Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 16, 2018 Filed Oct 17, 2018 00:00 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 38,200 | $10.13 | $387,023.30 |
DisclosureSEC source: 0001225208-18-014663 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,696,508 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.10 to $10.15. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 23:44 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 66,700 | $10.13 | $675,524.26 |
DisclosureSEC source: 0001225208-18-014599 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,658,308 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.08 to $10.16. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 12, 2018 Filed Oct 12, 2018 20:24 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 71,700 | $10.09 | $723,409.98 |
DisclosureSEC source: 0001225208-18-014580 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,591,608 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.05 to $10.16. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 11, 2018 Filed Oct 11, 2018 20:37 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 71,700 | $10.03 | $719,473.65 |
DisclosureSEC source: 0001225208-18-014553 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,519,908 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.99 to $10.07. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 20:50 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 71,700 | $10.12 | $725,331.54 |
DisclosureSEC source: 0001225208-18-014527 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,448,208 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.02 to $10.21. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 09, 2018 Filed Oct 9, 2018 23:08 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 61,027 | $10.18 | $621,102.29 |
DisclosureSEC source: 0001225208-18-014504 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,376,508 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.14 to $10.20. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 15:36 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 61,900 | $10.17 | $629,764.41 |
DisclosureSEC source: 0001225208-18-014483 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,315,481 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.12 to $10.20. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 21:34 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 79,200 | $10.18 | $805,867.92 |
DisclosureSEC source: 0001225208-18-014463 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,253,581 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.12 to $10.20. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 15:06 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 79,200 | $10.18 | $806,501.52 |
DisclosureSEC source: 0001225208-18-014443 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,174,381 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.15 to $10.22. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 14:53 UTC |
Thompson Paul JohnOfficer of the Adviser
|
PurchaseCommon Stock ("Shares") | 800 | $10.17 | $8,136.00 |
DisclosureSEC source: 0001225208-18-014442 · doc4.xml · nonDerivative · entry 4 Thompson Paul John · CIK 0001640139 · Officer of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 14:53 UTC |
Thompson Paul JohnOfficer of the Adviser
|
PurchaseCommon Stock ("Shares") | 900 | $10.18 | $9,162.00 |
DisclosureSEC source: 0001225208-18-014442 · doc4.xml · nonDerivative · entry 3 Thompson Paul John · CIK 0001640139 · Officer of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200 Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 14:53 UTC |
Thompson Paul JohnOfficer of the Adviser
|
PurchaseCommon Stock ("Shares") | 1,500 | $10.19 | $15,285.00 |
DisclosureSEC source: 0001225208-18-014442 · doc4.xml · nonDerivative · entry 2 Thompson Paul John · CIK 0001640139 · Officer of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 14:53 UTC |
Thompson Paul JohnOfficer of the Adviser
|
PurchaseCommon Stock ("Shares") | 8,800 | $10.20 | $89,760.00 |
DisclosureSEC source: 0001225208-18-014442 · doc4.xml · nonDerivative · entry 1 Thompson Paul John · CIK 0001640139 · Officer of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 15:13 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 79,200 | $10.20 | $807,847.92 |
DisclosureSEC source: 0001225208-18-014444 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,095,181 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.05 to $10.26. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 02, 2018 Filed Oct 2, 2018 20:53 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 79,200 | $10.08 | $798,470.64 |
DisclosureSEC source: 0001225208-18-014150 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,015,981 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.05 to $10.13. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 13:35 UTC |
Lloyd Eric JDirector · Chief Executive Officer
|
PurchaseCommon Stock ("Shares") | 14,500 | $10.07 | $146,058.50 |
DisclosureSEC source: 0001225208-18-014236 · doc4.xml · nonDerivative · entry 1 Lloyd Eric J · CIK 0001589935 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 21:44 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 79,200 | $10.08 | $798,280.56 |
