Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDBGH · Entity 8993 | Officer of Adviser | November 02, 2021 | November 09, 2021 |
| Barings BDC, Inc.BBDC · Entity 4971 | Director · CEO · Officer of the Adviser | May 19, 2025 | May 20, 2025 |
| Barings Capital Investment CorpNONE · Entity 70260 | Director | August 24, 2020 | August 24, 2020 |
| Barings Private Credit CorpBPCC · Entity 70480 | Director | July 09, 2021 | July 09, 2021 |
| Cascade Private Capital Fund(NONE) · Entity 10278 | Officer of the Adviser | September 27, 2022 | September 27, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Report date November 02, 2021 · Filed November 09, 2021
This filing explicitly reported no securities owned.
Barings BDC, Inc.
Report date May 19, 2025 · Filed May 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock ("Shares")SEC Table I · non-derivative | Direct | 73,569 |
Ending reported balance
After 2025-05-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-05-19 · Purchase · Acquired 27,275 · Balance 66,469 Row 2 · 2025-05-19 · Purchase · Acquired 7,100 · Balance 73,569 |
Barings Capital Investment Corp
Report date August 24, 2020 · Filed August 24, 2020
This filing explicitly reported no securities owned.
Barings Private Credit Corp
Report date July 09, 2021 · Filed July 09, 2021
This filing explicitly reported no securities owned.
Cascade Private Capital Fund
Report date September 27, 2022 · Filed September 27, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2025 Filed May 20, 2025 18:45 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 7,100 | $9.09 | $64,531.90 |
DisclosureSEC source: 0001225208-25-005320 · doc4.xml · nonDerivative · entry 2 Lloyd Eric J · CIK 0001589935 · Director · CEO · Officer of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,569 Read SEC document |
| May 19, 2025 Filed May 20, 2025 18:45 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 27,275 | $9.13 | $248,993.48 |
DisclosureSEC source: 0001225208-25-005320 · doc4.xml · nonDerivative · entry 1 Lloyd Eric J · CIK 0001589935 · Director · CEO · Officer of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,469 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 17:08 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 14,000 | $8.22 | $115,094.00 |
DisclosureSEC source: 0001225208-20-005006 · doc4.xml · nonDerivative · entry 1 Lloyd Eric J · CIK 0001589935 · Director · Trustee & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,448 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 12, 2020 Filed Mar 17, 2020 15:47 UTC Amendment | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 13,480 | $8.22 | $110,819.08 |
DisclosureSEC source: 0001225208-20-005177 · doc4a.xml · nonDerivative · entry 1 Lloyd Eric J · CIK 0001589935 · Director · Trustee & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,928 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 13:35 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 14,500 | $10.07 | $146,058.50 |
DisclosureSEC source: 0001225208-18-014236 · doc4.xml · nonDerivative · entry 1 Lloyd Eric J · CIK 0001589935 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.