC source: 0001127602-18-035798 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,770.5105 Underlying: Common Stock, par value $.10 · 93.6038 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 18:40 UTC |
LEWIS KENNETH AEVP and CFO
|
GrantCommon Stock, par value $.10 | 3,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-036037 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,073.517 F1 · shares: On November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On December 10, 2018, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 20, 2018. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 36,681 shares represent unvested restricted stock awards (which excludes the unvested restricted stock unites scheduled to vest on December 20, 2018 as reported in Footnote 3). Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 18:37 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GrantCommon Stock, par value $.10 | 18,116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-036036 · form4.xml · nonDerivative · entry 4 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,163,066 F4 · shares: On November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On December 10, 2018, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 20, 2018. F1 · price: Not applicable. F5 · balance_after: Of the amount of securities beneficially owned, 171,726 shares represent unvested restricted stock awards (which excludes the unvested restricted stock unites scheduled to vest on December 20, 2018 as reported in Footnote 4). Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 18:32 UTC |
JOHNSON JENNIFER MPresident and COO
|
GrantCommon Stock, par value $.10 | 8,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-036035 · form4.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672,299.9092 F3 · shares: On November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On December 10, 2018, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 20, 2018. F1 · price: Not applicable. F4 · balance_after: Of the amount of securities beneficially owned, 125,980 shares represent unvested restricted stock awards (which excludes the unvested restricted stock unites scheduled to vest on December 20, 2018 as reported in Footnote 3). Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 18:26 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 46.8019 | $32.05 | $1,500.00 |
DisclosureSEC source: 0001127602-18-036034 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,665.8014 Underlying: Common Stock, par value $.10 · 46.8019 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 10, 2018 Filed Oct 29, 2019 18:24 UTC |
JOHNSON RUPERT H JRDirector · Vice Chairman · 10% owner
|
GiftCommon Stock, par value $.10 | 800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031203 · form5.xml · nonDerivative · entry 1 JOHNSON RUPERT H JR · CIK 0001010261 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,853,045 F1 · price: Not applicable. Read SEC document |
| December 06, 2018 Filed Dec 12, 2018 18:37 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036036 · form4.xml · nonDerivative · entry 3 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 19,625 F1 · price: Not applicable. F3 · ownership.nature: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 06, 2018 Filed Dec 12, 2018 18:37 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 1,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036036 · form4.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Child Disclosed balance after: 74,996 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 06, 2018 Filed Dec 12, 2018 18:37 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036036 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,144,950 F1 · price: Not applicable. Read SEC document |
| December 06, 2018 Filed Dec 12, 2018 18:32 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036035 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Children Disclosed balance after: 177,844 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 06, 2018 Filed Dec 12, 2018 18:32 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036035 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,663,844.9092 F1 · price: Not applicable. Read SEC document |
| December 06, 2018 Filed Feb 13, 2019 22:17 UTC |
Johnson Charles EndlerDirector
|
GiftCommon Stock, par value $.10 | 2,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005715 · form4.xml · nonDerivative · entry 2 Johnson Charles Endler · CIK 0001579871 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As a Trustee for Minor Child Disclosed balance after: 63,330 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 06, 2018 Filed Feb 13, 2019 22:17 UTC |
Johnson Charles EndlerDirector
|
GiftCommon Stock, par value $.10 | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005715 · form4.xml · nonDerivative · entry 1 Johnson Charles Endler · CIK 0001579871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,655 F1 · price: Not applicable. Read SEC document |
| December 06, 2018 Filed Nov 7, 2019 19:15 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 23,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032136 · form5.xml · nonDerivative · entry 3 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,480,461 F1 · price: Not applicable. Read SEC document |
| December 04, 2018 Filed Nov 7, 2019 19:15 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032136 · form5.xml · nonDerivative · entry 2 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,480,461 F1 · price: Not applicable. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 23:50 UTC |
Tyle Craig StevenEVP and General Counsel
|
SaleCommon Stock, par value $.10 | 10,216 | $34.26 | $350,005.27 |
DisclosureSEC source: 0001127602-18-035022 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,307.042 F1 · kind: Reflects sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. F3 · balance_after: Of the amount of securities beneficially owned, 27,757 shares represent unvested restricted stock awards. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 22:21 UTC |
Plafker Jed A.Senior Vice President
|
Tax withholdingCommon Stock, par value $.10 | 10,645 | $33.89 | $360,759.05 |
DisclosureSEC source: 0001127602-18-035012 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,474.786 F1 · balance_after: Of the amount of securities beneficially owned, 69,481 shares represent unvested restricted stock awards. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 22:18 UTC |
Sethi AlokReg. S-K Executive Officer
|
Tax withholdingCommon Stock, par value $.10 | 752 | $33.89 | $25,485.28 |
DisclosureSEC source: 0001127602-18-035011 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,614 F1 · balance_after: Of the amount of securities beneficially owned, 3,817 shares represent unvested restricted stock awards and 18,014 shares represent unvested restricted stock unit awards. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 22:52 UTC |
JOHNSON RUPERT H JRDirector · Vice Chairman · 10% owner
|
SaleCommon Stock, par value $.10 | 193,000 | $32.42 | $6,257,060.00 |
DisclosureSEC source: 0001127602-18-034515 · form4.xml · nonDerivative · entry 2 JOHNSON RUPERT H JR · CIK 0001010261 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 563,735 Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 22:52 UTC |
JOHNSON RUPERT H JRDirector · Vice Chairman · 10% owner
|
SaleCommon Stock, par value $.10 | 323,000 | $32.42 | $10,471,660.00 |
DisclosureSEC source: 0001127602-18-034515 · form4.xml · nonDerivative · entry 1 JOHNSON RUPERT H JR · CIK 0001010261 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,653,045 Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 22:07 UTC |
Plafker Jed A.Senior Vice President
|
GrantCommon Stock, par value $.10 | 1,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034201 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,663.786 F1 · shares: On December 11, 2017 the Reporting Person was granted certain restricted stock unit subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 20, 2018, the Issuer's management certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in number Column 4 are scheduled to vest on November 30, 2018. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 76,025 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on November 30, 2018 as reported in Footnote 1). Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 00:11 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 47.4083 | $31.64 | $1,500.00 |
DisclosureSEC source: 0001127602-18-032581 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,618.9995 Underlying: Common Stock, par value $.10 · 47.4083 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 00:04 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 47.4083 | $31.64 | $1,500.00 |
DisclosureSEC source: 0001127602-18-032577 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,959.1835 Underlying: Common Stock, par value $.10 · 47.4083 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 05, 2018 Filed Nov 7, 2019 19:15 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 46,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032136 · form5.xml · nonDerivative · entry 1 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,480,461 F1 · price: Not applicable. Read SEC document |
| November 02, 2018 Filed Nov 2, 2018 22:42 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 48.8599 | $30.70 | $1,500.00 |
DisclosureSEC source: 0001127602-18-032019 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,054.9528 Underlying: Common Stock, par value $.10 · 48.8599 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.