DisclosureSEC source: 0001225208-18-013943 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,936,781 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.00 to $10.10. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2018 Filed Nov 8, 2018 20:54 UTC Amendment |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 25,462.185 | $10.05 | $255,897.51 |
DisclosureSEC source: 0001225208-18-015310 · doc4a.xml · nonDerivative · entry 2 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,962,243.185 F4 · shares: Purchased pursuant to a dividend reinvestment plan. Read SEC document |
| October 01, 2018 Filed Nov 8, 2018 20:54 UTC Amendment |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 79,200 | $10.08 | $798,280.56 |
DisclosureSEC source: 0001225208-18-015310 · doc4a.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,936,781 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.00 to $10.10. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Amending Form 4 filed on 10/01/18 via Accession number 0001225208-18-013943 to reflect dividends reinvested. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 21:10 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 75,079 | $10.02 | $751,998.77 |
DisclosureSEC source: 0001225208-18-013804 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,857,581 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.95 to $10.07. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:40 UTC |
Freno MichaelDirector
|
PurchaseCommon Stock ("Shares") | 10,000 | $10.01 | $100,127.00 |
DisclosureSEC source: 0001225208-18-013801 · doc4.xml · nonDerivative · entry 1 Freno Michael · CIK 0001558474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:37 UTC |
Cary ChristopherTreasurer
|
PurchaseCommon Stock ("Shares") | 600 | $10.01 | $6,003.00 |
DisclosureSEC source: 0001225208-18-013941 · doc4.xml · nonDerivative · entry 4 Cary Christopher · CIK 0001749204 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:37 UTC |
Cary ChristopherTreasurer
|
PurchaseCommon Stock ("Shares") | 1,000 | $10.01 | $10,009.90 |
DisclosureSEC source: 0001225208-18-013941 · doc4.xml · nonDerivative · entry 3 Cary Christopher · CIK 0001749204 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:37 UTC |
Cary ChristopherTreasurer
|
PurchaseCommon Stock ("Shares") | 1,400 | $10.02 | $14,028.00 |
DisclosureSEC source: 0001225208-18-013941 · doc4.xml · nonDerivative · entry 2 Cary Christopher · CIK 0001749204 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:37 UTC |
Cary ChristopherTreasurer
|
PurchaseCommon Stock ("Shares") | 3,000 | $10.01 | $30,030.00 |
DisclosureSEC source: 0001225208-18-013941 · doc4.xml · nonDerivative · entry 1 Cary Christopher · CIK 0001749204 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 19:14 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 77,500 | $10.02 | $776,728.25 |
DisclosureSEC source: 0001225208-18-013796 · doc4.xml · nonDerivative · entry 4 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,782,502 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.98 to $10.10. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 13:50 UTC |
Switzer JohnDirector
|
PurchaseCommon Stock ("Shares") | 2,000 | $10.02 | $20,040.00 |
DisclosureSEC source: 0001225208-18-013788 · doc4.xml · nonDerivative · entry 1 Switzer John · CIK 0001749223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 19:14 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 77,500 | $10.05 | $779,107.50 |
DisclosureSEC source: 0001225208-18-013796 · doc4.xml · nonDerivative · entry 3 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,705,002 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.015 to $10.08. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 25, 2018 Filed Sep 28, 2018 19:14 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 77,500 | $10.10 | $783,005.75 |
DisclosureSEC source: 0001225208-18-013796 · doc4.xml · nonDerivative · entry 2 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,627,502 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.07 to $10.20. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 24, 2018 Filed Sep 28, 2018 19:14 UTC |
BARINGS LLC10% owner · Investment Adviser
|
PurchaseCommon Stock ("Shares") | 20,085 | $10.10 | $202,870.55 |
DisclosureSEC source: 0001225208-18-013796 · doc4.xml · nonDerivative · entry 1 BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,550,002 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.085 to $10.12. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:37 UTC |
LILLY STEVEN CDirector · CFO and Secretary
|
Tax withholdingCommon Stock | 51,804 | $12.00 | $621,648.00 |
DisclosureSEC source: 0001209191-18-044981 · doc4.xml · nonDerivative · entry 1 LILLY STEVEN C · CIK 0001158392 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,818 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:39 UTC |
Nordan Cary B.Chief Origination Officer
|
Tax withholdingCommon Stock | 46,186 | $12.00 | $554,232.00 |
DisclosureSEC source: 0001209191-18-044989 · doc4.xml · nonDerivative · entry 1 Nordan Cary B. · CIK 0001686419 · Chief Origination Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,689 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:39 UTC |
Vaughn Douglas A.Chief Administrative Officer
|
Tax withholdingCommon Stock | 43,039 | $12.00 | $516,468.00 |
DisclosureSEC source: 0001209191-18-044990 · doc4.xml · nonDerivative · entry 1 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,830 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:38 UTC |
Dombcik Jeffrey A.Chief Credit Officer
|
Tax withholdingCommon Stock | 43,713 | $12.00 | $524,556.00 |
DisclosureSEC source: 0001209191-18-044984 · doc4.xml · nonDerivative · entry 1 Dombcik Jeffrey A. · CIK 0001686424 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,713 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:40 UTC |
Knox C. Robert Jr.Principal Accounting Officer
|
Tax withholdingCommon Stock | 24,666 | $12.00 | $295,992.00 |
DisclosureSEC source: 0001209191-18-044991 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,275 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:37 UTC |
Poole E. AshtonDirector · President and CEO
|
Tax withholdingCommon Stock | 65,549 | $12.00 | $786,588.00 |
DisclosureSEC source: 0001209191-18-044978 · doc4.xml · nonDerivative · entry 1 Poole E. Ashton · CIK 0001580040 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,534 Read SEC document |
| May 02, 2018 Filed May 8, 2018 00:10 UTC |
GAMBILL MARK MDirector
|
GrantCommon Stock | 4,351 | $11.49 | $49,992.99 |
DisclosureSEC source: 0001209191-18-028477 · doc4.xml · nonDerivative · entry 1 GAMBILL MARK M · CIK 0001170913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,301 Read SEC document |
| May 02, 2018 Filed May 7, 2018 19:49 UTC |
RICH SIMON B. JR.Director
|
GrantCommon Stock | 4,351 | $11.49 | $49,992.99 |
DisclosureSEC source: 0001209191-18-028459 · doc4.xml · nonDerivative · entry 1 RICH SIMON B. JR. · CIK 0001265583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,276 Read SEC document |
| May 02, 2018 Filed May 7, 2018 23:48 UTC |
Mulhern Mark FDirector
|
GrantCommon Stock | 4,351 | $11.49 | $49,992.99 |
DisclosureSEC source: 0001209191-18-028457 · doc4.xml · nonDerivative · entry 1 Mulhern Mark F · CIK 0001342425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,791 Read SEC document |
| May 02, 2018 Filed May 8, 2018 00:12 UTC |
Dunwoody W McCombDirector
|
GrantCommon Stock | 4,351 | $11.49 | $49,992.99 |
DisclosureSEC source: 0001209191-18-028479 · doc4.xml · nonDerivative · entry 1 Dunwoody W McComb · CIK 0001389490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,323 Read SEC document |
| May 02, 2018 Filed May 8, 2018 00:11 UTC |
Goldstein Benjamin SDirector
|
GrantCommon Stock | 4,351 | $11.49 | $49,992.99 |
DisclosureSEC source: 0001209191-18-028478 · doc4.xml · nonDerivative · entry 1 Goldstein Benjamin S · CIK 0001389346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,873 Read SEC document |
| May 02, 2018 Filed May 7, 2018 23:48 UTC |
Tucker Garland S IIIDirector
|
GrantCommon Stock | 4,351 | $11.49 | $49,992.99 |
DisclosureSEC source: 0001209191-18-028456 · doc4.xml · nonDerivative · entry 1 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,031 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 17:07 UTC |
LILLY STEVEN CDirector · CFO and Secretary
|
GrantCommon Stock | 53,000 | $10.68 | $566,040.00 |
DisclosureSEC source: 0001209191-18-008919 · doc4.xml · nonDerivative · entry 1 LILLY STEVEN C · CIK 0001158392 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,622 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 17:08 UTC |
Nordan Cary B.Chief Origination Officer
|
GrantCommon Stock | 46,000 | $10.68 | $491,280.00 |
DisclosureSEC source: 0001209191-18-008922 · doc4.xml · nonDerivative · entry 1 Nordan Cary B. · CIK 0001686419 · Chief Origination Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,875 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 17:09 UTC |
Vaughn Douglas A.Chief Administrative Officer
|
GrantCommon Stock | 46,000 | $10.68 | $491,280.00 |
DisclosureSEC source: 0001209191-18-008923 · doc4.xml · nonDerivative · entry 1 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,869 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 17:08 UTC |
Dombcik Jeffrey A.Chief Credit Officer
|
GrantCommon Stock | 46,000 | $10.68 | $491,280.00 |
DisclosureSEC source: 0001209191-18-008920 · doc4.xml · nonDerivative · entry 1 Dombcik Jeffrey A. · CIK 0001686424 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,426 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 17:09 UTC |
Knox C. Robert Jr.Principal Accounting Officer
|
GrantCommon Stock | 26,000 | $10.68 | $277,680.00 |
DisclosureSEC source: 0001209191-18-008925 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,941 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:06 UTC |
Poole E. AshtonDirector · President and CEO
|
GrantCommon Stock | 63,000 | $10.68 | $672,840.00 |
DisclosureSEC source: 0001209191-18-008917 · doc4.xml · nonDerivative · entry 1 Poole E. Ashton · CIK 0001580040 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,083 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 16:56 UTC |
LILLY STEVEN CDirector · CFO and Secretary
|
Tax withholdingCommon Stock | 17,836 | $10.25 | $182,819.00 |
DisclosureSEC source: 0001209191-18-007906 · doc4.xml · nonDerivative · entry 2 LILLY STEVEN C · CIK 0001158392 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,622 F1 · balance_after: Includes 1,285 shares of common stock received in 2017 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 17:12 UTC |
Vaughn Douglas A.Chief Administrative Officer
|
Tax withholdingCommon Stock | 14,369 | $10.25 | $147,282.25 |
DisclosureSEC source: 0001209191-18-007913 · doc4.xml · nonDerivative · entry 1 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,869 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.